PIMCO CORPORATE & INCOME OPPORTUNITY FUND (PTY) - Insider Holders & Insider Ownership

List of insiders holdings for PIMCO CORPORATE & INCOME OPPORTUNITY FUND:
  1. Shares directly owned by the insider.
  2. Shares indirectly owned by the insider.
  3. Total shares owned by the insider (sum of shares directly and indirectly owned).
  4. Total market value if available.
  5. Shares are not adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
What is insider trading>>
#Insider Holder NameReport
Date Time
Shares Owned
Directly
Indirectly
Total
Shares Owned
Filing
1GROSS WILLIAM H
SEE REMARKS
2015-02-20 16:55:381,135,671
2,173,840
3,309,511Form 4/A
2PACIFIC INVESTMENT MANAGEMENT CO LLC
Investment Adviser
2003-08-04 16:34:050
40,430
40,430Form 4
3HINMAN DAVID C
Vice President/Portfolio Mgr.
2003-08-04 17:12:090
19,400
19,400Form 4
4BANK OF AMERICA CORP
BOFA SECURITIES INC.
10% Owner
2023-10-04 14:21:109,633
0
9,633Form 13G
5BANK OF AMERICA CORP
BANK OF AMERICA NA
Former 10% Owner
2023-10-04 14:21:109,633
0
9,633Form 13G
6BANK OF AMERICA CORP
MERRILL LYNCH PIERCE FENNER & SMITH INC.
10% Owner
2023-10-04 14:21:109,633
0
9,633Form 13G
7Vandecruze Grace
Director
2023-11-27 18:59:230
7,513
7,513Form 4
8MERRILL LYNCH & CO. INC.
MERRILL LYNCH PIERCE FENNER & SMITH INC.
10% Owner
2009-01-12 09:07:574,801
0
4,801Form 13G
9UBS AG
10% Owner
2014-02-26 21:21:230
3,242
3,242Form 4
10UBS Group AG
10% Owner
2024-04-18 14:16:300
3,242
3,242Form 4
11DAWSON CRAIG A
Director
2019-12-18 20:05:34186
0
186Form 4
12Kittredge Joseph Baker Jr
Director
2020-06-22 18:20:170
0
0Form 3
13Burrill Douglas Benjamin
Vice President
2022-08-25 19:29:190
0
0Form 3
14SEIDNER MARC P
SEE REMARKS
2020-03-27 19:59:400
0
0Form 3
15Schneider Jerome M
SEE REMARKS
2020-03-27 20:42:220
0
0Form 3
16MOGELOF ERIC J
SEE REMARKS
2020-03-27 21:10:480
0
0Form 3
17Whitten Candice Stack
SEE REMARKS
2020-03-27 17:23:330
0
0Form 3
18Werber Keith Adam
VICE PRESIDENT
2022-06-16 14:45:130
0
0Form 3
19Hall Gregory Weston
SEE REMARKS
2020-09-24 17:49:290
0
0Form 3
20Roman Emmanuel
SEE REMARKS
2016-11-02 17:14:380
0
0Form 3
21Brigliadori Geraldine Edith
SEE REMARKS
2021-01-29 20:09:240
0
0Form 3
22Duggan Elizabeth A
Vice President
2021-03-26 18:03:190
0
0Form 3
23Zakir Nadia
SEE REMARKS
2021-06-03 20:41:480
0
0Form 3
24McCartney Kathleen Ann
Director
2022-07-01 15:39:590
0
0Form 3
25Jelic Mark Allen
Vice President
2021-09-30 17:07:410
0
0Form 3
26Meggers Julie Ann
SEE REMARKS
2022-02-07 19:12:410
0
0Form 3
27Cogan Sarah E
Director
2019-01-02 16:48:220
0
0Form 3
28Willard Morgan
ASSISTANT SECRETARY
2026-07-08 20:54:430
0
0Form 3
29HYMAN DANIEL H
SEE REMARKS
2017-01-10 16:36:100
0
0Form 3
30STRACKE THIBAULT CHRISTIAN
SEE REMARKS
2017-01-11 17:04:190
0
0Form 3
31PARIKH BIJAL Y
Vice President
2017-03-29 16:41:550
0
0Form 3
32DEAN MILLER COLLEEN
Assistant Treasurer
2017-03-29 13:58:500
0
0Form 3
33KIT WU KWAN
Assistant Secretary
2017-03-29 14:48:160
0
0Form 3
34Melman Laura S
Assistant Treasurer
2017-03-29 15:33:560
0
0Form 3
35FELS JOACHIM WALTER
See Remarks
2018-01-04 18:31:090
0
0Form 3
36AUDAIN-PRESSLEY KEISHA L
Chief Compliance Officer
2018-01-31 16:23:210
0
0Form 3
37TOURNIER EVE ANNE CELINE
SEE REMARKS
2020-03-27 18:44:540
0
0Form 3
38FISHER DAVID NICHOLS III
Director
2019-01-02 18:17:100
0
0Form 3
39STAHL CATHLEEN RUTH
SEE REMARKS
2019-01-02 19:35:170
0
0Form 3
40SHENOY SHWETHA P
Assistant Treasurer
2019-06-06 18:11:180
0
0Form 3
41TODD BRADLEY ALLEN
Treasurer
2019-06-06 19:52:450
0
0Form 3
42EVANS BRANDON THOMAS
Assistant Treasurer
2019-06-06 17:06:510
0
0Form 3
43Pittluck Brian Joel
Vice President
2020-01-09 17:44:410
0
0Form 3
44Zhang Hao Jessica
Assistant Treasurer
2020-01-09 19:00:460
0
0Form 3
45Byer Jeffrey Alan
Vice President
2020-01-09 15:52:130
0
0Form 3
46Bui Sonia E
Assistant Secretary
2025-04-03 17:08:450
0
0Form 3
47SHARENOW GREG ELLIOT
SEE REMARKS
2024-02-05 18:05:150
0
0Form 3
48Kersman Alejandro Eduardo
SEE REMARKS
2024-02-05 18:36:330
0
0Form 3
49Yang Jing
SEE REMARKS
2024-02-05 19:05:480
0
0Form 3
50Ellis Michele Noel
VICE PRESIDENT
2024-08-21 18:42:530
0
0Form 3
51Dinan Jaime Catherine
ASSISTANT SECRETARY
2024-08-21 19:23:200
0
0Form 3
52Bekkers Timothy Albert-Michel-Alain
Assistant Secretary
2024-08-21 20:26:580
0
0Form 3
53FLATTUM DAVID C
Director
2024-12-10 16:13:110
0
0Form 3
54Kraus Kristofer
See Remarks
2025-01-31 16:41:540
0
0Form 3
55Ferguson Benjamin
SEE REMARKS
2025-01-31 18:30:520
0
0Form 3
56Vu Quynh-Chi Hoang
Assistant Treasurer
2024-01-17 18:03:350
0
0Form 3
57Michel Mark D.
Director
2025-09-25 20:29:410
0
0Form 3
58Morris Sonya
Director
2025-09-25 20:37:160
0
0Form 3
59Mandinach Jason William
See Remarks
2026-01-30 21:45:290
0
0Form 3
60Chang Stephen Koon Bong
See Remarks
2026-02-02 20:14:420
0
0Form 3
61Vitale Paul
ASSISTANT TREASURER
2026-07-08 18:58:330
0
0Form 3
62JOHNSON ERIC DAVID
PRESIDENT
2026-07-08 19:26:110
0
0Form 3
63Davenport Russel
ASSISTANT TREASURER
2026-07-08 19:45:540
0
0Form 3
64Shin Myung
ASSISTANT SECRETARY
2026-07-08 20:18:300
0
0Form 3
65Suh Sung-Hee
SEE REMARKS
2024-01-04 17:54:320
0
0Form 3
66Steiner Jason Robert
SEE REMARKS
2023-02-03 13:05:390
0
0Form 3
67Pier Sonali Shah
SEE REMARKS
2023-02-03 14:09:230
0
0Form 3
68Ananthanarayanan Vishalakshi Mangala
SEE REMARKS
2023-02-03 15:25:260
0
0Form 3
69WANG QI
SEE REMARKS
2023-02-03 16:47:310
0
0Form 3
70Duran Jason Raul
VICE PRESIDENT
2023-03-24 13:15:110
0
0Form 3
71Golota Maria Marchenko
ASSISTANT TREASURER
2023-03-24 14:14:450
0
0Form 3
72Mason Gregory John
VICE PRESIDENT
2023-03-24 15:15:190
0
0Form 3
73Cantrill Elizabeth Davis
Director
2023-05-03 17:03:330
0
0Form 3
74Bui Giang Huong
SEE REMARKS
2023-10-04 17:59:130
0
0Form 3
75Lee Kenneth W.
Vice President
2022-09-01 17:43:290
0
0Form 3
76Chan Carol Kar-lon
Vice President
2024-01-17 13:55:010
0
0Form 3
77Creighton Alyssa Michele
Vice President
2024-01-17 14:28:480
0
0Form 3
78Goodman Matthew Louis
Assistant Treasurer
2024-01-17 15:08:020
0
0Form 3
79McLaughlin Colleen Patrice
Vice President
2024-01-17 15:39:320
0
0Form 3
80Narain Shivanand
Vice President
2024-01-17 16:00:490
0
0Form 3
81Pacetti Laine Elizabeth
Assistant Treasurer
2024-01-17 16:45:290
0
0Form 3
82Wildermuth Paul Thomas
Vice President
2024-01-17 17:15:360
0
0Form 3
83Stern Jason Ross
Assistant Treasurer
2024-01-17 17:37:030
0
0Form 3
84Durham Jennifer E
SVP & CCO
2009-02-23 15:23:170
0
0Form 3
85Pisano Albert A
Affiliated Person
2009-01-20 17:36:430
0
0Form 3/A
86WHITTINGTON MARNA C
Affiliated Person
2009-01-20 17:46:040
0
0Form 3/A
87MOORE E BLAKE JR
Affiliated Person
2009-01-20 17:53:040
0
0Form 3/A
88Kirk Richard H
Assistant Secretary
2009-01-20 18:04:180
0
0Form 3/A
89Guia Youse
Chief Compliance Officer
2009-01-20 18:12:410
0
0Form 3/A
90Chapman Kathleen A
Assistant Secretary
2009-01-20 18:16:230
0
0Form 3/A
91Ogden William B IV
Director
2009-01-20 18:37:060
0
0Form 3/A
92KOEPFGEN BRUCE L
AFFILIATED PERSON
2009-01-21 19:48:290
0
0Form 3/A
93TAYLOR DIANA L
Director
2009-01-23 10:56:160
0
0Form 3/A
94KERTESS HANS W
Director
2009-01-20 18:55:080
0
0Form 3/A
95JACOBSON JAMES A
Director
2009-12-17 10:26:190
0
0Form 3
96IVASCYN DANIEL J
Executive Committee Member
2010-01-04 13:31:000
0
0Form 3
97Hodge Douglas M
Executive Committee Member
2010-02-12 15:06:500
0
0Form 4
98Rappaport Alan
Director
2010-06-30 14:56:090
0
0Form 3
99GALLAGHER BRADFORD K
Director
2010-09-27 15:07:350
0
0Form 3
100CUPPS WENDY
Executive Committee Member
2011-01-04 17:09:520
0
0Form 3
101MILLER JOHN MARK
Executive Committee Member
2011-01-04 17:36:260
0
0Form 3
102ARNOLD TAMARA J
SEE REMARKS
2011-01-14 14:21:350
0
0Form 3
103Dzemaili Orhan
Assistant Treasurer
2011-01-20 09:29:190
0
0Form 3
104El-Erian Mohamed
EXECUTIVE COMMITTEE MEMBER
2008-12-31 06:28:460
0
0Form 3/A
105PATULA JENNIFER
Assistant Secretary
2004-03-01 15:58:470
0
0Form 3
106Fuccillo Thomas J
Secretary
2005-03-03 10:05:090
0
0Form 3
107HAMALAINEN PASI
Executive Committee
2006-01-03 11:26:460
0
0Form 3
108Hoover E Clifton Jr
Affiliated Person
2006-11-27 15:17:320
0
0Form 4
109Srivastava Lagan
Healey William V
Kirk Richard H
Chapman Kathleen A
Assistant Secretary
2006-12-20 14:51:250
0
0Form 3
110Schmider Ernest L
Jacobs Lew W IV
Affiliated Person
2007-01-10 10:11:580
0
0Form 3
111ALLIANZ GLOBAL INVESTORS OF AMERICA L P
Affiliated Entity
2007-05-29 12:25:390
0
0Form 4
112SULLIVAN R PETER III
Director
2007-09-12 14:10:260
0
0Form 3
113POWERS WILLIAM C
EXECUTIVE COMMITTEE MEMBER
2008-12-31 06:15:570
0
0Form 3
114Gaffney Brian J.
Affiliated Person
2011-03-10 12:34:040
0
0Form 3
115LUDWIG STEVEN
SVP & CCO
2008-12-31 06:47:320
0
0Form 3
116THOMPSON WILLIAM S
EXECUTIVE COMMITTEE MEMBER
2008-12-31 07:05:050
0
0Form 5
117KIESEL MARK R
PORTFOLIO MANAGER
2008-12-31 07:13:120
0
0Form 3
118Whisten Scott
Assistant Treasurer
2008-12-31 11:18:080
0
0Form 3
119COCHRAN RICHARD J
Assistant Treasurer
2008-12-31 11:21:240
0
0Form 3
120Claussen Barbara R
AFFILIATED PERSON
2008-12-31 12:05:270
0
0Form 3
121MEWBOURNE CURTIS A
EXECUTIVE COMMITTEE MEMBER
2009-01-09 18:37:310
0
0Form 3
122Healey William V
Assistant Secretary
2009-01-20 18:42:530
0
0Form 3/A
123MURATA ALFRED T
SEE REMARKS
2014-10-06 15:17:170
0
0Form 3
124Barling James
Affiliated Person
2014-06-26 11:49:040
0
0Form 3
125Anctil Stacie
ASSISTANT TREASURER
2014-09-08 11:42:560
0
0Form 3
126Walker Trent
Assistant Treasurer
2014-09-08 11:54:080
0
0Form 3
127BROWN ERIK C
Vice President
2014-09-08 12:20:380
0
0Form 3
128STRELOW PETER G
See Remarks
2014-09-08 12:38:570
0
0Form 3
129Ratner Joshua
See Remarks
2014-09-08 13:18:400
0
0Form 3
130GALIPEAU WILLIAM GLEN
See Remarks
2014-09-08 13:38:560
0
0Form 3
131LESHAW RYAN G
Assistant Secretary
2014-09-08 13:55:300
0
0Form 3
132BALLS ANDREW
SEE REMARKS
2014-10-06 14:38:220
0
0Form 3
133Bengtson-Olivieri Erin
Affiliated Person
2014-05-02 14:24:040
0
0Form 3
134MITTAL MOHIT
SEE REMARKS
2014-10-06 15:30:220
0
0Form 3
135MARIAPPA SUDI
SEE REMARKS
2015-01-08 17:02:460
0
0Form 3
136Otterbein Thomas J
See Remarks
2015-01-08 17:40:540
0
0Form 3
137Brigade Leveraged Capital Structures Fund Ltd.
10% Owner
2015-04-24 17:29:180
0
0Form 4/A
138AVDEYCHIK VADIM
Assistant Secretary
2015-06-12 16:47:360
0
0Form 3
139NAGLER JASON JORDAN
Assistant Treasurer
2015-06-12 17:19:450
0
0Form 3
140KORINKE KIMBERLEY G
SEE REMARKS
2016-01-13 16:58:010
0
0Form 3
141BRIDWELL JENNIFER S
SEE REMARKS
2016-01-22 17:25:150
0
0Form 3
142MATHER SCOTT A
SEE REMARKS
2016-01-22 17:56:170
0
0Form 3
143Sluyters Julian
Affiliated Person
2012-11-20 14:18:420
0
0Form 3
144Migliori Scott
Affiliated Person
2011-03-10 13:48:520
0
0Form 3
145Sexauer Stephen
Affiliated Person
2011-03-10 14:49:300
0
0Form 3
146Marino Gerard
Affiliated Person
2011-03-10 15:41:340
0
0Form 3
147VALEIRAS HORACIO
Affiliated Person
2011-03-10 16:21:190
0
0Form 3
148ZOULLAS DEBORAH A
Director
2011-06-17 11:45:470
0
0Form 3
149Oliver Thomas W JR
Affiliated Person
2011-11-14 09:46:110
0
0Form 3
150RODOSKY STEPHEN A
SEE REMARKS
2012-02-09 14:20:140
0
0Form 3
151Carroll John
Affiliated Person
2012-02-29 16:18:570
0
0Form 3
152Townsend Christopher
Affiliated Person
2012-02-29 13:28:030
0
0Form 3
153MORIN CHRISTOPHER M
Assistant Treasurer
2016-10-04 17:19:030
0
0Form 3
154SHORT JONATHAN D
See Remarks
2013-01-18 21:05:300
0
0Form 3
155Harter Thomas L
Chief Compliance Officer
2013-07-01 14:28:480
0
0Form 3
156MANEY JOHN C
Director
2013-07-10 15:03:380
0
0Form 4
157Frank Udo
Affiliated Person
2013-07-12 16:28:280
0
0Form 3
158Jacobs Lew W IV
SEE REMARKS
2014-01-30 19:19:480
0
0Form 3
159Jobson David
Affiliated Person
2014-02-20 15:23:540
0
0Form 3
160BENZ WILLIAM ROBERT II
SEE REMARKS
2014-03-28 18:35:150
0
0Form 3
161WORAH MIHIR P
SEE REMARKS
2014-03-28 19:20:480
0
0Form 3