Insider Holders & Insider Ownership - PRINCIPAL FINANCIAL GROUP INC (PFG)

List of insiders holdings for PRINCIPAL FINANCIAL GROUP INC:
  1. Shares directly owned by the insider.
  2. Shares indirectly owned by the insider.
  3. Total shares owned by the insider (sum of shares directly and indirectly owned).
  4. Total market value if available.
  5. Shares are not adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
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#Insider Holder NameReport
Date Time
Shares Owned
Directly
Indirectly
Total
Shares Owned
Filing
1PRINCIPAL FINANCIAL GROUP INC
PRINCIPAL FINANCIAL SERVICES INC
PRINCIPAL LIFE INSURANCE CO
10% Owner
2004-02-03 17:54:070
1,000,279
1,000,279Form 4
2Houston Daniel Joseph
Executive Chairman
2025-04-01 19:26:29272,340
174,901
447,241Form 4
3ZIMPLEMAN LARRY D
Director
2016-03-29 18:27:15285,358
0
285,358Form 4
4STRABLE-SOETHOUT DEANNA D
President and CEO
2025-04-01 19:27:58151,856
62,302
214,158Form 4
5GELATT DANIEL
Director
2020-07-01 15:41:54193,824
0
193,824Form 4/A
6MCCAUGHAN JAMES P
President - Global Asset Mgmt.
2018-09-05 11:36:35192,959
0
192,959Form 4
7GRISWELL J BARRY
Director
2010-04-09 07:47:08155,870
595
156,465Form 4
8Halter Patrick Gregory
President and CEO - PAM
2024-04-01 20:06:06140,562
530
141,092Form 4
9SHAFF KAREN E
EVP, Gen'l Counsel, Secretary
10% Owner
2020-06-30 19:09:37102,780
3,301
106,081Form 4
10Lillis Terrance J.
EVP
2017-04-04 17:37:1099,880
44
99,924Form 4
11Lamarque Natalie
EVP, General Counsel, and Secr
2025-04-01 19:22:3299,773
0
99,773Form 4
12DRURY DAVID Y
Director
2007-03-14 14:34:3880,272
17,128
97,400Form 4
13Friedrich Amy Christine
President - Benefits & Protect
2025-04-01 19:21:2891,452
3,779
95,231Form 4
14ASCHENBRENNER JOHN E
President - Ins. & Fin. Svcs.
2009-12-08 18:02:1688,920
3,394
92,314Form 4
15SORENSEN NORMAN R
Chairman-Principal Internat'l
2012-02-29 18:12:3485,128
3,142
88,270Form 4
16CARTER MILLER JOYCELYN
Director
2025-04-01 19:13:2782,800
0
82,800Form 4
17Cheong Wee Yee
EVP, Principal Asia
2025-04-01 19:20:5381,758
0
81,758Form 4
18Eucher Ralph Craig
EVP
2015-02-25 17:08:2880,561
0
80,561Form 4
19DAN MICHAEL T
Director
2023-04-04 17:14:3869,458
0
69,458Form 4
20Bhatia Kamal
President and CEO - PAM
2025-04-01 19:20:2363,179
0
63,179Form 4
21HOCHSCHILD ROGER C
Director
2025-04-01 19:24:0861,126
0
61,126Form 4
22LITTLEFIELD CHRISTOPHER J
President - RIS
2025-04-01 19:25:3259,567
11
59,578Form 4
23Dunbar Timothy Mark
Retired Officer
2021-03-01 15:06:5758,584
114
58,698Form 4
24BERNARD BETSY J
Director
2020-12-23 14:44:0954,068
0
54,068Form 4
25LAWLER JULIA M
Retired Officer
2021-02-24 13:22:3748,610
1,388
49,998Form 4
26Everett Nora Mary
President - RIS
2019-04-02 17:15:2549,240
0
49,240Form 4
27Mills Scott
Director
2025-04-01 19:15:5947,926
0
47,926Form 4
28FERRO DENNIS H
Director
2018-04-02 16:36:0247,200
0
47,200Form 4
29COSTLEY GARY E
Director
2016-03-29 17:03:0644,366
1,825
46,191Form 4
30Walker Roberto
EVP, Principal Latin American
2023-07-05 21:35:4540,433
0
40,433Form 4
31McCullum Kenneth A.
EVP - Chief Risk Officer
2025-04-01 19:26:0140,404
0
40,404Form 4
32KEYSER RICHARD L
Director
2015-03-31 17:30:4436,308
0
36,308Form 4
33HELTON SANDRA L
Director
2022-10-21 16:48:5335,747
0
35,747Form 4
34Pitz Joel
Interim CFO
2025-04-01 19:27:0131,892
3,819
35,711Form 4
35Kay Kathleen B
EVP-Chief Information Officer
2025-04-01 19:24:3833,972
0
33,972Form 4
36Pickerell Blair
Director
2025-04-01 19:18:2233,532
0
33,532Form 4
37Agrawal Vivek
EVP & Chief Growth Officer
2025-04-01 19:19:5432,673
0
32,673Form 4
38Schaaf Renee V.
President - RIS
2022-08-17 14:00:1732,278
0
32,278Form 4
39MATHRANI ARJUN K
Director
2012-04-03 18:50:4532,011
0
32,011Form 4
40Valdes Luis E.
Executive Chairman, Latam
2023-12-22 18:02:1627,668
0
27,668Form 4
41Nordin Diane C
Director
2025-04-01 19:17:4625,410
0
25,410Form 4
42Elming Gregory Bernard
SVP & Chief Risk Officer
2018-01-02 17:35:1020,843
0
20,843Form 4
43Auerbach Jonathan
Director
2025-04-01 19:12:1517,319
0
17,319Form 4
44Richer Clare Stack
Director
2025-04-01 19:18:5215,919
0
15,919Form 4
45RIVERA ALFREDO
Director
2025-04-01 19:19:2514,300
0
14,300Form 4
46Maestri Luca
Director
2015-03-31 17:31:2912,007
0
12,007Form 4
47BEAMS MALIZ E
Director
2025-04-01 19:12:5711,660
0
11,660Form 4
48LAMALE ELLEN Z
Sr. VP & Chief Risk Officer
2011-03-02 15:59:5011,135
0
11,135Form 4
49Lagomarcino Mark S.
SVP, General Counsel & Secty
2022-06-28 15:46:4210,818
0
10,818Form 4
50Muruzabal Claudio
Director
2025-04-01 19:17:188,344
0
8,344Form 4
51Tallett Elizabeth E
Director
2021-06-29 14:59:088,128
0
8,128Form 4
52Mitchell H Elizabeth
Director
2025-04-01 19:16:438,064
0
8,064Form 4
53JOHNSON CHARLES S
Director
2006-03-17 17:13:075,992
0
5,992Form 4
54PENA FEDERICO F
Director
2005-12-20 15:56:035,808
0
5,808Form 4
55Vaughan Therese M
Director
2008-12-09 17:09:225,346
0
5,346Form 4
56KERR WILLIAM T
Director
2009-12-16 12:45:474,407
0
4,407Form 4
57OKEEFE MARY A
Sr. VP & Chief Mktg. Off.
2014-07-01 17:55:404,271
0
4,271Form 4
58LOEWENSTEIN VICTOR H
Director
2003-12-10 14:17:481,691
0
1,691Form 4
59SCHOLTEN GARY P
EVP & Ch Info Officer
2020-03-31 17:48:571,433
0
1,433Form 4
60GERSIE MICHAEL H
Executive Vice President
2008-12-09 19:15:11112.6
0
112.6Form 4