List of insiders holdings for PRINCIPAL FINANCIAL GROUP INC:
- Shares directly owned by the insider.
- Shares indirectly owned by the insider.
- Total shares owned by the insider (sum of shares directly and indirectly owned).
- Total market value if available.
- Shares are not adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
What is insider trading>>
- Peter Lynch
What is insider trading>>
# | Insider Holder Name | Report Date Time | Shares Owned Directly Indirectly | Total Shares Owned | Filing |
1 | PRINCIPAL FINANCIAL GROUP INC PRINCIPAL FINANCIAL SERVICES INC PRINCIPAL LIFE INSURANCE CO 10% Owner | 2004-02-03 17:54:07 | 0 1,000,279 | 1,000,279 | Form 4 |
2 | Houston Daniel Joseph Executive Chairman | 2025-04-01 19:26:29 | 272,340 174,901 | 447,241 | Form 4 |
3 | ZIMPLEMAN LARRY D Director | 2016-03-29 18:27:15 | 285,358 0 | 285,358 | Form 4 |
4 | STRABLE-SOETHOUT DEANNA D President and CEO | 2025-04-01 19:27:58 | 151,856 62,302 | 214,158 | Form 4 |
5 | GELATT DANIEL Director | 2020-07-01 15:41:54 | 193,824 0 | 193,824 | Form 4/A |
6 | MCCAUGHAN JAMES P President - Global Asset Mgmt. | 2018-09-05 11:36:35 | 192,959 0 | 192,959 | Form 4 |
7 | GRISWELL J BARRY Director | 2010-04-09 07:47:08 | 155,870 595 | 156,465 | Form 4 |
8 | Halter Patrick Gregory President and CEO - PAM | 2024-04-01 20:06:06 | 140,562 530 | 141,092 | Form 4 |
9 | SHAFF KAREN E EVP, Gen'l Counsel, Secretary 10% Owner | 2020-06-30 19:09:37 | 102,780 3,301 | 106,081 | Form 4 |
10 | Lillis Terrance J. EVP | 2017-04-04 17:37:10 | 99,880 44 | 99,924 | Form 4 |
11 | Lamarque Natalie EVP, General Counsel, and Secr | 2025-04-01 19:22:32 | 99,773 0 | 99,773 | Form 4 |
12 | DRURY DAVID Y Director | 2007-03-14 14:34:38 | 80,272 17,128 | 97,400 | Form 4 |
13 | Friedrich Amy Christine President - Benefits & Protect | 2025-04-01 19:21:28 | 91,452 3,779 | 95,231 | Form 4 |
14 | ASCHENBRENNER JOHN E President - Ins. & Fin. Svcs. | 2009-12-08 18:02:16 | 88,920 3,394 | 92,314 | Form 4 |
15 | SORENSEN NORMAN R Chairman-Principal Internat'l | 2012-02-29 18:12:34 | 85,128 3,142 | 88,270 | Form 4 |
16 | CARTER MILLER JOYCELYN Director | 2025-04-01 19:13:27 | 82,800 0 | 82,800 | Form 4 |
17 | Cheong Wee Yee EVP, Principal Asia | 2025-04-01 19:20:53 | 81,758 0 | 81,758 | Form 4 |
18 | Eucher Ralph Craig EVP | 2015-02-25 17:08:28 | 80,561 0 | 80,561 | Form 4 |
19 | DAN MICHAEL T Director | 2023-04-04 17:14:38 | 69,458 0 | 69,458 | Form 4 |
20 | Bhatia Kamal President and CEO - PAM | 2025-04-01 19:20:23 | 63,179 0 | 63,179 | Form 4 |
21 | HOCHSCHILD ROGER C Director | 2025-04-01 19:24:08 | 61,126 0 | 61,126 | Form 4 |
22 | LITTLEFIELD CHRISTOPHER J President - RIS | 2025-04-01 19:25:32 | 59,567 11 | 59,578 | Form 4 |
23 | Dunbar Timothy Mark Retired Officer | 2021-03-01 15:06:57 | 58,584 114 | 58,698 | Form 4 |
24 | BERNARD BETSY J Director | 2020-12-23 14:44:09 | 54,068 0 | 54,068 | Form 4 |
25 | LAWLER JULIA M Retired Officer | 2021-02-24 13:22:37 | 48,610 1,388 | 49,998 | Form 4 |
26 | Everett Nora Mary President - RIS | 2019-04-02 17:15:25 | 49,240 0 | 49,240 | Form 4 |
27 | Mills Scott Director | 2025-04-01 19:15:59 | 47,926 0 | 47,926 | Form 4 |
28 | FERRO DENNIS H Director | 2018-04-02 16:36:02 | 47,200 0 | 47,200 | Form 4 |
29 | COSTLEY GARY E Director | 2016-03-29 17:03:06 | 44,366 1,825 | 46,191 | Form 4 |
30 | Walker Roberto EVP, Principal Latin American | 2023-07-05 21:35:45 | 40,433 0 | 40,433 | Form 4 |
31 | McCullum Kenneth A. EVP - Chief Risk Officer | 2025-04-01 19:26:01 | 40,404 0 | 40,404 | Form 4 |
32 | KEYSER RICHARD L Director | 2015-03-31 17:30:44 | 36,308 0 | 36,308 | Form 4 |
33 | HELTON SANDRA L Director | 2022-10-21 16:48:53 | 35,747 0 | 35,747 | Form 4 |
34 | Pitz Joel Interim CFO | 2025-04-01 19:27:01 | 31,892 3,819 | 35,711 | Form 4 |
35 | Kay Kathleen B EVP-Chief Information Officer | 2025-04-01 19:24:38 | 33,972 0 | 33,972 | Form 4 |
36 | Pickerell Blair Director | 2025-04-01 19:18:22 | 33,532 0 | 33,532 | Form 4 |
37 | Agrawal Vivek EVP & Chief Growth Officer | 2025-04-01 19:19:54 | 32,673 0 | 32,673 | Form 4 |
38 | Schaaf Renee V. President - RIS | 2022-08-17 14:00:17 | 32,278 0 | 32,278 | Form 4 |
39 | MATHRANI ARJUN K Director | 2012-04-03 18:50:45 | 32,011 0 | 32,011 | Form 4 |
40 | Valdes Luis E. Executive Chairman, Latam | 2023-12-22 18:02:16 | 27,668 0 | 27,668 | Form 4 |
41 | Nordin Diane C Director | 2025-04-01 19:17:46 | 25,410 0 | 25,410 | Form 4 |
42 | Elming Gregory Bernard SVP & Chief Risk Officer | 2018-01-02 17:35:10 | 20,843 0 | 20,843 | Form 4 |
43 | Auerbach Jonathan Director | 2025-04-01 19:12:15 | 17,319 0 | 17,319 | Form 4 |
44 | Richer Clare Stack Director | 2025-04-01 19:18:52 | 15,919 0 | 15,919 | Form 4 |
45 | RIVERA ALFREDO Director | 2025-04-01 19:19:25 | 14,300 0 | 14,300 | Form 4 |
46 | Maestri Luca Director | 2015-03-31 17:31:29 | 12,007 0 | 12,007 | Form 4 |
47 | BEAMS MALIZ E Director | 2025-04-01 19:12:57 | 11,660 0 | 11,660 | Form 4 |
48 | LAMALE ELLEN Z Sr. VP & Chief Risk Officer | 2011-03-02 15:59:50 | 11,135 0 | 11,135 | Form 4 |
49 | Lagomarcino Mark S. SVP, General Counsel & Secty | 2022-06-28 15:46:42 | 10,818 0 | 10,818 | Form 4 |
50 | Muruzabal Claudio Director | 2025-04-01 19:17:18 | 8,344 0 | 8,344 | Form 4 |
51 | Tallett Elizabeth E Director | 2021-06-29 14:59:08 | 8,128 0 | 8,128 | Form 4 |
52 | Mitchell H Elizabeth Director | 2025-04-01 19:16:43 | 8,064 0 | 8,064 | Form 4 |
53 | JOHNSON CHARLES S Director | 2006-03-17 17:13:07 | 5,992 0 | 5,992 | Form 4 |
54 | PENA FEDERICO F Director | 2005-12-20 15:56:03 | 5,808 0 | 5,808 | Form 4 |
55 | Vaughan Therese M Director | 2008-12-09 17:09:22 | 5,346 0 | 5,346 | Form 4 |
56 | KERR WILLIAM T Director | 2009-12-16 12:45:47 | 4,407 0 | 4,407 | Form 4 |
57 | OKEEFE MARY A Sr. VP & Chief Mktg. Off. | 2014-07-01 17:55:40 | 4,271 0 | 4,271 | Form 4 |
58 | LOEWENSTEIN VICTOR H Director | 2003-12-10 14:17:48 | 1,691 0 | 1,691 | Form 4 |
59 | SCHOLTEN GARY P EVP & Ch Info Officer | 2020-03-31 17:48:57 | 1,433 0 | 1,433 | Form 4 |
60 | GERSIE MICHAEL H Executive Vice President | 2008-12-09 19:15:11 | 112.6 0 | 112.6 | Form 4 |