CAPRICOR THERAPEUTICS INC. (CAPR) - Insider Holders & Insider Ownership

List of insiders holdings for CAPRICOR THERAPEUTICS INC.:
  1. Shares directly owned by the insider.
  2. Shares indirectly owned by the insider.
  3. Total shares owned by the insider (sum of shares directly and indirectly owned).
  4. Total market value if available.
  5. Shares are not adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
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#Insider Holder NameReport
Date Time
Shares Owned
Directly
Indirectly
Total
Shares Owned
Filing
1Nippon Shinyaku Co Ltd
10% Owner
2024-09-24 16:03:227,090,351
0
7,090,351Form 13G
2St. John Edward A.
Edward St. John LLC
10% Owner
2016-03-18 18:01:551,105,374
4,487,250
5,592,624Form 4
3FOUNTAINHEAD CAPITAL PARTNERS LTD
10% Owner
2006-08-21 21:26:315,551,000
0
5,551,000Form 3
4St. John Edward A.
MD BTI LLC
Edward St. John LLC
10% Owner
2014-09-12 13:36:221,610,743
3,436,478
5,047,221Form 3
5CEDARS SINAI MEDICAL CENTER
10% Owner
2017-05-11 20:58:004,258,292
0
4,258,292Form 13G
6Marban Eduardo
10% Owner
2017-02-06 19:00:213,108,354
199,509
3,307,863Form 5
7KASH PETER M
Director
2011-07-19 09:47:492,175,574
662,119
2,837,693Form 4
8Kash Peter Morgan
Director
2007-09-25 06:25:111,989,384
0
1,989,384Form 13D
9Belldegrun Arie
Director
2011-05-12 17:26:57290,000
1,315,630
1,605,630Form 4
10BREWER RICHARD B
Executive Chairman
2012-04-02 15:21:261,568,750
0
1,568,750Form 4
11GRASMICK LOUIS J
Director
2016-03-18 21:30:48112,547
1,069,892
1,182,439Form 4
12Evans Daron
Chief Financial Officer
2012-04-02 16:20:301,083,323
10,600
1,093,923Form 4
13Lieu Hsiao
Executive VP, Clinical Dev.
2012-04-02 15:28:14628,143
0
628,143Form 4
14GRANADILLO PEDRO P
Director
2011-05-12 17:32:52402,588
0
402,588Form 4
15Davies Anthony
Chief Technology Officer
2013-12-02 21:46:14189,320
0
189,320Form 3
16Krasney Karen
EVP, GENERAL COUNSEL
2026-04-01 20:00:15188,820
0
188,820Form 4
17Mieyal Paul A
Director
2011-05-12 17:43:50160,000
0
160,000Form 4
18Marban Linda
CHIEF EXECUTIVE OFFICER
2026-01-07 16:45:28157,500
0
157,500Form 4
19Bergmann Anthony
CHIEF FINANCIAL OFFICER
2026-04-01 20:00:11150,203
0
150,203Form 4
20Strumph Peter M
Chief Executive Officer
2009-01-20 19:14:58149,148
0
149,148Form 4
21TANEN DAVID M
Director
2010-02-12 15:03:48140,000
0
140,000Form 5
22Manzo Louis
Director
2023-02-23 09:00:1762,147
0
62,147Form 4
23COLLIER EARL M JR
Director
2025-02-28 19:30:0657,606
0
57,606Form 4
24WEXFORD CAPITAL LLC
DAVIDSON CHARLES E
JACOBS JOSEPH
10% Owner
2013-12-05 16:45:2652,135
0
52,135Form 13D
25Ascheim Deborah
Chief Medical Officer
2018-07-25 17:00:5450,000
0
50,000Form 4
26Litvack Frank
Director
2026-01-07 16:45:0550,000
0
50,000Form 4
27Kazam Joshua A
Director
2018-02-14 17:16:5919,298
15,586
34,884Form 5
28Hamer Andrew Warwick
VP of Medical Affairs
2015-03-05 16:54:2525,000
0
25,000Form 4
29Auwaerter Paul Gisbert
Director
2026-01-07 16:45:2322,280
0
22,280Form 4
30Smith Rachel
Vice President of R&D
2018-01-04 17:05:1018,504
0
18,504Form 4
31SCHAFER GREGORY W
Director
2015-03-05 16:53:2317,500
0
17,500Form 4
32Kelliher Mike
Director
2026-01-07 16:45:2115,500
0
15,500Form 4
33DUNBAR GEORGE W JR
Director
2026-01-07 16:45:1215,500
0
15,500Form 4
34Musket David B
Director
2026-01-07 16:45:1415,500
0
15,500Form 4
35Gotwals Philip J
Director
2026-01-07 16:45:1915,500
0
15,500Form 4
36GERSHELL LELAND
CHIEF FINANCIAL OFFICER
2016-03-18 21:33:263,150
0
3,150Form 4
37Sabar Karimah Es
Director
2026-04-03 17:00:07161
0
161Form 4
38Avat Xavier
Former CBO
2023-04-27 17:28:280
0
0Form 4
39Alison Geoffrey
Pres., Secretary and Treasurer
2006-08-21 17:19:140
0
0Form 3
40HORTON DARLENE P
President & CEO
2012-08-09 14:06:210
0
0Form 3