FOUNDATIONS INVESTMENT ADVISORS, LLC - 13D/13G Filings

Real time Form 13D and 13G transaction reports:

  • Schedule 13D must be filed within ten days after a person or an organization acquires beneficial ownership of more than 5% of a voting class of a company's equity securities.
  • Due to inconsistent filing format, it is highly recommended that you read the orignal filing form.
  • Shares have beem adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
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Time period
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Reported
DateTime
Transaction
Date
TypeCompany
Symbol
Filed By
Symbol
Shares Owned
% Owned
Shares Vs. Prev ReportView
2025-11-03
7:10 pm
Purchase
2025-09-3013GFirst Trust Structured Credit Income Opportunities ETF
SCIO
FOUNDATIONS INVESTMENT ADVISORS, LLC194,909
6.700%
194,909increase
(New Position)
Filing
History
2025-11-03
6:57 pm
Purchase
2025-09-3013GDoubleLine Shiller CAPE U.S. Equities ETF
CAPE
FOUNDATIONS INVESTMENT ADVISORS, LLC514,499
5.100%
514,499increase
(New Position)
Filing
History
2025-11-03
6:51 pm
Sale
2025-09-3013GSPDR DoubleLine Short Duration Total Return Tactical ETF
STOT
FOUNDATIONS INVESTMENT ADVISORS, LLC320,478
5.300%
-70,851decrease
(-18.11%)
Filing
History
2025-11-03
6:39 pm
Sale
2025-09-3013GRegents Park Hedged Market Strategy ETF
RPHS
FOUNDATIONS INVESTMENT ADVISORS, LLC3,814,040
78.600%
-368,382decrease
(-8.81%)
Filing
History
2025-11-03
6:32 pm
Sale
2025-09-3013GAnfield Universal Fixed Income ETF
AFIF
FOUNDATIONS INVESTMENT ADVISORS, LLC979,021
6.400%
-187,060decrease
(-16.04%)
Filing
History
2025-11-03
6:26 pm
Sale
2025-09-3013GAnfield U.S. Equity Sector Rotation ETF
AESR
FOUNDATIONS INVESTMENT ADVISORS, LLC4,656,109
62.100%
-471,365decrease
(-9.19%)
Filing
History
2025-11-03
6:22 pm
Sale
2025-09-3013GAnfield Dynamic Fixed Income ETF
ADFI
FOUNDATIONS INVESTMENT ADVISORS, LLC4,882,014
91.300%
-351,826decrease
(-6.72%)
Filing
History
2025-11-03
6:12 pm
Sale
2025-09-3013GPacer Aristotle Pacific Floating Rate High Income ETF
FLRT
FOUNDATIONS INVESTMENT ADVISORS, LLC715,619
5.900%
-85,780decrease
(-10.70%)
Filing
History
2025-11-03
5:53 pm
Sale
2025-09-3013GInnovator U.S. Equity Accelerated Plus ETF - July
XTJL
FOUNDATIONS INVESTMENT ADVISORS, LLC31,012
6.900%
-1,430decrease
(-4.41%)
Filing
History
2025-11-03
5:47 pm
Sale
2025-09-3013GFT Vest U.S. Equity Buffer & Premium Income ETF - December
XIDE
FOUNDATIONS INVESTMENT ADVISORS, LLC51,369
6.600%
-14,113decrease
(-21.55%)
Filing
History
2025-11-03
4:50 pm
Purchase
2025-09-3013GDoubleLine Commodity Strategy ETF
DCMT
FOUNDATIONS INVESTMENT ADVISORS, LLC618,117
77.300%
9,634increase
(+1.58%)
Filing
History
2025-11-03
4:40 pm
Sale
2025-09-3013GETC Cabana Target Beta ETF
TDSB
FOUNDATIONS INVESTMENT ADVISORS, LLC1,807,960
66.400%
-271,989decrease
(-13.08%)
Filing
History
2025-10-06
5:51 pm
Purchase
2025-09-3013GDoubleline Fortune 500 Equal Weight ETF
DFVE
FOUNDATIONS INVESTMENT ADVISORS, LLC327,014
60.600%
35,439increase
(+12.15%)
Filing
History
2025-10-06
4:47 pm
Purchase
2025-09-3013GFT Vest Bitcoin Strategy Floor15 ETF April
BFAP
FOUNDATIONS INVESTMENT ADVISORS, LLC12,129
12.100%
12,129increase
(New Position)
Filing
History
2025-10-06
4:47 pm
Sale
2025-09-3013GFT Vest U.S. Equity Buffer & Premium Income ETF - September
XISE
FOUNDATIONS INVESTMENT ADVISORS, LLC533,559
27.000%
-203,528decrease
(-27.61%)
Filing
History
2025-09-05
5:49 pm
Purchase
2025-08-3113GDoubleline Fortune 500 Equal Weight ETF
DFVE
FOUNDATIONS INVESTMENT ADVISORS, LLC291,575
54.000%
32,324increase
(+12.47%)
Filing
History
2025-08-05
8:26 pm
Purchase
2025-07-3113GDoubleline Fortune 500 Equal Weight ETF
DFVE
FOUNDATIONS INVESTMENT ADVISORS, LLC259,251
48.000%
29,984increase
(+13.08%)
Filing
History
2025-08-01
5:09 pm
Purchase
2025-06-3013GDoubleline ETF Trust - DoubleLine Commercial Real Estate ETF
DCRE
FOUNDATIONS INVESTMENT ADVISORS, LLC331,884
5.500%
331,884increase
(New Position)
Filing
History
2025-08-01
4:58 pm
Sale
2025-06-3013GFIRST TR ETF VIII VEST U S EQU
XMAY
FOUNDATIONS INVESTMENT ADVISORS, LLC20,179
3.100%
-311,705decrease
(-93.92%)
Filing
History
2025-07-29
4:03 pm
Sale
2025-06-3013GRegents Park Hedged Market Strategy ETF
RPHS
FOUNDATIONS INVESTMENT ADVISORS, LLC4,182,422
82.000%
-435,179decrease
(-9.42%)
Filing
History
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