PRINCIPAL FINANCIAL GROUP INC (PFG) - Insider Holders & Insider Ownership

List of insiders holdings for PRINCIPAL FINANCIAL GROUP INC:
  1. Shares directly owned by the insider.
  2. Shares indirectly owned by the insider.
  3. Total shares owned by the insider (sum of shares directly and indirectly owned).
  4. Total market value if available.
  5. Shares are not adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
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#Insider Holder NameReport
Date Time
Shares Owned
Directly
Indirectly
Total
Shares Owned
Filing
1PRINCIPAL FINANCIAL GROUP INC
PRINCIPAL FINANCIAL SERVICES INC
PRINCIPAL LIFE INSURANCE CO
10% Owner
2004-02-03 17:54:070
1,000,279
1,000,279Form 4
2Houston Daniel Joseph
Executive Chairman
2025-07-01 18:25:26273,522
174,940
448,462Form 4
3ZIMPLEMAN LARRY D
Director
2016-03-29 18:27:15285,358
0
285,358Form 4
4STRABLE-SOETHOUT DEANNA D
Chair, President and CEO
2026-09-29 16:30:10174,460
53,584
228,044Form 4
5GELATT DANIEL
Director
2020-07-01 15:41:54193,824
0
193,824Form 4/A
6MCCAUGHAN JAMES P
President - Global Asset Mgmt.
2018-09-05 11:36:35192,959
0
192,959Form 4
7GRISWELL J BARRY
Director
2010-04-09 07:47:08155,870
595
156,465Form 4
8Halter Patrick Gregory
President and CEO - PAM
2024-04-01 20:06:06140,562
530
141,092Form 4
9Friedrich Amy Christine
President - Benefits & Protect
2026-09-29 16:32:24109,440
4,142
113,582Form 4
10SHAFF KAREN E
EVP, Gen'l Counsel, Secretary
10% Owner
2020-06-30 19:09:37102,780
3,301
106,081Form 4
11Lamarque Natalie
EVP, General Counsel, and Secr
2025-07-01 18:23:28100,573
0
100,573Form 4
12Lillis Terrance J.
EVP
2017-04-04 17:37:1099,880
44
99,924Form 4
13DRURY DAVID Y
Director
2007-03-14 14:34:3880,272
17,128
97,400Form 4
14ASCHENBRENNER JOHN E
President - Ins. & Fin. Svcs.
2009-12-08 18:02:1688,920
3,394
92,314Form 4
15Carter Miller Jocelyn
Director
2026-09-29 16:43:2291,979
0
91,979Form 4
16SORENSEN NORMAN R
Chairman-Principal Internat'l
2012-02-29 18:12:3485,128
3,142
88,270Form 4
17Eucher Ralph Craig
EVP
2015-02-25 17:08:2880,561
0
80,561Form 4
18LITTLEFIELD CHRISTOPHER J
President - RIS
2026-09-29 16:37:3877,279
11
77,290Form 4
19HOCHSCHILD ROGER C
Director
2026-09-29 16:31:0071,654
0
71,654Form 4
20DAN MICHAEL T
Director
2023-04-04 17:14:3869,458
0
69,458Form 4
21Cheong Wee Yee
President - Asia & Middle East
2026-09-29 16:39:4867,173
0
67,173Form 4
22Bhatia Kamal
President and CEO - PAM
2026-09-29 16:33:5265,869
0
65,869Form 4
23Dunbar Timothy Mark
Retired Officer
2021-03-01 15:06:5758,584
114
58,698Form 4
24Mills Scott
Director
2026-09-29 16:31:4757,029
0
57,029Form 4
25BERNARD BETSY J
Director
2020-12-23 14:44:0954,068
0
54,068Form 4
26LAWLER JULIA M
Retired Officer
2021-02-24 13:22:3748,610
1,388
49,998Form 4
27Everett Nora Mary
President - RIS
2019-04-02 17:15:2549,240
0
49,240Form 4
28Pitz Joel
EVP & CFO
2026-09-29 16:34:2444,224
4,395
48,619Form 4
29FERRO DENNIS H
Director
2018-04-02 16:36:0247,200
0
47,200Form 4
30Agrawal Vivek
EVP & Chief Growth Officer
2026-09-29 16:41:2346,762
0
46,762Form 4
31COSTLEY GARY E
Director
2016-03-29 17:03:0644,366
1,825
46,191Form 4
32Kay Kathleen B
EVP-Chief Information Officer
2026-09-29 16:33:0644,683
0
44,683Form 4
33McCullum Kenneth A.
EVP - Chief Risk Officer
2026-09-29 16:36:3641,141
0
41,141Form 4
34Walker Roberto
EVP, Principal Latin American
2023-07-05 21:35:4540,433
0
40,433Form 4
35Pickerell Blair
Director
2026-09-29 16:44:0940,100
0
40,100Form 4
36KEYSER RICHARD L
Director
2015-03-31 17:30:4436,308
0
36,308Form 4
37HELTON SANDRA L
Director
2022-10-21 16:48:5335,747
0
35,747Form 4
38Schaaf Renee V.
President - RIS
2022-08-17 14:00:1732,278
0
32,278Form 4
39MATHRANI ARJUN K
Director
2012-04-03 18:50:4532,011
0
32,011Form 4
40Nordin Diane C
Director
2026-09-29 16:47:1531,548
0
31,548Form 4
41Valdes Luis E.
Executive Chairman, Latam
2023-12-22 18:02:1627,668
0
27,668Form 4
42Auerbach Jonathan
Director
2026-09-29 16:48:4323,112
0
23,112Form 4
43Brown Timothy W.
EVP, General Counsel and Sec
2026-09-29 16:41:3622,442
0
22,442Form 4
44Djurasovic George
Interim General Counsel
2026-04-30 17:03:1921,905
0
21,905Form 4
45Richer Clare Stack
Director
2026-09-29 16:43:5421,550
0
21,550Form 4
46Elming Gregory Bernard
SVP & Chief Risk Officer
2018-01-02 17:35:1020,843
0
20,843Form 4
47RIVERA ALFREDO
Director
2026-09-29 16:41:4819,927
0
19,927Form 4
48Beams Mary E.
Director
2026-09-29 16:48:1217,066
0
17,066Form 4
49Muruzabal Claudio
Director
2026-09-29 16:47:4513,699
0
13,699Form 4
50Mitchell H Elizabeth
Director
2026-09-29 16:43:3813,278
0
13,278Form 4
51Maestri Luca
Director
2015-03-31 17:31:2912,007
0
12,007Form 4
52LAMALE ELLEN Z
Sr. VP & Chief Risk Officer
2011-03-02 15:59:5011,135
0
11,135Form 4
53Lagomarcino Mark S.
SVP, General Counsel & Secty
2022-06-28 15:46:4210,818
0
10,818Form 4
54Tallett Elizabeth E
Director
2021-06-29 14:59:088,128
0
8,128Form 4
55JOHNSON CHARLES S
Director
2006-03-17 17:13:075,992
0
5,992Form 4
56PENA FEDERICO F
Director
2005-12-20 15:56:035,808
0
5,808Form 4
57Vaughan Therese M
Director
2008-12-09 17:09:225,346
0
5,346Form 4
58KERR WILLIAM T
Director
2009-12-16 12:45:474,407
0
4,407Form 4
59OKEEFE MARY A
Sr. VP & Chief Mktg. Off.
2014-07-01 17:55:404,271
0
4,271Form 4
60LOEWENSTEIN VICTOR H
Director
2003-12-10 14:17:481,691
0
1,691Form 4
61SCHOLTEN GARY P
EVP & Ch Info Officer
2020-03-31 17:48:571,433
0
1,433Form 4
62GERSIE MICHAEL H
Executive Vice President
2008-12-09 19:15:11112.6
0
112.6Form 4