RiverNorth Capital & Income Fund Inc. (RSF) - 13D/13G Filings

Real time Form 13D and 13G transaction reports:

  • Schedule 13D must be filed within ten days after a person or an organization acquires beneficial ownership of more than 5% of a voting class of a company's equity securities.
  • Due to inconsistent filing format, it is highly recommended that you read the orignal filing form.
  • Shares have beem adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
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Reported
DateTime
Transaction
Date
TypeCompany
Symbol
Filed By
Symbol
Shares Owned
% Owned
Shares Vs. Prev ReportView
2025-11-26
09:52 am
Purchase
2025-11-1913GRiverNorth Capital and Income Fund, Inc.
RSF
CSS LLC215,815
5.080%
8,463increase
(+4.08%)
Filing
History
2025-11-14
4:59 pm
Purchase
2025-09-3013GRiverNorth Capital and Income Fund, Inc.
RSF
NOMURA HOLDINGS INC250,000
5.900%
250,000increase
(New Position)
Filing
History
2025-11-03
2:11 pm
Sale
2025-10-3113GRiverNorth Capital and Income Fund, Inc.
RSF
Sit Investment Associates, Inc.199,197
4.900%
-308,078decrease
(-60.73%)
Filing
History
2025-10-21
5:07 pm
Sale
2025-10-0613GRiverNorth Capital and Income Fund, Inc.
RSF
CSS LLC207,352
4.880%
-4,217decrease
(-1.99%)
Filing
History
2025-08-14
5:36 pm
Sale
2025-06-3013GRiverNorth Capital and Income Fund, Inc.
RSF
NOMURA HOLDINGS INC0
0.000%
-200,000decrease
(Position Closed)
Filing
History
2025-08-13
10:04 am
Purchase
2025-06-3013GRiverNorth Capital and Income Fund, Inc.
RSF
OSAIC HOLDINGS, INC.456,116
13.800%
456,116increase
(New Position)
Filing
History
2025-08-05
11:31 am
Purchase
2025-07-3113GRiverNorth Capital and Income Fund, Inc.
RSF
Sit Investment Associates, Inc.507,275
11.900%
303,854increase
(+149.37%)
Filing
History
2025-07-03
4:51 pm
Purchase
2025-06-2713GRiverNorth Capital and Income Fund, Inc.
RSF
CSS LLC211,569
6.309%
211,569increase
(New Position)
Filing
History
2025-06-05
12:46 pm
Sale
2025-05-3013GRiverNorth Capital and Income Fund, Inc.
RSF
Sit Investment Associates, Inc.203,421
6.100%
-223,390decrease
(-52.34%)
Filing
History
2025-03-04
2:33 pm
Sale
2025-02-2813GRiverNorth Capital and Income Fund, Inc.
RSF
Sit Investment Associates, Inc.426,811
12.200%
-323,105decrease
(-43.09%)
Filing
History
2025-02-14
4:56 pm
Purchase
2024-12-3113GRiverNorth Capital and Income Fund, Inc.
RSF
NOMURA HOLDINGS INC200,000
5.400%
200,000increase
(New Position)
Filing
History
2024-02-13
4:17 pm
Sale
2023-12-3113GRIVERNORTH CAPITAL AND INCOME
RMPLPR
KARPUS MANAGEMENT, INC.431,823
26.080%
-34,674decrease
(-7.43%)
Filing
History
2024-02-08
3:44 pm
Purchase
2023-12-3113GRiverNorth Capital and Income Fund, Inc.
RSF
Sit Investment Associates, Inc.749,916
18.720%
749,916increase
(New Position)
Filing
History
2023-03-06
1:07 pm
Purchase
2023-03-0613GRIVERNORTH CAPITAL AND INCOME
RMPLPR
Sit Investment Associates, Inc.725,951
19.560%
725,951increase
(New Position)
Filing
History
2023-02-14
4:29 pm
Sale
2022-12-3113GRIVERNORTH CAPITAL AND INCOME
RMPLPR
KARPUS MANAGEMENT, INC.466,497
28.170%
-23,825decrease
(-4.86%)
Filing
History
2022-02-14
4:26 pm
Sale
2021-12-3113GRIVERNORTH CAPITAL AND INCOME
RMPLPR
KARPUS MANAGEMENT, INC.490,322
29.610%
-45,855decrease
(-8.55%)
Filing
History
2022-01-31
1:51 pm
Purchase
2021-12-3113GRiverNorth Capital and Income Fund, Inc.
RSF
StrategIQ Financial Group LLC258,050
5.070%
258,050increase
(New Position)
Filing
History
2021-10-08
4:26 pm
Sale
2021-09-3013GRiverNorth Capital and Income Fund, Inc.
RSF
KARPUS MANAGEMENT, INC.73,487
1.620%
-149,096decrease
(-66.98%)
Filing
History
2021-08-10
4:04 pm
Sale
2021-07-3113GRiverNorth Capital and Income Fund, Inc.
RSF
KARPUS MANAGEMENT, INC.222,583
4.900%
-85,012decrease
(-27.64%)
Filing
History
2021-07-09
4:17 pm
Sale
2021-06-3013GRiverNorth Capital and Income Fund, Inc.
RSF
KARPUS MANAGEMENT, INC.307,595
6.420%
-456,023decrease
(-59.72%)
Filing
History
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