Real time Form 13D and 13G transaction reports:
- Schedule 13D must be filed within ten days after a person or an organization acquires beneficial ownership of more than 5% of a voting class of a company's equity securities.
- Due to inconsistent filing format, it is highly recommended that you read the orignal filing form.
- Shares have beem adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
What is insider trading>>
- Peter Lynch
What is insider trading>>
| Reported DateTime | Transaction Date | Type | Company Symbol | Filed By Symbol | Shares Owned % Owned | Shares Vs. Prev Report | View |
| 2023-06-20 07:12 am Sale | 2023-06-16 | 13D | GREAT ELM CAP GROUP INC NE GEC | Imperial Capital Asset Management LLC | 6,768,148 22.100% | -2,121,348![]() (-23.86%) | Filing History |
| 2023-06-08 7:03 pm Purchase | 2023-06-05 | 13D | Great Elm Group, Inc. GEG | Northern Right Capital Management, L.P. | 6,140,376 18.800% | 895,873![]() (+17.08%) | Filing History |
| 2023-06-07 4:27 pm Purchase | 2023-06-05 | 13D | GREAT ELM CAP GROUP INC NE GEC | Imperial Capital Asset Management LLC | 8,889,496 27.100% | 320,598![]() (+3.74%) | Filing History |
| 2023-05-15 4:17 pm Purchase | 2023-05-05 | 13D | GREAT ELM CAP GROUP INC NE GEC | Imperial Capital Asset Management LLC | 8,568,898 26.200% | 8,568,898![]() (New Position) | Filing History |
| 2023-02-08 4:10 pm Purchase | 2022-12-31 | 13G | Great Elm Group, Inc. GEG | PC Elfun LLC | 2,900,281 8.810% | 139,752![]() (+5.06%) | Filing History |
| 2023-01-24 6:16 pm Sale | 2022-08-30 | 13D | Great Elm Capital Corp. GECC | Great Elm Group Inc. GEG | 1,569,787 20.600% | -271,929![]() (-14.76%) | Filing History |
| 2023-01-10 9:53 pm Purchase | 2023-01-06 | 13D | GREAT ELM CAP GROUP INC NE GEC | Imperial Capital Group Holdings II LLC | 8,471,409 26.400% | 8,471,409![]() (New Position) | Filing History |
| 2023-01-04 6:15 pm Purchase | 2022-12-30 | 13D | GREAT ELM CAP GROUP INC NE GEC | LONG BALL PARTNERS LLC | 8,306,250 25.800% | 438,241![]() (+5.57%) | Filing History |
| 2023-01-03 7:33 pm Sale | 2022-12-30 | 13D | Great Elm Capital Corp. GECC | Great Elm Group Inc. GEG | 1,841,716 24.200% | -445,671![]() (-19.48%) | Filing History |
| 2022-12-27 5:16 pm Purchase | 2022-12-22 | 13D | GREAT ELM CAP GROUP INC NE GEC | LONG BALL PARTNERS LLC | 7,868,009 24.500% | 292,318![]() (+3.86%) | Filing History |
| 2022-09-30 5:21 pm Purchase | 2022-09-26 | 13D | GREAT ELM CAP GROUP INC NE GEC | LONG BALL PARTNERS LLC | 7,575,691 23.500% | 656,182![]() (+9.48%) | Filing History |
| 2022-07-22 5:19 pm Purchase | 2022-07-18 | 13D | Great Elm Group, Inc. GEG | Northern Right Capital Management, L.P. | 5,244,503 17.800% | 160,639![]() (+3.16%) | Filing History |
| 2022-06-17 4:35 pm Purchase | 2022-06-17 | 13D | Great Elm Capital Corp. GECC | Great Elm Group Inc. GEG | 2,287,387 30.100% | 1,400,100![]() (+157.80%) | Filing History |
| 2022-06-13 5:29 pm Purchase | 2022-06-09 | 13D | GREAT ELM CAP GROUP INC NE GEC | LONG BALL PARTNERS LLC | 6,919,509 22.400% | 428,065![]() (+6.59%) | Filing History |
| 2022-06-13 5:01 pm Purchase | 2022-06-09 | 13D | Great Elm Group, Inc. GEG | Northern Right Capital Management, L.P. | 5,083,864 17.300% | 382,337![]() (+8.13%) | Filing History |
| 2022-05-16 09:32 am Purchase | 2022-05-09 | 13D | Great Elm Group, Inc. GEG | Northern Right Capital Management, L.P. | 4,701,527 16.000% | 4,701,527![]() (New Position) | Filing History |
| 2022-05-12 9:25 pm Purchase | 2022-05-11 | 13D | Great Elm Capital Corp. GECC | Great Elm Group Inc. GEG | 887,287 19.300% | 887,287![]() (New Position) | Filing History |
| 2022-05-10 9:33 pm Purchase | 2022-05-04 | 13D | GREAT ELM CAP GROUP INC NE GEC | LONG BALL PARTNERS LLC | 6,491,444 21.000% | 1,795,962![]() (+38.25%) | Filing History |
| 2022-02-09 4:05 pm Purchase | 2021-12-31 | 13G | Great Elm Group, Inc. GEG | PC Elfun LLC | 2,760,529 9.320% | 133,019![]() (+5.06%) | Filing History |
| 2021-09-28 5:19 pm Sale | 2021-09-20 | 13D | Great Elm Capital Corp. GECC | Great Elm Group Inc. GEG | 959,762 21.400% | -16,037![]() (-1.64%) | Filing History |

