List of insiders holdings for SRH Total Return Fund Inc.:
- Shares directly owned by the insider.
- Shares indirectly owned by the insider.
- Total shares owned by the insider (sum of shares directly and indirectly owned).
- Total market value if available.
- Shares are not adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
What is insider trading>>
- Peter Lynch
What is insider trading>>
| # | Insider Holder Name | Report Date Time | Shares Owned Directly Indirectly | Total Shares Owned | Filing |
| 1 | MASSACHUSETTS MUTUAL LIFE INSURANCE CO 10% Owner | 2020-11-06 10:58:37 | 77,500,000 0 | 77,500,000 | Form 3 |
| 2 | SUSAN L CICIORA TRUST HOREJSI STEWART R 10% Owner | 2020-11-24 14:37:55 | 45,344,694 0 | 45,344,694 | Form 13D |
| 3 | EVERGREEN ATLANTIC LLC HOREJSI STEWART R SUSAN L CICIORA TRUST STEWART WEST INDIES TRUST 10% Owner | 2020-11-24 14:37:55 | 45,344,694 0 | 45,344,694 | Form 13D |
| 4 | SUSAN L CICIORA TRUST 10% Owner | 2020-11-24 14:37:55 | 45,344,694 0 | 45,344,694 | Form 13D |
| 5 | Sun Life Assurance Co of Canada SUN LIFE FINANCIAL INC 10% Owner | 2021-02-16 14:50:54 | 35,000,000 0 | 35,000,000 | Form 13G |
| 6 | GUARDIAN LIFE INSURANCE CO OF AMERICA 10% Owner | 2020-11-13 10:18:30 | 31,000,000 0 | 31,000,000 | Form 3 |
| 7 | STEWART WEST INDIES TRUST 10% Owner | 2020-11-03 16:15:05 | 16,900,168 0 | 16,900,168 | Form 4 |
| 8 | STEWART WEST INDIES TRADING CO. LTD 10% Owner | 2020-02-24 18:05:57 | 8,625,682 0 | 8,625,682 | Form 4 |
| 9 | AMANDA N. CICIORA TRUST 10% Owner | 2020-06-22 13:20:39 | 1,150,096 0 | 1,150,096 | Form 4/A |
| 10 | COURTNEY M. CICIORA TRUST 10% Owner | 2020-06-22 13:33:21 | 1,150,096 0 | 1,150,096 | Form 4/A |
| 11 | JACK S. CICIORA TRUST 10% Owner | 2020-06-22 13:06:41 | 1,150,096 0 | 1,150,096 | Form 4/A |
| 12 | JOHN X. CICIORA TRUST 10% Owner | 2020-06-22 12:48:32 | 967,009 0 | 967,009 | Form 4/A |
| 13 | John S. Horejsi Trust 10% Owner | 2020-06-22 12:27:42 | 677,847 0 | 677,847 | Form 4/A |
| 14 | BARR RICHARD I Director | 2015-05-05 12:35:44 | 50,382 0 | 50,382 | Form 4/A |
| 15 | CICIORA SUSAN L 10% Owner | 2015-05-05 17:49:49 | 39,560 0 | 39,560 | Form 4/A |
| 16 | CICIORA SUSAN L CICIORA JOHN X Director | 2008-06-24 12:55:54 | 20,000 0 | 20,000 | Form 4 |
| 17 | JACOBSON DEAN Director | 2015-05-05 13:15:40 | 15,191 0 | 15,191 | Form 4/A |
| 18 | Hemmer Jacob E Director | 2026-05-22 11:47:11 | 0 10,000 | 10,000 | Form 4 |
| 19 | Causier Dennis Director | 2006-05-18 12:15:41 | 7,500 0 | 7,500 | Form 4 |
| 20 | Moore Thomas Jack Director | 2026-01-05 18:36:34 | 3,086 3,169 | 6,255 | Form 5 |
| 21 | NORGAARD STEVEN K Director | 2017-08-25 17:08:20 | 5,809 0 | 5,809 | Form 4 |
| 22 | ALDRIDGE ALFRED G Director | 2003-07-09 17:14:46 | 3,100 1000 | 4,100 | Form 4 |
| 23 | BANK OF AMERICA CORP Blue Ridge Investments L.L.C. 10% Owner | 2013-04-24 14:50:47 | 0 857 | 857 | Form 4 |
| 24 | MERRILL LYNCH & CO. INC. MERRILL LYNCH PIERCE FENNER & SMITH INC. 10% Owner | 2009-01-12 11:06:01 | 321 0 | 321 | Form 13G |
| 25 | Foss Lucas D Chief Compliance Officer | 2015-07-16 15:01:30 | 0 0 | 0 | Form 4 |
| 26 | SRH Total Return Fund Inc. Chief Compliance Officer | 2024-11-12 12:56:16 | 0 0 | 0 | Form 3 |
| 27 | WELSH JENNIFER T Chief Compliance Officer | 2012-11-08 17:54:42 | 0 0 | 0 | Form 4 |
| 28 | STEWART R. HOREJSI TRUST NO. 2 10% Owner | 2020-11-03 15:12:28 | 0 0 | 0 | Form 4 |
| 29 | LOONEY JOEL W Former Director Director | 2026-04-02 12:00:11 | 0 0 | 0 | Form 4 |
| 30 | Terwilliger Joel Chief Compliance Officer | 2011-02-07 13:27:18 | 0 0 | 0 | Form 4 |
| 31 | JOHNS CARL D Vice President and Treasurer | 2011-02-03 17:55:51 | 0 0 | 0 | Form 4 |
| 32 | ERNEST HOREJSI TRUST NO 1B 10% Owner | 2020-11-03 15:28:35 | 0 0 | 0 | Form 4 |
| 33 | LOLA BROWN TRUST 1B 10% Owner | 2020-11-03 14:53:25 | 0 0 | 0 | Form 4 |
| 34 | MILDRED B. HOREJSI TRUST 10% Owner | 2020-11-03 12:38:07 | 0 0 | 0 | Form 4 |
| 35 | Fudjack Brenna Chief Compliance Officer | 2024-11-15 18:44:17 | 0 0 | 0 | Form 3/A |
| 36 | Horejsi John Director | 2004-07-20 11:33:53 | 0 0 | 0 | Form 3 |
| 37 | MILLER STEPHEN C Former Director and CLO Director | 2021-10-14 15:07:46 | 0 0 | 0 | Form 4 |
| 38 | Moore Christopher Secretary, CCO | 2021-11-29 14:52:09 | 0 0 | 0 | Form 3 |
| 39 | Vickery Jonathan Albro Officer of Advisor | 2021-11-29 15:17:44 | 0 0 | 0 | Form 3 |
| 40 | Paralel Advisors Investment Adviser | 2021-11-29 15:23:04 | 0 0 | 0 | Form 3 |
| 41 | Kerschen Jill Treasurer | 2021-11-29 15:10:00 | 0 0 | 0 | Form 3 |
| 42 | MAY JEREMY O Officer of Adviser | 2021-11-30 20:10:37 | 0 0 | 0 | Form 3 |
| 43 | Quinlan Shane Kevin Director | 2024-08-12 14:22:03 | 0 0 | 0 | Form 3 |
| 44 | DST SYSTEMS INC Affiliate of Inv Adviser | 2018-06-08 15:53:10 | 0 0 | 0 | Form 3 |
| 45 | PARMENTIER WILLIAM R JR Officer of Investment Adviser | 2018-06-01 11:55:04 | 0 0 | 0 | Form 3 |
| 46 | BURKE EDMUND J Officer of Investment Adviser | 2018-06-01 11:34:38 | 0 0 | 0 | Form 3 |
| 47 | Duran Troy Anthony Officer of Investment Adviser | 2018-06-01 12:09:09 | 0 0 | 0 | Form 3 |
| 48 | ALPS HOLDINGS INC Affiliate of Adviser | 2018-06-01 12:29:26 | 0 0 | 0 | Form 3 |
| 49 | Burns Kathryn Treasurer | 2018-06-04 13:42:53 | 0 0 | 0 | Form 3 |
| 50 | Johanson Ryan Asst. Treasurer | 2018-06-04 13:54:06 | 0 0 | 0 | Form 3 |
| 51 | KELLEY STEPHANIE J Secretary | 2018-06-05 12:52:02 | 0 0 | 0 | Form 4 |
| 52 | MURPHEY NICOLE L Treasurer, V.P. & CFO | 2018-06-05 12:41:01 | 0 0 | 0 | Form 4 |
| 53 | FISCHER BRENDON J Portfolio Manager | 2018-06-05 12:33:08 | 0 0 | 0 | Form 4 |
| 54 | Noyes Richard Craig Officer of Investment Adviser | 2018-06-07 10:00:41 | 0 0 | 0 | Form 3 |
| 55 | Nelson Erin Douglas Officer of Investment Adviser | 2018-06-01 12:04:55 | 0 0 | 0 | Form 3 |
| 56 | SS&C Technologies Holdings Inc Affiliate of Inv Adviser | 2018-06-08 15:39:54 | 0 0 | 0 | Form 3 |
| 57 | COOPER ELLEN O 10% Owner | 2019-01-08 17:23:02 | 0 0 | 0 | Form 4 |
| 58 | Swenson Bradley J Officer of Investment Adviser | 2018-06-01 11:47:30 | 0 0 | 0 | Form 3 |
| 59 | Sleightholme Michael Officer of Investment Advisor | 2019-06-19 13:48:04 | 0 0 | 0 | Form 3 |
| 60 | Sutula Matthew Officer of Investment Advisor | 2019-09-10 14:07:24 | 0 0 | 0 | Form 3 |
| 61 | Spahr Laton President of the Adviser | 2019-11-05 10:52:37 | 0 0 | 0 | Form 3 |
| 62 | ALPS ADVISORS INC Investment Adviser | 2018-06-01 12:20:56 | 0 0 | 0 | Form 3 |
| 63 | Owen Cara Secretary | 2020-06-08 12:23:01 | 0 0 | 0 | Form 3 |
| 64 | LBT 2019 Trust 10% Owner | 2020-06-16 17:49:05 | 0 0 | 0 | Form 4 |
| 65 | Uhl Theodore Chief Compliance Officer | 2015-08-03 18:50:17 | 0 0 | 0 | Form 3 |