List of insiders holdings for TOMPKINS FINANCIAL CORP:
- Shares directly owned by the insider.
- Shares indirectly owned by the insider.
- Total shares owned by the insider (sum of shares directly and indirectly owned).
- Total market value if available.
- Shares are not adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
What is insider trading>>
- Peter Lynch
What is insider trading>>
| # | Insider Holder Name | Report Date Time | Shares Owned Directly Indirectly | Total Shares Owned | Filing |
| 1 | SPAIN MICHAEL H Director | 2025-01-16 13:32:46 | 143,877 42,050 | 185,927 | Form 4 |
| 2 | SPAIN JR WILLIAM D Director | 2015-01-28 11:10:53 | 64,595 67,340 | 131,935 | Form 5 |
| 3 | ROMAINE STEPHEN S President & CEO | 2025-11-14 16:54:46 | 68,372 17,259 | 85,631 | Form 4 |
| 4 | ALEXANDER JOHN E Director | 2024-05-15 08:06:20 | 79,837 676.55 | 80,513 | Form 4 |
| 5 | FULMER JAMES W Director | 2024-05-15 10:29:51 | 39,393 36,156 | 75,549 | Form 4 |
| 6 | STEWART DONALD S Senior Trust Officer (TTC) | 2008-02-14 14:56:40 | 57,482 13,996 | 71,478 | Form 5 |
| 7 | Achzet Russell K Director | 2010-02-11 15:51:46 | 0 62,795 | 62,795 | Form 5 |
| 8 | HARDIE JAMES R Director | 2015-05-11 10:59:09 | 59,000 780.27 | 59,780 | Form 4 |
| 9 | UPDIKE LAWRENCE A EVP, Retired 12/31/07 | 2008-02-07 13:45:44 | 42,965 9,004 | 51,969 | Form 4 |
| 10 | HARTZ GREGORY J EVP, Pres.&CEO Tompkins Trust | 2023-07-10 11:41:55 | 25,806 9,305 | 35,111 | Form 4 |
| 11 | YUNKER CRAIG Director | 2023-05-11 16:27:02 | 31,826 0 | 31,826 | Form 4 |
| 12 | FETSKO FRANCIS M EVP, COO, CFO & Treasurer | 2023-10-03 09:04:10 | 18,231 10,635 | 28,866 | Form 4 |
| 13 | BOYCE DAVID S EVP, Pres. & CEO Tompkins Ins. | 2025-11-04 08:17:07 | 20,818 4,797 | 25,615 | Form 4 |
| 14 | KLEIN GERALD J JR EVP Pres&CEO Mahopac Bank | 2021-11-08 16:19:53 | 25,296 0 | 25,296 | Form 4 |
| 15 | Rochon Thomas R. Director | 2025-05-15 16:16:59 | 24,871 15.89 | 24,887 | Form 4 |
| 16 | GARNER STEPHEN E Pres & CEO Tompkins Trust Co | 2006-02-28 15:27:41 | 21,804 0 | 21,804 | Form 4 |
| 17 | GRUBER SCOTT L EVP, Pres & CEO, VIST Bank | 2021-11-23 15:01:31 | 14,651 5,313 | 19,965 | Form 4 |
| 18 | MILEWSKI FRANK C Director | 2023-05-11 13:46:42 | 19,355 0 | 19,355 | Form 4 |
| 19 | WEBER ALFRED J Director | 2024-11-21 11:30:20 | 18,921 0 | 18,921 | Form 4 |
| 20 | VALENTI SUSAN M. EVP, Corporate Marketing | 2024-08-05 15:50:38 | 16,038 2,877 | 18,916 | Form 4 |
| 21 | McKenna John M EVP, Pres. Tompkins Comm. Bank | 2025-11-14 13:33:38 | 16,017 2,431 | 18,448 | Form 4 |
| 22 | BATTAGLIA PAUL J. Director | 2024-05-15 07:56:52 | 12,963 5,192 | 18,155 | Form 4 |
| 23 | PERRY JOSEPH H Former SVP (resigned 6/11/04) | 2005-02-14 11:00:19 | 15,939 8 | 15,947 | Form 5 |
| 24 | MCClurg John D Director | 2024-08-29 16:57:32 | 12,834 356.72 | 13,191 | Form 4 |
| 25 | Henry Susan A Director | 2019-01-15 16:24:54 | 12,773 0 | 12,773 | Form 4 |
| 26 | SALM THOMAS R Director | 2012-02-14 15:31:47 | 10,805 1,268 | 12,073 | Form 5 |
| 27 | Catarisano Nancy E. Director | 2025-10-06 09:50:58 | 11,896 0 | 11,896 | Form 4 |
| 28 | SHAY MICHAEL D Director | 2009-02-12 08:55:34 | 8,762 2,635 | 11,397 | Form 5 |
| 29 | BANTLE ROBERT B Exec. Vice President | 2012-11-09 14:03:40 | 5,935 5,283 | 11,218 | Form 4 |
| 30 | Fessenden Daniel J. Director | 2025-10-06 09:53:17 | 11,210 0 | 11,210 | Form 4 |
| 31 | Rahilly Ita M Director | 2025-11-24 11:48:08 | 10,511 0 | 10,511 | Form 4 |
| 32 | Fontaine Alyssa H EVP, General Counsel & CRO | 2025-11-14 15:13:08 | 9,366 944.89 | 10,311 | Form 4 |
| 33 | DAVIS ROBERT D EVP, Pres & CEO, VIST Bank | 2014-01-27 11:45:46 | 9,061 245 | 9,306 | Form 5 |
| 34 | Torcello Diane D EVP & President, Tompkins WNY | 2025-11-14 15:45:14 | 7,163 1,847 | 9,010 | Form 4 |
| 35 | DeMilia David M EVP, Pres of TCB Hudson Valley | 2025-11-14 16:52:28 | 6,638 2,241 | 8,879 | Form 4 |
| 36 | Kershaw David SVP, PAO | 2025-11-14 08:53:46 | 4,743 4,015 | 8,759 | Form 4 |
| 37 | Howard Brian A EVP, Pres. Tompkins Fin. Adv. | 2023-11-15 12:45:16 | 4,440 3,474 | 7,913 | Form 4 |
| 38 | Rooney Kathleen M EVP, Retired 3/31/2012 | 2012-06-26 13:24:15 | 7,833 0 | 7,833 | Form 4 |
| 39 | MAGLIONE JOYCE P SVP, Personnel | 2005-08-01 16:41:25 | 7,738 0 | 7,738 | Form 4 |
| 40 | Tegan Jennifer R Director | 2025-05-15 08:09:08 | 7,670 0 | 7,670 | Form 4 |
| 41 | ROGERS THOMAS J EVP, Pres.&CEO AM&M Financial | 2011-02-08 13:34:08 | 7,260 0 | 7,260 | Form 4 |
| 42 | HAYNES CARL E Director | 2017-04-11 11:07:53 | 7,096 0 | 7,096 | Form 4 |
| 43 | HOWELL BONNIE H Director | 2007-02-13 14:11:05 | 4,737 2,251 | 6,988 | Form 5 |
| 44 | Lindberg Bonita N SVP, Human Resource Director | 2024-05-06 18:04:22 | 5,607 649.92 | 6,257 | Form 4 |
| 45 | Johnson Patricia A Director | 2025-10-07 09:52:48 | 6,187 0 | 6,187 | Form 4 |
| 46 | Tomazin Matthew D EVP, CFO & Treasurer | 2025-11-14 15:38:29 | 4,726 1,184 | 5,910 | Form 4 |
| 47 | PAGE RICHARD W. Resigned 8/17/2012 | 2012-09-05 15:53:38 | 4,458 1,353 | 5,811 | Form 4 |
| 48 | HYLAND ROSEMARY G. EVP, Human Resources | 2016-01-29 12:35:16 | 4,313 1,455 | 5,768 | Form 4 |
| 49 | HOOKS EDWARD C Former Director Director | 2004-02-13 16:28:17 | 4,081 1,522 | 5,603 | Form 5 |
| 50 | RAWLINGS HUNTER R III Director | 2010-02-11 15:56:12 | 1,015 4,551 | 5,566 | Form 5 |
| 51 | Kunkel Ginger G President TCB Pennsylvania | 2025-11-14 16:53:26 | 5,304 122.1 | 5,427 | Form 4 |
| 52 | Guarino Charles J SVP Chief Bank Operations Off. | 2025-11-14 13:58:06 | 3,599 1,621 | 5,220 | Form 4 |
| 53 | Eaton Helen Director | 2025-10-07 09:02:07 | 4,932 0 | 4,932 | Form 4 |
| 54 | Davidson Heidi M Director | 2025-10-06 09:54:10 | 3,294 0 | 3,294 | Form 4 |
| 55 | Mastin Stacie M SVP, Director of HR | 2025-11-14 13:38:23 | 2,191 1,014 | 3,205 | Form 4 |
| 56 | PARKER SANDRA A. Director | 2017-02-06 13:03:07 | 2,830 0 | 2,830 | Form 5 |
| 57 | Anderson Johanna B EVP, President TCB CNY | 2025-11-14 16:51:33 | 2,701 0 | 2,701 | Form 4 |
| 58 | Harrison Elizabeth W Director | 2010-09-02 11:14:54 | 271.6 1,819 | 2,090 | Form 4 |
| 59 | Angelis Stephen M Pres. Tomp. Finan. Advisors | 2015-11-10 13:34:05 | 1,500 0 | 1,500 | Form 4 |
| 60 | Taylor Eric W EVP, President TFA | 2025-11-14 13:37:11 | 1,405 0 | 1,405 | Form 4 |
| 61 | Lee Angela B Director | 2025-10-08 16:02:39 | 1,222 0 | 1,222 | Form 4 |
| 62 | Coletti Janet M. Director | 2025-10-06 09:52:05 | 684.48 0 | 684.48 | Form 4 |
| 63 | Cribbs Steven W SVP & Chief Risk Officer | 2022-02-09 15:58:12 | 382 129.64 | 511.64 | Form 4 |
| 64 | DOLGE RICHARD M SVPMarketing Tompkins Trust Co | 2006-02-02 16:10:28 | 0 0 | 0 | Form 4/A |
| 65 | BYRNES JAMES J Director | 2015-01-28 09:37:36 | 0 0 | 0 | Form 5 |
| 66 | GATES REEDER D Director | 2015-01-30 12:52:47 | 0 0 | 0 | Form 5 |
| 67 | GRISWOLD WILLIAM W Director | 2006-11-02 11:14:04 | 0 0 | 0 | Form 4 |