Insider Holders & Insider Ownership - INNOVATE Corp. (VATE)

List of insiders holdings for INNOVATE Corp.:
  1. Shares directly owned by the insider.
  2. Shares indirectly owned by the insider.
  3. Total shares owned by the insider (sum of shares directly and indirectly owned).
  4. Total market value if available.
  5. Shares are not adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
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#Insider Holder NameReport
Date Time
Shares Owned
Directly
Indirectly
Total
Shares Owned
Filing
1BEAR STEARNS COMPANIES INC
10% Owner
2008-03-14 21:55:4021,057,550
0
21,057,550Form 4
2AMERICAN INTERNATIONAL GROUP INC
AIG GSEF Investments Ltd.
AIG GSEF L.P.
AIG GLOBAL SPORTS & ENTERTAINMENT FUND L P
AIG GLOBAL EMERGING MARKETS FUND L L C
GEM PARALLEL FUND LP
AIG Capital CORP
AIG Global Asset Management Holdings Corp.
AIG CAPITAL PARTNERS INC
See Explanations of Responses
10% Owner
2009-10-06 17:22:570
15,720,008
15,720,008Form 4
3GLAZER AVRAM A
Director
10% Owner
2025-06-16 16:13:5553,984
6,724,853
6,778,837Form 4
4Gorzynski Michael
10% Owner
2024-03-21 18:40:200
4,948,755
4,948,755Form 4
5Percy Rockdale LLC
10% Owner
2024-03-21 18:41:364,948,755
0
4,948,755Form 4
6Continental General Holdings LLC
Continental Insurance Group Ltd.
Continental LTC Inc.
CONTINENTAL GENERAL INSURANCE CO
10% Owner
2021-07-12 19:08:280
3,639,896
3,639,896Form 3
7FALCONE PHILIP
CEO, Chairman & President
10% Owner
2020-03-16 18:20:401,962,400
540,000
2,502,400Form 4
8Benefit Street Partners LLC
Providence Equity Capital Markets L.L.C.
NELSON JONATHAN M
SALEM PAUL J
CREAMER GLENN M
Gahan Thomas
10% Owner
2018-12-28 17:28:342,208,542
0
2,208,542Form 13D
9DG Capital Management LLC
Gertzulin Dov
10% Owner
2015-12-29 17:22:361,462,534
0
1,462,534Form 13D
10BEAR STEARNS & CO INC
10% Owner
2008-06-13 16:07:21606,701
0
606,701Form 13G
11Gerber Sander
Hudson Bay Credit Management LLC
Hudson Bay Capital Management LP
10% Owner
2016-10-17 09:11:55594,521
0
594,521Form 13D
12Courtis Kenneth S.
Director
2022-01-04 16:47:07551,272
0
551,272Form 4
13Global Opportunities Breakaway MM L.L.C.
*Member of 10% owner Group
2015-10-16 15:00:45540,000
0
540,000Form 3
14AQUINO PETER D
Executive Chairman
2013-04-30 16:53:47497,267
0
497,267Form 4
15Voigt Paul
Interim CEO
2024-11-21 16:49:08449,834
32,537
482,371Form 4
16BARR WAYNE JR
President and CEO
2023-05-23 17:41:55436,660
0
436,660Form 4
17Southpaw Asset Management LP
Southpaw Credit Opportunity Master Fund L.P.
Southpaw Holdings LLC
Wyman Kevin
Golden Howard
10% Owner
2009-11-24 11:41:42413,664
0
413,664Form 13G
18Ferraro Joseph Anthony
Chief Legal Officer & Corp Sec
2022-03-18 16:17:49343,306
0
343,306Form 4
19Hladek Keith
Chief Operating Officer
2015-03-16 17:32:54299,819
0
299,819Form 4
20Herbst Suzi R
Chief Operating Officer
2023-03-31 16:25:54276,258
9,276
285,534Form 4
21MORGENS WATERFALL VINTIADIS & CO INC
No longer a 10% owner.
2014-01-29 15:19:20200,000
0
200,000Form 13G
22SINGH K PAUL
Chairman, President and CEO
2010-03-05 15:55:55192,849
0
192,849Form 4
23PONS ROBERT M
EVP Business Development
2015-03-16 17:34:05185,592
0
185,592Form 4
24SUBIN NEIL S
Director
2013-12-26 19:11:46152,931
0
152,931Form 4
25ROBINSON PAUL
Chief Legal Officer & Corp Sec
2017-06-16 20:55:21152,443
0
152,443Form 4
26Sena Michael J.
Chief Financial Officer
2025-03-17 17:09:56123,893
0
123,893Form 4
27HAZARD NEIL L
COO/CFO
2004-08-13 13:54:20122,611
0
122,611Form 4
28Estus Ian
Managing Director, Investments
Director
2016-07-11 19:14:3390,423
0
90,423Form 4
29HILLMAN LEE S
Director
2019-06-17 16:51:2371,478
0
71,478Form 4
30GFELLER WARREN H
Director
2025-06-16 16:14:0567,703
0
67,703Form 4
31DEPODESTA JOHN
Executive Vice President
2010-03-05 16:43:2866,694
0
66,694Form 4
32LEFFLER ROBERT V JR
Director
2019-06-17 16:51:4066,097
0
66,097Form 4
33MELICK JOHN
Sr. VP, Co-President of PTI
2004-06-09 11:53:1760,000
0
60,000Form 4
34ROSENBLATT JAY
Sr. VP, Co-President of PTI
2004-06-09 11:53:3760,000
0
60,000Form 4
35SCHEIWE STEVEN D
Director
2014-01-16 14:37:0055,931
0
55,931Form 4
36HOLLIDAY MARK E
Director
2014-01-16 14:41:1252,181
0
52,181Form 4
37SPIRTOS JOHN
Director
2010-11-10 21:28:5750,000
0
50,000Form 4
38Goldstein Brian Steven
Director
2025-06-16 16:13:4648,983
0
48,983Form 4
39Mancuso Andrea L
Deputy General Counsel
2017-03-14 16:55:1247,809
0
47,809Form 4
40Wilkinson Amy Marie
Director
2025-06-16 16:14:1546,904
0
46,904Form 4
41EARLE NICK
Director
2004-02-17 15:36:5945,000
0
45,000Form 5
42Day Andrew
CEO and President
2013-08-01 14:32:4337,799
0
37,799Form 4
43Lombard Shelly
Director
2022-06-16 16:18:0631,298
0
31,298Form 4
44Backman Andrew G
Managing Director
Director
2017-03-14 16:56:2031,240
0
31,240Form 4
45KLOSTER THOMAS R
Chief Financial Officer
2010-03-05 16:44:4328,039
0
28,039Form 4
46SCHWARZ KEN
CFO (PFO); SVP, IT
2012-06-29 11:53:2626,835
0
26,835Form 4
47Hill Christie
GC, SVP, Compliance Off., Sec.
2011-07-07 20:59:3625,527
0
25,527Form 4
48MG Capital Management Ltd.
Rio Royal LLC
10% Owner
2021-07-12 19:01:430
24,462
24,462Form 3
49Ramlall Richard
ChiefCommun.Off.; SVPCorp.Dev.
2013-09-04 11:58:3218,306
0
18,306Form 4
50Demise Mesfin
CFO;Corp. Controller;Treasurer
2015-03-16 17:31:4317,608
0
17,608Form 4
51TSEUNG DANIEL
Director
2015-06-15 17:27:4914,619
0
14,619Form 4
52Denson Craig
President of ICS Business Unit
2015-03-16 17:32:3013,850
0
13,850Form 4
53Keeley James C
CFO
2013-12-06 12:33:4711,525
0
11,525Form 4
54FILIPOWICZ JOHN D
CAO, VP, HR & GC & Sec
2013-09-04 11:59:0710,594
0
10,594Form 4
55Hickey Thomas D
General Counsel and Secretary
2010-11-10 21:27:475,000
0
5,000Form 4
56GUIRGIS MARK
Treasurer
2010-11-10 21:20:595,000
0
5,000Form 3
57Lawson Tracy
See Remarks
2011-03-31 19:01:27404
0
404Form 3
58SINGER KAREN
no longer 10% owner
2014-01-10 16:49:200
0
0Form 13D
59HRG GROUP INC.
10% Owner
2015-10-15 16:52:110
0
0Form 4
60Springer Julie Totman
Director
2020-02-19 17:52:000
0
0Form 3
61KARP DOUGLAS M
Director
2009-07-06 13:56:570
0
0Form 4
62PIZZANI PAUL G
Director
2009-07-06 09:39:220
0
0Form 4
63KAUL PRADMAN P
Director
2009-07-02 15:09:090
0
0Form 4
64HERSHBERG DAVID E
Director
2009-07-02 12:39:500
0
0Form 4
65BOOK TRACY R
Vice President - Controller
2009-07-02 12:37:140
0
0Form 4
66PUENTE JOHN G
Director
2009-07-02 12:36:380
0
0Form 4