PIMCO CORPORATE & INCOME OPPORTUNITY FUND (PTY) - Insider Holders & Insider Ownership

List of insiders holdings for PIMCO CORPORATE & INCOME OPPORTUNITY FUND:
  1. Shares directly owned by the insider.
  2. Shares indirectly owned by the insider.
  3. Total shares owned by the insider (sum of shares directly and indirectly owned).
  4. Total market value if available.
  5. Shares are not adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
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#Insider Holder NameReport
Date Time
Shares Owned
Directly
Indirectly
Total
Shares Owned
Filing
1GROSS WILLIAM H
SEE REMARKS
2015-02-20 16:55:381,135,671
2,173,840
3,309,511Form 4/A
2PACIFIC INVESTMENT MANAGEMENT CO LLC
Investment Adviser
2003-08-04 16:34:050
40,430
40,430Form 4
3HINMAN DAVID C
Vice President/Portfolio Mgr.
2003-08-04 17:12:090
19,400
19,400Form 4
4BANK OF AMERICA CORP
MERRILL LYNCH PIERCE FENNER & SMITH INC.
10% Owner
2023-10-04 14:21:109,633
0
9,633Form 13G
5BANK OF AMERICA CORP
BANK OF AMERICA NA
Former 10% Owner
2023-10-04 14:21:109,633
0
9,633Form 13G
6BANK OF AMERICA CORP
BOFA SECURITIES INC.
10% Owner
2023-10-04 14:21:109,633
0
9,633Form 13G
7Vandecruze Grace
Director
2023-11-27 18:59:230
7,513
7,513Form 4
8MERRILL LYNCH & CO. INC.
MERRILL LYNCH PIERCE FENNER & SMITH INC.
10% Owner
2009-01-12 09:07:574,801
0
4,801Form 13G
9UBS AG
10% Owner
2014-02-26 21:21:230
3,242
3,242Form 4
10UBS Group AG
10% Owner
2024-04-18 14:16:300
3,242
3,242Form 4
11DAWSON CRAIG A
Director
2019-12-18 20:05:34186
0
186Form 4
12SEIDNER MARC P
SEE REMARKS
2020-03-27 19:59:400
0
0Form 3
13Pittluck Brian Joel
Vice President
2020-01-09 17:44:410
0
0Form 3
14Zhang Hao Jessica
Assistant Treasurer
2020-01-09 19:00:460
0
0Form 3
15Byer Jeffrey Alan
Vice President
2020-01-09 15:52:130
0
0Form 3
16TOURNIER EVE ANNE CELINE
SEE REMARKS
2020-03-27 18:44:540
0
0Form 3
17TODD BRADLEY ALLEN
Treasurer
2019-06-06 19:52:450
0
0Form 3
18Schneider Jerome M
SEE REMARKS
2020-03-27 20:42:220
0
0Form 3
19MOGELOF ERIC J
SEE REMARKS
2020-03-27 21:10:480
0
0Form 3
20Whitten Candice Stack
SEE REMARKS
2020-03-27 17:23:330
0
0Form 3
21Kittredge Joseph Baker Jr
Director
2020-06-22 18:20:170
0
0Form 3
22Hall Gregory Weston
SEE REMARKS
2020-09-24 17:49:290
0
0Form 3
23Brigliadori Geraldine Edith
SEE REMARKS
2021-01-29 20:09:240
0
0Form 3
24Duggan Elizabeth A
Vice President
2021-03-26 18:03:190
0
0Form 3
25Zakir Nadia
SEE REMARKS
2021-06-03 20:41:480
0
0Form 3
26KIT WU KWAN
Assistant Secretary
2017-03-29 14:48:160
0
0Form 3
27KORINKE KIMBERLEY G
SEE REMARKS
2016-01-13 16:58:010
0
0Form 3
28BRIDWELL JENNIFER S
SEE REMARKS
2016-01-22 17:25:150
0
0Form 3
29MATHER SCOTT A
SEE REMARKS
2016-01-22 17:56:170
0
0Form 3
30MORIN CHRISTOPHER M
Assistant Treasurer
2016-10-04 17:19:030
0
0Form 3
31Roman Emmanuel
SEE REMARKS
2016-11-02 17:14:380
0
0Form 3
32HYMAN DANIEL H
SEE REMARKS
2017-01-10 16:36:100
0
0Form 3
33STRACKE THIBAULT CHRISTIAN
SEE REMARKS
2017-01-11 17:04:190
0
0Form 3
34PARIKH BIJAL Y
Vice President
2017-03-29 16:41:550
0
0Form 3
35DEAN MILLER COLLEEN
Assistant Treasurer
2017-03-29 13:58:500
0
0Form 3
36EVANS BRANDON THOMAS
Assistant Treasurer
2019-06-06 17:06:510
0
0Form 3
37Melman Laura S
Assistant Treasurer
2017-03-29 15:33:560
0
0Form 3
38FELS JOACHIM WALTER
See Remarks
2018-01-04 18:31:090
0
0Form 3
39AUDAIN-PRESSLEY KEISHA L
Chief Compliance Officer
2018-01-31 16:23:210
0
0Form 3
40Cogan Sarah E
Director
2019-01-02 16:48:220
0
0Form 3
41FISHER DAVID NICHOLS III
Director
2019-01-02 18:17:100
0
0Form 3
42STAHL CATHLEEN RUTH
SEE REMARKS
2019-01-02 19:35:170
0
0Form 3
43SHENOY SHWETHA P
Assistant Treasurer
2019-06-06 18:11:180
0
0Form 3
44Werber Keith Adam
VICE PRESIDENT
2022-06-16 14:45:130
0
0Form 3
45Ellis Michele Noel
VICE PRESIDENT
2024-08-21 18:42:530
0
0Form 3
46McLaughlin Colleen Patrice
Vice President
2024-01-17 15:39:320
0
0Form 3
47Narain Shivanand
Vice President
2024-01-17 16:00:490
0
0Form 3
48Pacetti Laine Elizabeth
Assistant Treasurer
2024-01-17 16:45:290
0
0Form 3
49Wildermuth Paul Thomas
Vice President
2024-01-17 17:15:360
0
0Form 3
50Stern Jason Ross
Assistant Treasurer
2024-01-17 17:37:030
0
0Form 3
51Vu Quynh-Chi Hoang
Assistant Treasurer
2024-01-17 18:03:350
0
0Form 3
52SHARENOW GREG ELLIOT
SEE REMARKS
2024-02-05 18:05:150
0
0Form 3
53Kersman Alejandro Eduardo
SEE REMARKS
2024-02-05 18:36:330
0
0Form 3
54Yang Jing
SEE REMARKS
2024-02-05 19:05:480
0
0Form 3
55Goodman Matthew Louis
Assistant Treasurer
2024-01-17 15:08:020
0
0Form 3
56Dinan Jaime Catherine
ASSISTANT SECRETARY
2024-08-21 19:23:200
0
0Form 3
57Bekkers Timothy Albert-Michel-Alain
Assistant Secretary
2024-08-21 20:26:580
0
0Form 3
58FLATTUM DAVID C
Director
2024-12-10 16:13:110
0
0Form 3
59Kraus Kristofer
See Remarks
2025-01-31 16:41:540
0
0Form 3
60Ferguson Benjamin
SEE REMARKS
2025-01-31 18:30:520
0
0Form 3
61Bui Sonia E
Assistant Secretary
2025-04-03 17:08:450
0
0Form 3
62Michel Mark D.
Director
2025-09-25 20:29:410
0
0Form 3
63Morris Sonya
Director
2025-09-25 20:37:160
0
0Form 3
64WANG QI
SEE REMARKS
2023-02-03 16:47:310
0
0Form 3
65Meggers Julie Ann
SEE REMARKS
2022-02-07 19:12:410
0
0Form 3
66AVDEYCHIK VADIM
Assistant Secretary
2015-06-12 16:47:360
0
0Form 3
67McCartney Kathleen Ann
Director
2022-07-01 15:39:590
0
0Form 3
68Burrill Douglas Benjamin
Vice President
2022-08-25 19:29:190
0
0Form 3
69Lee Kenneth W.
Vice President
2022-09-01 17:43:290
0
0Form 3
70Steiner Jason Robert
SEE REMARKS
2023-02-03 13:05:390
0
0Form 3
71Pier Sonali Shah
SEE REMARKS
2023-02-03 14:09:230
0
0Form 3
72Ananthanarayanan Vishalakshi Mangala
SEE REMARKS
2023-02-03 15:25:260
0
0Form 3
73Jelic Mark Allen
Vice President
2021-09-30 17:07:410
0
0Form 3
74Duran Jason Raul
VICE PRESIDENT
2023-03-24 13:15:110
0
0Form 3
75Golota Maria Marchenko
ASSISTANT TREASURER
2023-03-24 14:14:450
0
0Form 3
76Mason Gregory John
VICE PRESIDENT
2023-03-24 15:15:190
0
0Form 3
77Cantrill Elizabeth Davis
Director
2023-05-03 17:03:330
0
0Form 3
78Bui Giang Huong
SEE REMARKS
2023-10-04 17:59:130
0
0Form 3
79Suh Sung-Hee
SEE REMARKS
2024-01-04 17:54:320
0
0Form 3
80Chan Carol Kar-lon
Vice President
2024-01-17 13:55:010
0
0Form 3
81Creighton Alyssa Michele
Vice President
2024-01-17 14:28:480
0
0Form 3
82JACOBSON JAMES A
Director
2009-12-17 10:26:190
0
0Form 3
83WHITTINGTON MARNA C
Affiliated Person
2009-01-20 17:46:040
0
0Form 3/A
84MOORE E BLAKE JR
Affiliated Person
2009-01-20 17:53:040
0
0Form 3/A
85Kirk Richard H
Assistant Secretary
2009-01-20 18:04:180
0
0Form 3/A
86Guia Youse
Chief Compliance Officer
2009-01-20 18:12:410
0
0Form 3/A
87Chapman Kathleen A
Assistant Secretary
2009-01-20 18:16:230
0
0Form 3/A
88Ogden William B IV
Director
2009-01-20 18:37:060
0
0Form 3/A
89KOEPFGEN BRUCE L
AFFILIATED PERSON
2009-01-21 19:48:290
0
0Form 3/A
90TAYLOR DIANA L
Director
2009-01-23 10:56:160
0
0Form 3/A
91Durham Jennifer E
SVP & CCO
2009-02-23 15:23:170
0
0Form 3
92Pisano Albert A
Affiliated Person
2009-01-20 17:36:430
0
0Form 3/A
93IVASCYN DANIEL J
Executive Committee Member
2010-01-04 13:31:000
0
0Form 3
94Hodge Douglas M
Executive Committee Member
2010-02-12 15:06:500
0
0Form 4
95Rappaport Alan
Director
2010-06-30 14:56:090
0
0Form 3
96GALLAGHER BRADFORD K
Director
2010-09-27 15:07:350
0
0Form 3
97CUPPS WENDY
Executive Committee Member
2011-01-04 17:09:520
0
0Form 3
98MILLER JOHN MARK
Executive Committee Member
2011-01-04 17:36:260
0
0Form 3
99ARNOLD TAMARA J
SEE REMARKS
2011-01-14 14:21:350
0
0Form 3
100Dzemaili Orhan
Assistant Treasurer
2011-01-20 09:29:190
0
0Form 3
101LUDWIG STEVEN
SVP & CCO
2008-12-31 06:47:320
0
0Form 3
102HAMALAINEN PASI
Executive Committee
2006-01-03 11:26:460
0
0Form 3
103Hoover E Clifton Jr
Affiliated Person
2006-11-27 15:17:320
0
0Form 4
104Srivastava Lagan
Healey William V
Kirk Richard H
Chapman Kathleen A
Assistant Secretary
2006-12-20 14:51:250
0
0Form 3
105Schmider Ernest L
Jacobs Lew W IV
Affiliated Person
2007-01-10 10:11:580
0
0Form 3
106ALLIANZ GLOBAL INVESTORS OF AMERICA L P
Affiliated Entity
2007-05-29 12:25:390
0
0Form 4
107SULLIVAN R PETER III
Director
2007-09-12 14:10:260
0
0Form 3
108POWERS WILLIAM C
EXECUTIVE COMMITTEE MEMBER
2008-12-31 06:15:570
0
0Form 3
109El-Erian Mohamed
EXECUTIVE COMMITTEE MEMBER
2008-12-31 06:28:460
0
0Form 3/A
110Gaffney Brian J.
Affiliated Person
2011-03-10 12:34:040
0
0Form 3
111THOMPSON WILLIAM S
EXECUTIVE COMMITTEE MEMBER
2008-12-31 07:05:050
0
0Form 5
112KIESEL MARK R
PORTFOLIO MANAGER
2008-12-31 07:13:120
0
0Form 3
113Whisten Scott
Assistant Treasurer
2008-12-31 11:18:080
0
0Form 3
114COCHRAN RICHARD J
Assistant Treasurer
2008-12-31 11:21:240
0
0Form 3
115Claussen Barbara R
AFFILIATED PERSON
2008-12-31 12:05:270
0
0Form 3
116MEWBOURNE CURTIS A
EXECUTIVE COMMITTEE MEMBER
2009-01-09 18:37:310
0
0Form 3
117Healey William V
Assistant Secretary
2009-01-20 18:42:530
0
0Form 3/A
118KERTESS HANS W
Director
2009-01-20 18:55:080
0
0Form 3/A
119JOHNSON ERIC DAVID
Vice President
2014-09-08 14:10:340
0
0Form 3
120Bengtson-Olivieri Erin
Affiliated Person
2014-05-02 14:24:040
0
0Form 3
121Barling James
Affiliated Person
2014-06-26 11:49:040
0
0Form 3
122Anctil Stacie
ASSISTANT TREASURER
2014-09-08 11:42:560
0
0Form 3
123Walker Trent
Assistant Treasurer
2014-09-08 11:54:080
0
0Form 3
124BROWN ERIK C
Vice President
2014-09-08 12:20:380
0
0Form 3
125STRELOW PETER G
See Remarks
2014-09-08 12:38:570
0
0Form 3
126Ratner Joshua
See Remarks
2014-09-08 13:18:400
0
0Form 3
127GALIPEAU WILLIAM GLEN
See Remarks
2014-09-08 13:38:560
0
0Form 3
128LESHAW RYAN G
Assistant Secretary
2014-09-08 13:55:300
0
0Form 3
129WORAH MIHIR P
SEE REMARKS
2014-03-28 19:20:480
0
0Form 3
130BALLS ANDREW
SEE REMARKS
2014-10-06 14:38:220
0
0Form 3
131MURATA ALFRED T
SEE REMARKS
2014-10-06 15:17:170
0
0Form 3
132MITTAL MOHIT
SEE REMARKS
2014-10-06 15:30:220
0
0Form 3
133MARIAPPA SUDI
SEE REMARKS
2015-01-08 17:02:460
0
0Form 3
134Otterbein Thomas J
See Remarks
2015-01-08 17:40:540
0
0Form 3
135PATULA JENNIFER
Assistant Secretary
2004-03-01 15:58:470
0
0Form 3
136Brigade Leveraged Capital Structures Fund Ltd.
10% Owner
2015-04-24 17:29:180
0
0Form 4/A
137Fuccillo Thomas J
Secretary
2005-03-03 10:05:090
0
0Form 3
138Townsend Christopher
Affiliated Person
2012-02-29 13:28:030
0
0Form 3
139Migliori Scott
Affiliated Person
2011-03-10 13:48:520
0
0Form 3
140Sexauer Stephen
Affiliated Person
2011-03-10 14:49:300
0
0Form 3
141Marino Gerard
Affiliated Person
2011-03-10 15:41:340
0
0Form 3
142VALEIRAS HORACIO
Affiliated Person
2011-03-10 16:21:190
0
0Form 3
143ZOULLAS DEBORAH A
Director
2011-06-17 11:45:470
0
0Form 3
144Oliver Thomas W JR
Affiliated Person
2011-11-14 09:46:110
0
0Form 3
145RODOSKY STEPHEN A
SEE REMARKS
2012-02-09 14:20:140
0
0Form 3
146Carroll John
Affiliated Person
2012-02-29 16:18:570
0
0Form 3
147NAGLER JASON JORDAN
Assistant Treasurer
2015-06-12 17:19:450
0
0Form 3
148Sluyters Julian
Affiliated Person
2012-11-20 14:18:420
0
0Form 3
149SHORT JONATHAN D
See Remarks
2013-01-18 21:05:300
0
0Form 3
150Harter Thomas L
Chief Compliance Officer
2013-07-01 14:28:480
0
0Form 3
151MANEY JOHN C
Director
2013-07-10 15:03:380
0
0Form 4
152Frank Udo
Affiliated Person
2013-07-12 16:28:280
0
0Form 3
153Jacobs Lew W IV
SEE REMARKS
2014-01-30 19:19:480
0
0Form 3
154Jobson David
Affiliated Person
2014-02-20 15:23:540
0
0Form 3
155BENZ WILLIAM ROBERT II
SEE REMARKS
2014-03-28 18:35:150
0
0Form 3