Real time Form 13D and 13G transaction reports:
- Schedule 13D must be filed within ten days after a person or an organization acquires beneficial ownership of more than 5% of a voting class of a company's equity securities.
- Due to inconsistent filing format, it is highly recommended that you read the orignal filing form.
- Shares have beem adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
What is insider trading>>
- Peter Lynch
What is insider trading>>
| Reported DateTime | Transaction Date | Type | Company Symbol | Filed By Symbol | Shares Owned % Owned | Shares Vs. Prev Report | View |
| 2026-04-08 4:30 pm Sale | 2026-01-22 | 13G | SABA CAP INCOME & OPPORTUNITY SABA | Thomas J. Herzfeld Advisors, Inc. | 775,805 2.850% | -930,864 (-54.54%) | Filing History |
| 2025-10-29 08:00 am Purchase | 2025-09-30 | 13G | HIGHLAND OPPORTUNITIES AND INC HFRO | Thomas J. Herzfeld Advisors, Inc. | 2,797,151 5.050% | 2,797,151 (New Position) | Filing History |
| 2025-07-16 4:00 pm Sale | 2025-06-03 | 13G | DESTRA MULTI-ALTERNATIVE FD CO DMA | Thomas J. Herzfeld Advisors, Inc. | 344,526 3.840% | -309,307 (-47.31%) | Filing History |
| 2025-07-16 4:00 pm Sale | 2025-06-03 | 13G | SURO CAPITAL CORP. SSSS | Thomas J. Herzfeld Advisors, Inc. | 169,444 0.720% | -1,544,618 (-90.11%) | Filing History |
| 2025-04-07 5:00 pm Purchase | 2025-03-24 | 13G | SABA CAP INCOME & OPPORTUNITY SABA | Thomas J. Herzfeld Advisors, Inc. | 1,706,669 6.140% | 264,543 (+18.34%) | Filing History |
| 2025-04-07 5:00 pm Purchase | 2025-03-06 | 13G | SURO CAPITAL CORP. SSSS | Thomas J. Herzfeld Advisors, Inc. | 1,714,062 7.280% | 355,054 (+26.13%) | Filing History |
| 2025-01-21 4:05 pm Purchase | 2024-10-25 | 13G | SURO CAPITAL CORP. SSSS | Thomas J. Herzfeld Advisors, Inc. | 1,359,008 5.810% | 1,359,008 (New Position) | Filing History |
| 2025-01-21 4:05 pm Purchase | 2024-12-23 | 13G | SABA CAP INCOME & OPPORTUNITY SABA | Thomas J. Herzfeld Advisors, Inc. | 1,442,126 5.140% | 1,442,126 (New Position) | Filing History |
| 2024-10-02 4:00 pm Purchase | 2024-09-25 | 13G | HIGH INCOME SECS FD SH BEN INT PCF | Thomas J. Herzfeld Advisors, Inc. | 1,552,621 5.280% | 1,552,621 (New Position) | Filing History |
| 2024-10-02 4:00 pm Sale | 2024-09-27 | 13G | TORTOISE ENERGY INDEPENDENCE NDP | Thomas J. Herzfeld Advisors, Inc. | 59,974 3.600% | -30,966 (-34.05%) | Filing History |
| 2024-10-02 4:00 pm Sale | 2024-05-21 | 13G | DESTRA MULTI-ALTERNATIVE FD CO DMA | Thomas J. Herzfeld Advisors, Inc. | 653,833 7.290% | -245,588 (-27.31%) | Filing History |
| 2024-10-02 4:00 pm Sale | 2024-04-04 | 13G | OFS CR CO INC OCCI | Thomas J. Herzfeld Advisors, Inc. | 0 0.000% | -1,336,185 (Position Closed) | Filing History |
| 2024-01-17 4:00 pm Sale | 2023-12-31 | 13G | TORTOISE ENERGY INDEPENDENCE NDP | Thomas J. Herzfeld Advisors, Inc. | 90,940 5.450% | -1,821 (-1.96%) | Filing History |
| 2024-01-17 4:00 pm Purchase | 2023-12-31 | 13G | OFS CR CO INC OCCI | Thomas J. Herzfeld Advisors, Inc. | 1,336,185 11.000% | 1,186,536 (+792.88%) | Filing History |
| 2023-12-05 4:07 pm Sale | 2023-11-22 | 13G | CARLYLE CREDIT INCOME FUND SHS CCIF | Thomas J. Herzfeld Advisors, Inc. | 511,112 4.360% | -556,166 (-52.11%) | Filing History |
| 2023-12-05 4:05 pm Sale | 2023-11-17 | 13G | TORTOISE ENERGY INDEPENDENCE NDP | Thomas J. Herzfeld Advisors, Inc. | 92,761 5.570% | -30,492 (-24.74%) | Filing History |
| 2023-11-17 4:05 pm Purchase | 2023-11-17 | 13G | DESTRA MULTI-ALTERNATIVE FD CO DMA | Thomas J. Herzfeld Advisors, Inc. | 899,421 10.030% | 899,421 (New Position) | Filing History |
| 2023-08-16 4:00 pm Purchase | 2023-08-08 | 13G | CARLYLE CREDIT INCOME FUND SHS CCIF | Thomas J. Herzfeld Advisors, Inc. | 1,067,278 10.270% | 1,067,278 (New Position) | Filing History |
| 2023-01-10 5:11 pm Sale | 2021-04-16 | 13G | TORTOISE ENERGY INDEPENDENCE NDP | Thomas J. Herzfeld Advisors, Inc. | 123,253 8.600% | -67,378 (-35.34%) | Filing History |
| 2023-01-10 5:09 pm Purchase | 2022-11-14 | 13G | TORTOISE ENERGY INDEPENDENCE NDP | Thomas J. Herzfeld Advisors, Inc. | 190,631 10.870% | 190,631 (New Position) | Filing History |