Insider Holders & Insider Ownership - SWK Holdings Corp (SWKH)

List of insiders holdings for SWK Holdings Corp:
  1. Shares directly owned by the insider.
  2. Shares indirectly owned by the insider.
  3. Total shares owned by the insider (sum of shares directly and indirectly owned).
  4. Total market value if available.
  5. Shares are not adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
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Insider Holder NameReport
Date Time
Shares Owned
Directly
Indirectly
Total
Shares Owned
Filing
CARLSON CAPITAL L P
Black Diamond Offshore Ltd.
Double Black Diamond Offshore Ltd
Asgard Investment Corp.
Carlson Clint Duane
Black Diamond Relative Value Offshore Ltd.
10% Owner
2022-01-10 17:30:019,093,766
0
9,093,766Form 13D
CARLSON CAPITAL L P
DOUBLE BLACK DIAMOND L.P.
Asgard Investment Corp.
Carlson Clint Duane
Double Black Diamond Offshore Ltd
Black Diamond Offshore Ltd.
Asgard Investment Corp. II
See Remarks
10% Owner
2022-01-10 17:30:019,093,766
0
9,093,766Form 13D
Kay Technology Corp Inc.
AKKR SPECIAL OPPORTUNITIES LLC
ACCEL-KKR CAPITAL PARTNERS III LP
AKKR Fund III Management Company LP
AKKR MANAGEMENT COMPANY LLC
10% Owner
2009-12-23 16:42:190
2,000,000
2,000,000Form 4
NightWatch Capital Management LLC
10% Owner
2009-11-03 11:43:241,595,452
0
1,595,452Form 13D
FIELDS MICHAEL S
CHIEF EXECUTIVE OFFICER
2006-09-12 20:21:341,389,939
0
1,389,939Form 4
Margolis Michael A
Director
2014-02-10 20:22:39205,000
803,600
1,008,600Form 4
DOYLE THOMAS H
President and COO
2004-05-06 21:05:19927,464
0
927,464Form 4
Thompson John Melvin
EVP and CFO
2007-08-22 12:27:57543,100
0
543,100Form 4
Burgon Paul
Interim CFO and Secretary
2012-05-16 19:46:03394,977
0
394,977Form 4
Angel Mark A
SVP of Development & Strategy
2009-07-10 10:39:22390,000
0
390,000Form 4
Pope James Brett
CEO
2015-08-20 21:03:05380,087
0
380,087Form 4
Bruchey Marchai Burris
SVP Marketing
2007-06-22 16:42:36356,541
0
356,541Form 3
SHANNAHAN MICHAEL J
Chief Financial Officer
2008-03-14 11:31:05350,000
0
350,000Form 4
Turano Daniel A
SVP Worldwide Field Operations
2009-07-10 06:06:43345,000
0
345,000Form 4
Jones Jay Aaron
Chief Administrative Officer
2009-07-10 06:06:01330,000
0
330,000Form 4
Isaacs Charles Hart
Chief Technology Officer
2009-07-10 06:05:37282,300
0
282,300Form 4
Clifford William Thaddeus
Director
2014-02-10 20:17:59255,000
0
255,000Form 4
Wolf Chad Alan
eVergance Pres. & KANA VP
2009-07-10 06:03:48175,000
0
175,000Form 4
BATT JERRY R
Director
2009-07-10 06:04:10170,000
0
170,000Form 4
BOSE WILLIAM A
VP, General Counsel & Sec
2009-07-10 06:04:27159,958
0
159,958Form 4
Vinella Stephanie
Director
2009-07-10 06:07:00155,000
0
155,000Form 4
BLACK WINSTON L III
Chief Executive Officer
2022-09-21 20:47:37149,737
0
149,737Form 4/A
Chotai Sham
SVP Engineering
2007-06-18 19:40:47125,000
0
125,000Form 4
Nemelka John Fritzen
Director
2014-02-10 20:18:22112,544
0
112,544Form 4
Rowe William Alexander
SVP Worldwide Sales
2007-02-05 17:54:45100,000
0
100,000Form 4
FEICHTMANN WILLIAM
CAO, VP of Finance
2009-07-10 06:05:1995,000
0
95,000Form 4
Staggs Joe David JR
PRESIDENT
2024-03-05 16:31:3679,173
0
79,173Form 4
Weinberg Michael
Director
2022-01-12 13:55:1576,602
0
76,602Form 4
Philpot Michelle
VP, Finance
2005-03-04 19:58:4550,000
0
50,000Form 4
Baker Dana Blair
Director
2022-01-12 13:46:0241,625
0
41,625Form 4
Haga Christopher W
Director
2022-01-12 14:01:5937,233
0
37,233Form 4
MAEDA CHRIS
Chief Technical Officer
2003-07-17 13:05:1332,108
0
32,108Form 4/A
Angst Tim
EVP, Worldwide Operations
2005-03-28 20:23:1830,100
0
30,100Form 4
Stead Edward B
Director
2022-01-12 14:10:3126,690
0
26,690Form 4
HUBBARD ALAN W
EVP, R&D
2005-03-28 20:18:0718,000
0
18,000Form 4
Pennington Marcus Edward
Director
2024-04-03 20:21:3717,923
0
17,923Form 4
MILLS DIXIE L
Director
2007-03-08 18:41:2510000
0
10000Form 4
Fletcher Aaron G.L.
Director
2022-01-12 14:20:499873
0
9873Form 4
Dotter Laurie L.
Director
2024-04-03 21:12:239680
0
9680Form 4
Hatcher Robert K.
Director
2024-04-03 20:21:569551
0
9551Form 4
GALVIN THOMAS A
Director
2005-03-23 21:57:319000
0
9000Form 4
BERTELSEN MARK A
Director
2005-03-23 21:54:389000
0
9000Form 4
Heinrichson Yvette M
Chief Financial Officer
2022-10-05 07:00:538621
0
8621Form 4
DICICCO WENDY F
Director
2023-01-04 17:15:116182
0
6182Form 4
Jacobson Charles M
Chief Financial Officer
2014-12-01 13:45:016056
0
6056Form 4
BAY CHUCK
Chief Executive Officer
2006-02-15 19:02:134736
0
4736Form 5
Albright Jerry
Director
2024-04-03 20:22:163721
0
3721Form 4
ZARRABIAN MASSOOD
Director
2003-07-17 13:08:293350
0
3350Form 4/A
Empire Capital Management L.L.C.
10% Owner
2008-09-02 16:53:300
0
0Form 13D