PRINCIPAL FINANCIAL GROUP INC (PFG) - Insider Holders & Insider Ownership

List of insiders holdings for PRINCIPAL FINANCIAL GROUP INC:
  1. Shares directly owned by the insider.
  2. Shares indirectly owned by the insider.
  3. Total shares owned by the insider (sum of shares directly and indirectly owned).
  4. Total market value if available.
  5. Shares are not adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
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#Insider Holder NameReport
Date Time		Shares Owned
Directly
Indirectly		Total
Shares Owned		Filing
1PRINCIPAL FINANCIAL GROUP INC
PRINCIPAL FINANCIAL SERVICES INC
PRINCIPAL LIFE INSURANCE CO
10% Owner		2004-02-03 17:54:070
1,000,279		1,000,279Form 4
2Houston Daniel Joseph
Executive Chairman		2025-07-01 18:25:26273,522
174,940		448,462Form 4
3ZIMPLEMAN LARRY D
Director		2016-03-29 18:27:15285,358
0		285,358Form 4
4STRABLE-SOETHOUT DEANNA D
President and CEO		2025-09-30 16:41:49152,950
62,475		215,425Form 4
5GELATT DANIEL
Director		2020-07-01 15:41:54193,824
0		193,824Form 4/A
6MCCAUGHAN JAMES P
President - Global Asset Mgmt.		2018-09-05 11:36:35192,959
0		192,959Form 4
7GRISWELL J BARRY
Director		2010-04-09 07:47:08155,870
595		156,465Form 4
8Halter Patrick Gregory
President and CEO - PAM		2024-04-01 20:06:06140,562
530		141,092Form 4
9SHAFF KAREN E
EVP, Gen'l Counsel, Secretary
10% Owner		2020-06-30 19:09:37102,780
3,301		106,081Form 4
10Lamarque Natalie
EVP, General Counsel, and Secr		2025-07-01 18:23:28100,573
0		100,573Form 4
11Lillis Terrance J.
EVP		2017-04-04 17:37:1099,880
44		99,924Form 4
12DRURY DAVID Y
Director		2007-03-14 14:34:3880,272
17,128		97,400Form 4
13Friedrich Amy Christine
President - Benefits & Protect		2025-09-30 16:40:0192,668
3,893		96,561Form 4
14ASCHENBRENNER JOHN E
President - Ins. & Fin. Svcs.		2009-12-08 18:02:1688,920
3,394		92,314Form 4
15SORENSEN NORMAN R
Chairman-Principal Internat'l		2012-02-29 18:12:3485,128
3,142		88,270Form 4
16Carter Miller Jocelyn
Director		2025-09-30 16:43:2486,912
0		86,912Form 4
17Cheong Wee Yee
EVP, Principal Asia		2025-11-13 10:39:0781,421
0		81,421Form 4
18Eucher Ralph Craig
EVP		2015-02-25 17:08:2880,561
0		80,561Form 4
19DAN MICHAEL T
Director		2023-04-04 17:14:3869,458
0		69,458Form 4
20HOCHSCHILD ROGER C
Director		2025-09-30 16:44:4165,745
0		65,745Form 4
21Bhatia Kamal
President and CEO - PAM		2025-09-30 16:37:3364,223
0		64,223Form 4
22LITTLEFIELD CHRISTOPHER J
President - RIS		2025-09-30 16:40:5761,016
11		61,027Form 4
23Dunbar Timothy Mark
Retired Officer		2021-03-01 15:06:5758,584
114		58,698Form 4
24BERNARD BETSY J
Director		2020-12-23 14:44:0954,068
0		54,068Form 4
25Mills Scott
Director		2025-09-30 16:44:2052,186
0		52,186Form 4
26LAWLER JULIA M
Retired Officer		2021-02-24 13:22:3748,610
1,388		49,998Form 4
27Everett Nora Mary
President - RIS		2019-04-02 17:15:2549,240
0		49,240Form 4
28FERRO DENNIS H
Director		2018-04-02 16:36:0247,200
0		47,200Form 4
29COSTLEY GARY E
Director		2016-03-29 17:03:0644,366
1,825		46,191Form 4
30McCullum Kenneth A.
EVP - Chief Risk Officer		2025-09-30 16:41:1640,577
0		40,577Form 4
31Walker Roberto
EVP, Principal Latin American		2023-07-05 21:35:4540,433
0		40,433Form 4
32Pitz Joel
CFO		2025-09-30 16:41:3232,748
4,072		36,820Form 4
33Pickerell Blair
Director		2025-09-30 16:42:0636,705
0		36,705Form 4
34KEYSER RICHARD L
Director		2015-03-31 17:30:4436,308
0		36,308Form 4
35HELTON SANDRA L
Director		2022-10-21 16:48:5335,747
0		35,747Form 4
36Kay Kathleen B
EVP-Chief Information Officer		2025-09-30 16:40:4134,781
0		34,781Form 4
37Agrawal Vivek
EVP & Chief Growth Officer		2025-09-30 16:18:1833,056
0		33,056Form 4
38Schaaf Renee V.
President - RIS		2022-08-17 14:00:1732,278
0		32,278Form 4
39MATHRANI ARJUN K
Director		2012-04-03 18:50:4532,011
0		32,011Form 4
40Nordin Diane C
Director		2025-09-30 16:42:3428,428
0		28,428Form 4
41Valdes Luis E.
Executive Chairman, Latam		2023-12-22 18:02:1627,668
0		27,668Form 4
42Elming Gregory Bernard
SVP & Chief Risk Officer		2018-01-02 17:35:1020,843
0		20,843Form 4
43Auerbach Jonathan
Director		2025-09-30 16:44:0120,214
0		20,214Form 4
44Richer Clare Stack
Director		2025-09-30 16:41:4518,755
0		18,755Form 4
45RIVERA ALFREDO
Director		2025-09-30 16:41:2917,135
0		17,135Form 4
46Djurasovic George
Interim General Counsel		2025-09-30 16:42:1316,794
0		16,794Form 4
47Beams Mary E.
Director		2025-09-30 16:43:4514,415
0		14,415Form 4
48Maestri Luca
Director		2015-03-31 17:31:2912,007
0		12,007Form 4
49LAMALE ELLEN Z
Sr. VP & Chief Risk Officer		2011-03-02 15:59:5011,135
0		11,135Form 4
50Muruzabal Claudio
Director		2025-09-30 16:43:0811,079
0		11,079Form 4
51Lagomarcino Mark S.
SVP, General Counsel & Secty		2022-06-28 15:46:4210,818
0		10,818Form 4
52Mitchell H Elizabeth
Director		2025-09-30 19:30:1810,750
0		10,750Form 4
53Tallett Elizabeth E
Director		2021-06-29 14:59:088,128
0		8,128Form 4
54JOHNSON CHARLES S
Director		2006-03-17 17:13:075,992
0		5,992Form 4
55PENA FEDERICO F
Director		2005-12-20 15:56:035,808
0		5,808Form 4
56Vaughan Therese M
Director		2008-12-09 17:09:225,346
0		5,346Form 4
57KERR WILLIAM T
Director		2009-12-16 12:45:474,407
0		4,407Form 4
58OKEEFE MARY A
Sr. VP & Chief Mktg. Off.		2014-07-01 17:55:404,271
0		4,271Form 4
59LOEWENSTEIN VICTOR H
Director		2003-12-10 14:17:481,691
0		1,691Form 4
60SCHOLTEN GARY P
EVP & Ch Info Officer		2020-03-31 17:48:571,433
0		1,433Form 4
61GERSIE MICHAEL H
Executive Vice President		2008-12-09 19:15:11112.6
0		112.6Form 4