Sec Form 3 Filing - KAPOSTASY DANIEL @ ENERGY FUELS INC - 2023-08-02

Insider filing report for Changes in Beneficial Ownership
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FORM 3
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
KAPOSTASY DANIEL
2. Issuer Name and Ticker or Trading Symbol
ENERGY FUELS INC [ UUUU]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner
X __ Officer (give title below) _____ Other (specify below)
VP, Technical Services
(Last) (First) (Middle)
C/O ENERGY FUELS INC., 225 UNION BLVD., SUITE 600
3. Date of Earliest Transaction (MM/DD/YY)
08/02/2023
(Street)
LAKEWOOD, CO80228
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
__ X __ Form filed by One Reporting Person
_____ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Common Shares 16,099 ( 1 ) D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Stock Appreciation Rights ("SARs") ( 2 ) $ 2.92 01/22/2020 01/22/2024 Common Shares 24,624 D
SARs $ 6.47 01/25/2023 01/25/2027 Common Shares 21,026 D
SARs $ 7.36 01/26/2024 01/26/2028 Common Shares 4,549 D
Non-Qualified Stock Options ("Options") $ 2.92 01/22/2020 01/22/2024 Common Shares 10,015 D
Options $ 1.76 01/23/2021 01/23/2025 Common Shares 19,487 D
Options $ 3.89 01/26/2022 01/26/2026 Common Shares 9,341 D
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
KAPOSTASY DANIEL
C/O ENERGY FUELS INC.
225 UNION BLVD., SUITE 600
LAKEWOOD, CO80228
VP, Technical Services
Signatures
/s/ Daniel Kapostasy 08/09/2023
Signature of Reporting Person Date
Explanation of Responses:
( 1 )Daniel Kapostasy was appointed as an officer of the Issuer effective August 2, 2023. The amount reported in Table I, Section 2 represents 6,274 unvested restricted stock units ("RSUs") previously granted to Mr. Kapostasy by the Issuer as equity incentive compensation and 9,825 Common Shares issued to Mr. Kapostasy by the Issuer resulting from a combination of (i) his exercise of Options previously granted by the Issuer and fully vested, and (ii) the vesting of RSUs previously granted by the Issuer (post-tax withholding).
( 2 )Of Mr. Kapostasy's 01/22/2019 grant of 24,624 SARs, 16,416 SARs have vested and are currently exercisable.

Remarks:
Exhibit 24.1 Power of Attorney

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