CAPRICOR THERAPEUTICS INC. (CAPR) - Insider Holders & Insider Ownership

List of insiders holdings for CAPRICOR THERAPEUTICS INC.:

Shares directly owned by the insider.
Shares indirectly owned by the insider.
Total shares owned by the insider (sum of shares directly and indirectly owned).
Total market value if available.
Shares are not adjusted for stock split.

"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
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#	Insider Holder Name	Report Date Time	Shares Owned Directly Indirectly	Total Shares Owned	Filing
1	Nippon Shinyaku Co Ltd 10% Owner	2024-09-24 16:03:22	7,090,351 0	7,090,351	Form 13G
2	St. John Edward A. Edward St. John LLC 10% Owner	2016-03-18 18:01:55	1,105,374 4,487,250	5,592,624	Form 4
3	FOUNTAINHEAD CAPITAL PARTNERS LTD 10% Owner	2006-08-21 21:26:31	5,551,000 0	5,551,000	Form 3
4	St. John Edward A. MD BTI LLC Edward St. John LLC 10% Owner	2014-09-12 13:36:22	1,610,743 3,436,478	5,047,221	Form 3
5	CEDARS SINAI MEDICAL CENTER 10% Owner	2017-05-11 20:58:00	4,258,292 0	4,258,292	Form 13G
6	Marban Eduardo 10% Owner	2017-02-06 19:00:21	3,108,354 199,509	3,307,863	Form 5
7	KASH PETER M Director	2011-07-19 09:47:49	2,175,574 662,119	2,837,693	Form 4
8	Kash Peter Morgan Director	2007-09-25 06:25:11	1,989,384 0	1,989,384	Form 13D
9	Belldegrun Arie Director	2011-05-12 17:26:57	290,000 1,315,630	1,605,630	Form 4
10	BREWER RICHARD B Executive Chairman	2012-04-02 15:21:26	1,568,750 0	1,568,750	Form 4
11	GRASMICK LOUIS J Director	2016-03-18 21:30:48	112,547 1,069,892	1,182,439	Form 4
12	Evans Daron Chief Financial Officer	2012-04-02 16:20:30	1,083,323 10,600	1,093,923	Form 4
13	Lieu Hsiao Executive VP, Clinical Dev.	2012-04-02 15:28:14	628,143 0	628,143	Form 4
14	GRANADILLO PEDRO P Director	2011-05-12 17:32:52	402,588 0	402,588	Form 4
15	Davies Anthony Chief Technology Officer	2013-12-02 21:46:14	189,320 0	189,320	Form 3
16	Mieyal Paul A Director	2011-05-12 17:43:50	160,000 0	160,000	Form 4
17	Marban Linda CHIEF EXECUTIVE OFFICER	2026-01-07 16:45:28	157,500 0	157,500	Form 4
18	Strumph Peter M Chief Executive Officer	2009-01-20 19:14:58	149,148 0	149,148	Form 4
19	TANEN DAVID M Director	2010-02-12 15:03:48	140,000 0	140,000	Form 5
20	Manzo Louis Director	2023-02-23 09:00:17	62,147 0	62,147	Form 4
21	COLLIER EARL M JR Director	2025-02-28 19:30:06	57,606 0	57,606	Form 4
22	Bergmann Anthony CHIEF FINANCIAL OFFICER	2026-01-07 16:45:26	52,500 0	52,500	Form 4
23	WEXFORD CAPITAL LLC DAVIDSON CHARLES E JACOBS JOSEPH 10% Owner	2013-12-05 16:45:26	52,135 0	52,135	Form 13D
24	Litvack Frank Director	2026-01-07 16:45:05	50,000 0	50,000	Form 4
25	Ascheim Deborah Chief Medical Officer	2018-07-25 17:00:54	50,000 0	50,000	Form 4
26	Krasney Karen EVP, GENERAL COUNSEL	2026-01-07 16:45:24	45,000 0	45,000	Form 4
27	Kazam Joshua A Director	2018-02-14 17:16:59	19,298 15,586	34,884	Form 5
28	Hamer Andrew Warwick VP of Medical Affairs	2015-03-05 16:54:25	25,000 0	25,000	Form 4
29	Auwaerter Paul Gisbert Director	2026-01-07 16:45:23	22,280 0	22,280	Form 4
30	Smith Rachel Vice President of R&D	2018-01-04 17:05:10	18,504 0	18,504	Form 4
31	SCHAFER GREGORY W Director	2015-03-05 16:53:23	17,500 0	17,500	Form 4
32	Gotwals Philip J Director	2026-01-07 16:45:19	15,500 0	15,500	Form 4
33	Kelliher Mike Director	2026-01-07 16:45:21	15,500 0	15,500	Form 4
34	Sabar Karimah Es Director	2026-01-07 16:45:17	15,500 0	15,500	Form 4
35	Musket David B Director	2026-01-07 16:45:14	15,500 0	15,500	Form 4
36	DUNBAR GEORGE W JR Director	2026-01-07 16:45:12	15,500 0	15,500	Form 4
37	GERSHELL LELAND CHIEF FINANCIAL OFFICER	2016-03-18 21:33:26	3,150 0	3,150	Form 4
38	Avat Xavier Former CBO	2023-04-27 17:28:28	0 0	0	Form 4
39	HORTON DARLENE P President & CEO	2012-08-09 14:06:21	0 0	0	Form 3
40	Alison Geoffrey Pres., Secretary and Treasurer	2006-08-21 17:19:14	0 0	0	Form 3