Real time Form 13D and 13G transaction reports:
- Schedule 13D must be filed within ten days after a person or an organization acquires beneficial ownership of more than 5% of a voting class of a company's equity securities.
- Due to inconsistent filing format, it is highly recommended that you read the orignal filing form.
- Shares have beem adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
What is insider trading>>
- Peter Lynch
What is insider trading>>
| Reported DateTime | Transaction Date | Type | Company Symbol | Filed By Symbol | Shares Owned % Owned | Shares Vs. Prev Report | View |
| 2025-11-26 09:52 am Purchase | 2025-11-19 | 13G | RiverNorth Capital and Income Fund, Inc. RSF | CSS LLC | 215,815 5.080% | 8,463![]() (+4.08%) | Filing History |
| 2025-11-14 4:59 pm Purchase | 2025-09-30 | 13G | RiverNorth Capital and Income Fund, Inc. RSF | NOMURA HOLDINGS INC | 250,000 5.900% | 250,000![]() (New Position) | Filing History |
| 2025-11-03 2:11 pm Sale | 2025-10-31 | 13G | RiverNorth Capital and Income Fund, Inc. RSF | Sit Investment Associates, Inc. | 199,197 4.900% | -308,078![]() (-60.73%) | Filing History |
| 2025-10-21 5:07 pm Sale | 2025-10-06 | 13G | RiverNorth Capital and Income Fund, Inc. RSF | CSS LLC | 207,352 4.880% | -4,217![]() (-1.99%) | Filing History |
| 2025-08-14 5:36 pm Sale | 2025-06-30 | 13G | RiverNorth Capital and Income Fund, Inc. RSF | NOMURA HOLDINGS INC | 0 0.000% | -200,000![]() (Position Closed) | Filing History |
| 2025-08-13 10:04 am Purchase | 2025-06-30 | 13G | RiverNorth Capital and Income Fund, Inc. RSF | OSAIC HOLDINGS, INC. | 456,116 13.800% | 456,116![]() (New Position) | Filing History |
| 2025-08-05 11:31 am Purchase | 2025-07-31 | 13G | RiverNorth Capital and Income Fund, Inc. RSF | Sit Investment Associates, Inc. | 507,275 11.900% | 303,854![]() (+149.37%) | Filing History |
| 2025-07-03 4:51 pm Purchase | 2025-06-27 | 13G | RiverNorth Capital and Income Fund, Inc. RSF | CSS LLC | 211,569 6.309% | 211,569![]() (New Position) | Filing History |
| 2025-06-05 12:46 pm Sale | 2025-05-30 | 13G | RiverNorth Capital and Income Fund, Inc. RSF | Sit Investment Associates, Inc. | 203,421 6.100% | -223,390![]() (-52.34%) | Filing History |
| 2025-03-04 2:33 pm Sale | 2025-02-28 | 13G | RiverNorth Capital and Income Fund, Inc. RSF | Sit Investment Associates, Inc. | 426,811 12.200% | -323,105![]() (-43.09%) | Filing History |
| 2025-02-14 4:56 pm Purchase | 2024-12-31 | 13G | RiverNorth Capital and Income Fund, Inc. RSF | NOMURA HOLDINGS INC | 200,000 5.400% | 200,000![]() (New Position) | Filing History |
| 2024-02-13 4:17 pm Sale | 2023-12-31 | 13G | RIVERNORTH CAPITAL AND INCOME RMPLPR | KARPUS MANAGEMENT, INC. | 431,823 26.080% | -34,674![]() (-7.43%) | Filing History |
| 2024-02-08 3:44 pm Purchase | 2023-12-31 | 13G | RiverNorth Capital and Income Fund, Inc. RSF | Sit Investment Associates, Inc. | 749,916 18.720% | 749,916![]() (New Position) | Filing History |
| 2023-03-06 1:07 pm Purchase | 2023-03-06 | 13G | RIVERNORTH CAPITAL AND INCOME RMPLPR | Sit Investment Associates, Inc. | 725,951 19.560% | 725,951![]() (New Position) | Filing History |
| 2023-02-14 4:29 pm Sale | 2022-12-31 | 13G | RIVERNORTH CAPITAL AND INCOME RMPLPR | KARPUS MANAGEMENT, INC. | 466,497 28.170% | -23,825![]() (-4.86%) | Filing History |
| 2022-02-14 4:26 pm Sale | 2021-12-31 | 13G | RIVERNORTH CAPITAL AND INCOME RMPLPR | KARPUS MANAGEMENT, INC. | 490,322 29.610% | -45,855![]() (-8.55%) | Filing History |
| 2022-01-31 1:51 pm Purchase | 2021-12-31 | 13G | RiverNorth Capital and Income Fund, Inc. RSF | StrategIQ Financial Group LLC | 258,050 5.070% | 258,050![]() (New Position) | Filing History |
| 2021-10-08 4:26 pm Sale | 2021-09-30 | 13G | RiverNorth Capital and Income Fund, Inc. RSF | KARPUS MANAGEMENT, INC. | 73,487 1.620% | -149,096![]() (-66.98%) | Filing History |
| 2021-08-10 4:04 pm Sale | 2021-07-31 | 13G | RiverNorth Capital and Income Fund, Inc. RSF | KARPUS MANAGEMENT, INC. | 222,583 4.900% | -85,012![]() (-27.64%) | Filing History |
| 2021-07-09 4:17 pm Sale | 2021-06-30 | 13G | RiverNorth Capital and Income Fund, Inc. RSF | KARPUS MANAGEMENT, INC. | 307,595 6.420% | -456,023![]() (-59.72%) | Filing History |

