List of insiders holdings for WADDELL & REED FINANCIAL INC:
- Shares directly owned by the insider.
- Shares indirectly owned by the insider.
- Total shares owned by the insider (sum of shares directly and indirectly owned).
- Total market value if available.
- Shares are not adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
What is insider trading>>
- Peter Lynch
What is insider trading>>
# | Insider Holder Name | Report Date Time | Shares Owned Directly Indirectly | Total Shares Owned | Filing |
1 | TUCKER KEITH A Chairman and CEO | 2007-01-22 10:49:34 | 2,548,700 0 | 2,548,700 | Form 13G |
2 | HERRMANN HENRY J Chairman of the Board | 2018-01-03 18:30:37 | 0 1,128,841 | 1,128,841 | Form 4 |
3 | BUTCH THOMAS W EVP & Chief Marketing Officer | 2018-01-03 18:24:28 | 248 457,846 | 458,094 | Form 4 |
4 | SUNDEEN JOHN E JR SVP & CAO - Investments | 2018-01-03 18:27:15 | 304,672 0 | 304,672 | Form 4 |
5 | CONNEALY DANIEL P SVP and CFO | 2014-01-02 17:36:08 | 0 291,744 | 291,744 | Form 4 |
6 | HILLS WENDY J EVP, GC, Chief Legal Off & Sec | 2018-04-04 17:45:13 | 171,074 0 | 171,074 | Form 4 |
7 | Avery Michael L See explanation below. | 2016-07-05 17:23:09 | 155,708 0 | 155,708 | Form 4 |
8 | WILLIAMS ROBERT J JR SVP - Public Affairs | 2008-12-31 16:15:12 | 94,973 0 | 94,973 | Form 4 |
9 | ROGERS WILLIAM L Director | 2010-12-03 11:40:31 | 72,263 0 | 72,263 | Form 4 |
10 | REIMER RONALD C Director | 2014-01-08 17:20:16 | 563 61,826 | 62,389 | Form 4 |
11 | KOSLOFF ALAN W Director | 2020-01-03 17:44:22 | 49,501 0 | 49,501 | Form 4 |
12 | RAINES JAMES M Director | 2019-02-19 18:25:55 | 23,492 0 | 23,492 | Form 4 |
13 | CLOUSE MELISSA A VP, Controller & PAO | 2015-04-06 17:52:53 | 12,536 0 | 12,536 | Form 4 |
14 | WEAVER CONSTANCE K Director | 2020-02-25 17:20:03 | 6,794 0 | 6,794 | Form 4 |
15 | Jessee James A. Director | 2021-04-30 17:15:49 | 0 0 | 0 | Form 4 |
16 | Kline Katherine M. A. Director | 2021-04-30 17:16:59 | 0 0 | 0 | Form 4 |
17 | LOGUE DENNIS E Director | 2021-04-30 17:18:20 | 0 0 | 0 | Form 4 |
18 | BLOSS BRENT K President | 2021-04-30 17:14:55 | 0 0 | 0 | Form 4 |
19 | Hanson Daniel P SVP & CIO | 2021-04-30 17:13:41 | 0 0 | 0 | Form 4 |
20 | GODLASKY THOMAS C Director | 2021-04-30 17:12:43 | 0 0 | 0 | Form 4 |
21 | GASAWAY SHARILYN S Director | 2021-04-30 17:10:55 | 0 0 | 0 | Form 4 |
22 | DALEY MICHAEL JOHN VP - Chief Acct Off,IR & Treas | 2021-04-30 17:09:44 | 0 0 | 0 | Form 4 |
23 | Clouse Benjamin R SVP & CFO | 2021-04-30 17:08:30 | 0 0 | 0 | Form 4 |
24 | Buyle Mark P. SVP, GC, CLO and Secretary | 2021-04-30 17:07:31 | 0 0 | 0 | Form 4 |
25 | Andrade Kathie J. Director | 2021-04-30 17:05:50 | 0 0 | 0 | Form 4 |
26 | WALTON JERRY W Director | 2021-04-30 17:25:50 | 0 0 | 0 | Form 4 |
27 | Scupham Amy J. SVP - Distribution | 2021-04-30 17:24:33 | 0 0 | 0 | Form 4 |
28 | Sanders Philip James CEO | 2021-04-30 17:22:43 | 0 0 | 0 | Form 4 |
29 | Rackers Christopher W. SVP and CPBO | 2021-04-30 17:21:30 | 0 0 | 0 | Form 4 |
30 | MORRISSEY MICHAEL F Director | 2021-04-30 17:20:24 | 0 0 | 0 | Form 4 |
31 | Mihal Shawn M. SVP - Wealth Management | 2021-04-30 17:19:16 | 0 0 | 0 | Form 4 |
32 | STROHM MICHAEL D SVP & Chief Operations Officer | 2015-05-15 18:12:56 | 0 0 | 0 | Form 4 |
33 | SCHULTE DANIEL C See explanation below. | 2014-02-04 17:29:45 | 0 0 | 0 | Form 4/A |
34 | SCHIEBER MARK A See explanation below. | 2012-01-11 17:46:09 | 0 0 | 0 | Form 4 |