PIMCO CORPORATE & INCOME OPPORTUNITY FUND (PTY) - Insider Holders & Insider Ownership

List of insiders holdings for PIMCO CORPORATE & INCOME OPPORTUNITY FUND:
  1. Shares directly owned by the insider.
  2. Shares indirectly owned by the insider.
  3. Total shares owned by the insider (sum of shares directly and indirectly owned).
  4. Total market value if available.
  5. Shares are not adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
What is insider trading>>
#Insider Holder NameReport
Date Time
Shares Owned
Directly
Indirectly
Total
Shares Owned
Filing
1GROSS WILLIAM H
SEE REMARKS
2015-02-20 16:55:381,135,671
2,173,840
3,309,511Form 4/A
2PACIFIC INVESTMENT MANAGEMENT CO LLC
Investment Adviser
2003-08-04 16:34:050
40,430
40,430Form 4
3HINMAN DAVID C
Vice President/Portfolio Mgr.
2003-08-04 17:12:090
19,400
19,400Form 4
4Vandecruze Grace
Director
2023-11-27 18:59:230
7,513
7,513Form 4
5UBS AG
10% Owner
2014-02-26 21:21:230
3,242
3,242Form 4
6UBS Group AG
10% Owner
2024-04-18 14:16:300
3,242
3,242Form 4
7DAWSON CRAIG A
Director
2019-12-18 20:05:34186
0
186Form 4
8SEIDNER MARC P
SEE REMARKS
2020-03-27 19:59:400
0
0Form 3
9Jelic Mark Allen
Vice President
2021-09-30 17:07:410
0
0Form 3
10Pittluck Brian Joel
Vice President
2020-01-09 17:44:410
0
0Form 3
11KORINKE KIMBERLEY G
SEE REMARKS
2016-01-13 16:58:010
0
0Form 3
12Zhang Hao Jessica
Assistant Treasurer
2020-01-09 19:00:460
0
0Form 3
13Byer Jeffrey Alan
Vice President
2020-01-09 15:52:130
0
0Form 3
14BANK OF AMERICA CORP
BOFA SECURITIES INC.
10% Owner
2023-10-04 14:21:100
0
0Form 13G
15TOURNIER EVE ANNE CELINE
SEE REMARKS
2020-03-27 18:44:540
0
0Form 3
16Duggan Elizabeth A
Vice President
2021-03-26 18:03:190
0
0Form 3
17Zakir Nadia
SEE REMARKS
2021-06-03 20:41:480
0
0Form 3
18Schneider Jerome M
SEE REMARKS
2020-03-27 20:42:220
0
0Form 3
19MOGELOF ERIC J
SEE REMARKS
2020-03-27 21:10:480
0
0Form 3
20Whitten Candice Stack
SEE REMARKS
2020-03-27 17:23:330
0
0Form 3
21Kittredge Joseph Baker Jr
Director
2020-06-22 18:20:170
0
0Form 3
22Hall Gregory Weston
SEE REMARKS
2020-09-24 17:49:290
0
0Form 3
23Brigliadori Geraldine Edith
SEE REMARKS
2021-01-29 20:09:240
0
0Form 3
24KIT WU KWAN
Assistant Secretary
2017-03-29 14:48:160
0
0Form 3
25Chang Stephen Koon Bong
See Remarks
2026-02-02 20:14:420
0
0Form 3
26BRIDWELL JENNIFER S
SEE REMARKS
2016-01-22 17:25:150
0
0Form 3
27MATHER SCOTT A
SEE REMARKS
2016-01-22 17:56:170
0
0Form 3
28MORIN CHRISTOPHER M
Assistant Treasurer
2016-10-04 17:19:030
0
0Form 3
29Roman Emmanuel
SEE REMARKS
2016-11-02 17:14:380
0
0Form 3
30HYMAN DANIEL H
SEE REMARKS
2017-01-10 16:36:100
0
0Form 3
31STRACKE THIBAULT CHRISTIAN
SEE REMARKS
2017-01-11 17:04:190
0
0Form 3
32PARIKH BIJAL Y
Vice President
2017-03-29 16:41:550
0
0Form 3
33DEAN MILLER COLLEEN
Assistant Treasurer
2017-03-29 13:58:500
0
0Form 3
34EVANS BRANDON THOMAS
Assistant Treasurer
2019-06-06 17:06:510
0
0Form 3
35Melman Laura S
Assistant Treasurer
2017-03-29 15:33:560
0
0Form 3
36FELS JOACHIM WALTER
See Remarks
2018-01-04 18:31:090
0
0Form 3
37AUDAIN-PRESSLEY KEISHA L
Chief Compliance Officer
2018-01-31 16:23:210
0
0Form 3
38Cogan Sarah E
Director
2019-01-02 16:48:220
0
0Form 3
39FISHER DAVID NICHOLS III
Director
2019-01-02 18:17:100
0
0Form 3
40STAHL CATHLEEN RUTH
SEE REMARKS
2019-01-02 19:35:170
0
0Form 3
41SHENOY SHWETHA P
Assistant Treasurer
2019-06-06 18:11:180
0
0Form 3
42TODD BRADLEY ALLEN
Treasurer
2019-06-06 19:52:450
0
0Form 3
43Dinan Jaime Catherine
ASSISTANT SECRETARY
2024-08-21 19:23:200
0
0Form 3
44Narain Shivanand
Vice President
2024-01-17 16:00:490
0
0Form 3
45Pacetti Laine Elizabeth
Assistant Treasurer
2024-01-17 16:45:290
0
0Form 3
46Wildermuth Paul Thomas
Vice President
2024-01-17 17:15:360
0
0Form 3
47Stern Jason Ross
Assistant Treasurer
2024-01-17 17:37:030
0
0Form 3
48Vu Quynh-Chi Hoang
Assistant Treasurer
2024-01-17 18:03:350
0
0Form 3
49SHARENOW GREG ELLIOT
SEE REMARKS
2024-02-05 18:05:150
0
0Form 3
50Kersman Alejandro Eduardo
SEE REMARKS
2024-02-05 18:36:330
0
0Form 3
51Yang Jing
SEE REMARKS
2024-02-05 19:05:480
0
0Form 3
52Ellis Michele Noel
VICE PRESIDENT
2024-08-21 18:42:530
0
0Form 3
53McLaughlin Colleen Patrice
Vice President
2024-01-17 15:39:320
0
0Form 3
54Bekkers Timothy Albert-Michel-Alain
Assistant Secretary
2024-08-21 20:26:580
0
0Form 3
55FLATTUM DAVID C
Director
2024-12-10 16:13:110
0
0Form 3
56Kraus Kristofer
See Remarks
2025-01-31 16:41:540
0
0Form 3
57Ferguson Benjamin
SEE REMARKS
2025-01-31 18:30:520
0
0Form 3
58Bui Sonia E
Assistant Secretary
2025-04-03 17:08:450
0
0Form 3
59Michel Mark D.
Director
2025-09-25 20:29:410
0
0Form 3
60Morris Sonya
Director
2025-09-25 20:37:160
0
0Form 3
61Mandinach Jason William
See Remarks
2026-01-30 21:45:290
0
0Form 3
62Golota Maria Marchenko
ASSISTANT TREASURER
2023-03-24 14:14:450
0
0Form 3
63Werber Keith Adam
VICE PRESIDENT
2022-06-16 14:45:130
0
0Form 3
64McCartney Kathleen Ann
Director
2022-07-01 15:39:590
0
0Form 3
65Burrill Douglas Benjamin
Vice President
2022-08-25 19:29:190
0
0Form 3
66Lee Kenneth W.
Vice President
2022-09-01 17:43:290
0
0Form 3
67Steiner Jason Robert
SEE REMARKS
2023-02-03 13:05:390
0
0Form 3
68Pier Sonali Shah
SEE REMARKS
2023-02-03 14:09:230
0
0Form 3
69Ananthanarayanan Vishalakshi Mangala
SEE REMARKS
2023-02-03 15:25:260
0
0Form 3
70WANG QI
SEE REMARKS
2023-02-03 16:47:310
0
0Form 3
71Duran Jason Raul
VICE PRESIDENT
2023-03-24 13:15:110
0
0Form 3
72Meggers Julie Ann
SEE REMARKS
2022-02-07 19:12:410
0
0Form 3
73Mason Gregory John
VICE PRESIDENT
2023-03-24 15:15:190
0
0Form 3
74Cantrill Elizabeth Davis
Director
2023-05-03 17:03:330
0
0Form 3
75BANK OF AMERICA CORP
BANK OF AMERICA NA
Former 10% Owner
2023-10-04 14:21:100
0
0Form 13G
76Bui Giang Huong
SEE REMARKS
2023-10-04 17:59:130
0
0Form 3
77Suh Sung-Hee
SEE REMARKS
2024-01-04 17:54:320
0
0Form 3
78Chan Carol Kar-lon
Vice President
2024-01-17 13:55:010
0
0Form 3
79Creighton Alyssa Michele
Vice President
2024-01-17 14:28:480
0
0Form 3
80Goodman Matthew Louis
Assistant Treasurer
2024-01-17 15:08:020
0
0Form 3
81TAYLOR DIANA L
Director
2009-01-23 10:56:160
0
0Form 3/A
82KERTESS HANS W
Director
2009-01-20 18:55:080
0
0Form 3/A
83Pisano Albert A
Affiliated Person
2009-01-20 17:36:430
0
0Form 3/A
84WHITTINGTON MARNA C
Affiliated Person
2009-01-20 17:46:040
0
0Form 3/A
85MOORE E BLAKE JR
Affiliated Person
2009-01-20 17:53:040
0
0Form 3/A
86Kirk Richard H
Assistant Secretary
2009-01-20 18:04:180
0
0Form 3/A
87Guia Youse
Chief Compliance Officer
2009-01-20 18:12:410
0
0Form 3/A
88Chapman Kathleen A
Assistant Secretary
2009-01-20 18:16:230
0
0Form 3/A
89Ogden William B IV
Director
2009-01-20 18:37:060
0
0Form 3/A
90KOEPFGEN BRUCE L
AFFILIATED PERSON
2009-01-21 19:48:290
0
0Form 3/A
91Healey William V
Assistant Secretary
2009-01-20 18:42:530
0
0Form 3/A
92Durham Jennifer E
SVP & CCO
2009-02-23 15:23:170
0
0Form 3
93JACOBSON JAMES A
Director
2009-12-17 10:26:190
0
0Form 3
94IVASCYN DANIEL J
Executive Committee Member
2010-01-04 13:31:000
0
0Form 3
95Hodge Douglas M
Executive Committee Member
2010-02-12 15:06:500
0
0Form 4
96Rappaport Alan
Director
2010-06-30 14:56:090
0
0Form 3
97GALLAGHER BRADFORD K
Director
2010-09-27 15:07:350
0
0Form 3
98CUPPS WENDY
Executive Committee Member
2011-01-04 17:09:520
0
0Form 3
99MILLER JOHN MARK
Executive Committee Member
2011-01-04 17:36:260
0
0Form 3
100ARNOLD TAMARA J
SEE REMARKS
2011-01-14 14:21:350
0
0Form 3
101El-Erian Mohamed
EXECUTIVE COMMITTEE MEMBER
2008-12-31 06:28:460
0
0Form 3/A
102PATULA JENNIFER
Assistant Secretary
2004-03-01 15:58:470
0
0Form 3
103Fuccillo Thomas J
Secretary
2005-03-03 10:05:090
0
0Form 3
104HAMALAINEN PASI
Executive Committee
2006-01-03 11:26:460
0
0Form 3
105Hoover E Clifton Jr
Affiliated Person
2006-11-27 15:17:320
0
0Form 4
106Srivastava Lagan
Healey William V
Kirk Richard H
Chapman Kathleen A
Assistant Secretary
2006-12-20 14:51:250
0
0Form 3
107Schmider Ernest L
Jacobs Lew W IV
Affiliated Person
2007-01-10 10:11:580
0
0Form 3
108ALLIANZ GLOBAL INVESTORS OF AMERICA L P
Affiliated Entity
2007-05-29 12:25:390
0
0Form 4
109SULLIVAN R PETER III
Director
2007-09-12 14:10:260
0
0Form 3
110POWERS WILLIAM C
EXECUTIVE COMMITTEE MEMBER
2008-12-31 06:15:570
0
0Form 3
111Dzemaili Orhan
Assistant Treasurer
2011-01-20 09:29:190
0
0Form 3
112LUDWIG STEVEN
SVP & CCO
2008-12-31 06:47:320
0
0Form 3
113THOMPSON WILLIAM S
EXECUTIVE COMMITTEE MEMBER
2008-12-31 07:05:050
0
0Form 5
114KIESEL MARK R
PORTFOLIO MANAGER
2008-12-31 07:13:120
0
0Form 3
115Whisten Scott
Assistant Treasurer
2008-12-31 11:18:080
0
0Form 3
116COCHRAN RICHARD J
Assistant Treasurer
2008-12-31 11:21:240
0
0Form 3
117Claussen Barbara R
AFFILIATED PERSON
2008-12-31 12:05:270
0
0Form 3
118MERRILL LYNCH & CO. INC.
MERRILL LYNCH PIERCE FENNER & SMITH INC.
10% Owner
2009-01-12 09:07:570
0
0Form 13G
119MEWBOURNE CURTIS A
EXECUTIVE COMMITTEE MEMBER
2009-01-09 18:37:310
0
0Form 3
120LESHAW RYAN G
Assistant Secretary
2014-09-08 13:55:300
0
0Form 3
121WORAH MIHIR P
SEE REMARKS
2014-03-28 19:20:480
0
0Form 3
122Bengtson-Olivieri Erin
Affiliated Person
2014-05-02 14:24:040
0
0Form 3
123Barling James
Affiliated Person
2014-06-26 11:49:040
0
0Form 3
124Anctil Stacie
ASSISTANT TREASURER
2014-09-08 11:42:560
0
0Form 3
125Walker Trent
Assistant Treasurer
2014-09-08 11:54:080
0
0Form 3
126BROWN ERIK C
Vice President
2014-09-08 12:20:380
0
0Form 3
127STRELOW PETER G
See Remarks
2014-09-08 12:38:570
0
0Form 3
128Ratner Joshua
See Remarks
2014-09-08 13:18:400
0
0Form 3
129GALIPEAU WILLIAM GLEN
See Remarks
2014-09-08 13:38:560
0
0Form 3
130BENZ WILLIAM ROBERT II
SEE REMARKS
2014-03-28 18:35:150
0
0Form 3
131JOHNSON ERIC DAVID
Vice President
2014-09-08 14:10:340
0
0Form 3
132BALLS ANDREW
SEE REMARKS
2014-10-06 14:38:220
0
0Form 3
133MURATA ALFRED T
SEE REMARKS
2014-10-06 15:17:170
0
0Form 3
134MITTAL MOHIT
SEE REMARKS
2014-10-06 15:30:220
0
0Form 3
135MARIAPPA SUDI
SEE REMARKS
2015-01-08 17:02:460
0
0Form 3
136Otterbein Thomas J
See Remarks
2015-01-08 17:40:540
0
0Form 3
137Brigade Leveraged Capital Structures Fund Ltd.
10% Owner
2015-04-24 17:29:180
0
0Form 4/A
138AVDEYCHIK VADIM
Assistant Secretary
2015-06-12 16:47:360
0
0Form 3
139Carroll John
Affiliated Person
2012-02-29 16:18:570
0
0Form 3
140Gaffney Brian J.
Affiliated Person
2011-03-10 12:34:040
0
0Form 3
141Migliori Scott
Affiliated Person
2011-03-10 13:48:520
0
0Form 3
142Sexauer Stephen
Affiliated Person
2011-03-10 14:49:300
0
0Form 3
143Marino Gerard
Affiliated Person
2011-03-10 15:41:340
0
0Form 3
144VALEIRAS HORACIO
Affiliated Person
2011-03-10 16:21:190
0
0Form 3
145ZOULLAS DEBORAH A
Director
2011-06-17 11:45:470
0
0Form 3
146Oliver Thomas W JR
Affiliated Person
2011-11-14 09:46:110
0
0Form 3
147BANK OF AMERICA CORP
MERRILL LYNCH PIERCE FENNER & SMITH INC.
10% Owner
2023-10-04 14:21:100
0
0Form 13G
148RODOSKY STEPHEN A
SEE REMARKS
2012-02-09 14:20:140
0
0Form 3
149NAGLER JASON JORDAN
Assistant Treasurer
2015-06-12 17:19:450
0
0Form 3
150Townsend Christopher
Affiliated Person
2012-02-29 13:28:030
0
0Form 3
151Sluyters Julian
Affiliated Person
2012-11-20 14:18:420
0
0Form 3
152SHORT JONATHAN D
See Remarks
2013-01-18 21:05:300
0
0Form 3
153Harter Thomas L
Chief Compliance Officer
2013-07-01 14:28:480
0
0Form 3
154MANEY JOHN C
Director
2013-07-10 15:03:380
0
0Form 4
155Frank Udo
Affiliated Person
2013-07-12 16:28:280
0
0Form 3
156Jacobs Lew W IV
SEE REMARKS
2014-01-30 19:19:480
0
0Form 3
157Jobson David
Affiliated Person
2014-02-20 15:23:540
0
0Form 3