Activist 13D/13G Filings - JAPAN SMALLER CAPITALIZATION FUND INC (JOF)

Real time Form 13D and 13G transaction reports:

  • Schedule 13D must be filed within ten days after a person or an organization acquires beneficial ownership of more than 5% of a voting class of a company’s equity securities.
  • Due to inconsistent filing format, it is highly recommended that you read the orignal filing form.
  • Shares are not adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
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Time period
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Reported
DateTime
TypeCompany
Symbol
Filed By
Symbol
Shares Owned
% Owned
Shares Vs. Prev ReportFiling
2024-02-14
5:05 pm
Sale
13GJAPAN SMALLER CAPITALIZATION F
JOF
LAZARD ASSET MANAGEMENT LLC3,377,135
11.92%
-128,125decrease
(-3.66%)
View
2024-02-09
4:04 pm
Sale
13GJAPAN SMALLER CAPITALIZATION F
JOF
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD4,500,984
15.9%
-46,692decrease
(-1.03%)
View
2024-02-08
1:34 pm
Purchase
13GJAPAN SMALLER CAPITALIZATION F
JOF
1607 Capital Partners LLC5,053,077
17.8%
179,314increase
(+3.68%)
View
2024-01-12
07:14 am
Sale
13GJAPAN SMALLER CAPITALIZATION F
JOF
Allspring Global Investments Holdings LLC6,202,586
21.89%
-169,948decrease
(-2.67%)
View
2023-03-08
1:30 pm
Sale
13GJAPAN SMALLER CAPITALIZATION F
JOF
LAZARD ASSET MANAGEMENT LLC3,505,260
12.37%
-13,691decrease
(-0.39%)
View
2023-02-14
12:40 pm
Purchase
13GJAPAN SMALLER CAPITALIZATION F
JOF
1607 Capital Partners LLC4,873,763
17.2%
215,008increase
(+4.62%)
View
2023-02-13
4:14 pm
Purchase
13GJAPAN SMALLER CAPITALIZATION F
JOF
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD4,547,676
16.1%
521,451increase
(+12.95%)
View
2023-01-13
11:48 am
Purchase
13GJAPAN SMALLER CAPITALIZATION F
JOF
Allspring Global Investments Holdings LLC6,372,534
22.49%
613,685increase
(+10.66%)
View
2022-02-14
1:53 pm
Sale
13GJAPAN SMALLER CAPITALIZATION F
JOF
1607 Capital Partners LLC4,658,755
16.4%
-825,962decrease
(-15.06%)
View
2022-02-11
4:11 pm
Purchase
13GJAPAN SMALLER CAPITALIZATION F
JOF
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD4,026,225
14.2%
1,030,047increase
(+34.38%)
View
2022-02-10
4:23 pm
Sale
13GJAPAN SMALLER CAPITALIZATION F
JOF
LAZARD ASSET MANAGEMENT LLC3,518,951
12.42%
-117,814decrease
(-3.24%)
View
2021-12-09
12:55 pm
Purchase
13GJAPAN SMALLER CAPITALIZATION F
JOF
Allspring Global Investments Holdings LLC5,758,849
20.32%
5,758,849increase
(New Position)
View
2021-12-08
4:19 pm
Sale
13GJAPAN SMALLER CAPITALIZATION F
JOF
WELLS FARGO & COMPANY
WFC
13,322
0.05%
-5,871,345decrease
(-99.77%)
View
2021-02-16
07:40 am
Sale
13GJAPAN SMALLER CAPITALIZATION F
JOF
1607 Capital Partners LLC5,484,717
19.4%
-207,474decrease
(-3.64%)
View
2021-02-12
4:03 pm
Purchase
13GJAPAN SMALLER CAPITALIZATION F
JOF
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD2,996,178
10.6%
2,996,178increase
(New Position)
View
2021-02-11
5:15 pm
Purchase
13GJAPAN SMALLER CAPITALIZATION F
JOF
WELLS FARGO & COMPANY
WFC
5,884,667
20.77%
299,755increase
(+5.37%)
View
2021-02-10
2:46 pm
Purchase
13GJAPAN SMALLER CAPITALIZATION F
JOF
LAZARD ASSET MANAGEMENT LLC3,636,765
12.84%
152,482increase
(+4.38%)
View
2020-02-14
11:15 am
Purchase
13GJAPAN SMALLER CAPITALIZATION F
JOF
1607 Capital Partners LLC5,692,191
20.09%
617,216increase
(+12.16%)
View
2020-02-12
4:25 pm
Purchase
13GJAPAN SMALLER CAPITALIZATION F
JOF
CITY OF LONDON INVESTMENT GROUP PLC2,471,242
8.7%
775,561increase
(+45.74%)
View
2020-02-11
3:55 pm
Sale
13GJAPAN SMALLER CAPITALIZATION F
JOF
LAZARD ASSET MANAGEMENT LLC3,484,283
12.3%
-136,718decrease
(-3.78%)
View
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