FIRST TRUST EXCHANGE-TRADED FUND III - 13D/13G Filings

Real time Form 13D and 13G transaction reports:

  • Schedule 13D must be filed within ten days after a person or an organization acquires beneficial ownership of more than 5% of a voting class of a company's equity securities.
  • Due to inconsistent filing format, it is highly recommended that you read the orignal filing form.
  • Shares have beem adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
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Time period
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Reported
DateTime
Transaction
Date
TypeCompany
Symbol
Filed By
Symbol
Shares Owned
% Owned
Shares Vs. Prev ReportView
2026-02-06
3:35 pm
Sale
2025-12-3113GFirst Trust RiverFront Dynamic Emerging Markets ETF
RFEM
Robert W. Baird & Co. Inc45,049
6.900%
-2,608decrease
(-5.47%)
Filing
History
2026-01-30
09:13 am
Purchase
2025-12-3113GFirst Trust Short Duration Managed Municipal ETF
FSMB
First Trust Portfolios L.P.1,420,486
5.580%
1,420,486increase
(New Position)
Filing
History
2026-01-29
12:29 pm
Purchase
2025-12-3113GFirst Trust Horizon Managed Volatility Domestic ETF
HUSV
Bank of New York Mellon Corp
BK
397,352
16.600%
28,909increase
(+7.85%)
Filing
History
2026-01-20
09:40 am
Purchase
2025-12-3113GFirst Trust Emerging Markets Local Currency Bond ETF
FEMB
First Trust Portfolios L.P.2,469,977
24.330%
155,058increase
(+6.70%)
Filing
History
2025-10-29
10:12 am
Purchase
2025-09-3013GFirst Trust California Municipal High Income ETF
FCAL
First Trust Portfolios L.P.216,422
5.620%
216,422increase
(New Position)
Filing
History
2025-10-28
2:21 pm
Sale
2025-09-3013GFirst Trust Horizon Managed Volatility Small/Mid ETF
HSMV
Bank of New York Mellon Corp
BK
129,290
17.200%
-3,158decrease
(-2.38%)
Filing
History
2025-10-28
2:14 pm
Sale
2025-09-3013GFirst Trust Horizon Managed Volatility Domestic ETF
HUSV
Bank of New York Mellon Corp
BK
368,443
15.400%
-3,259decrease
(-0.88%)
Filing
History
2025-10-22
09:35 am
Purchase
2025-09-3013GFirst Trust Emerging Markets Local Currency Bond ETF
FEMB
First Trust Portfolios L.P.2,314,919
26.310%
74,928increase
(+3.35%)
Filing
History
2025-10-20
1:40 pm
Sale
2025-09-3013GFirst Trust RiverFront Dynamic Emerging Markets ETF
RFEM
TRUIST FINANCIAL CORP
TFC
28,011
4.700%
-1,294decrease
(-4.42%)
Filing
History
2025-08-12
2:12 pm
Purchase
2025-06-3013GFirst Trust RiverFront Dynamic Emerging Markets ETF
RFEM
Robert W. Baird & Co. Inc47,657
9.500%
1,546increase
(+3.35%)
Filing
History
2025-08-07
2:29 pm
Purchase
2025-07-3113GFirst Trust Horizon Managed Volatility Domestic ETF
HUSV
Bank of New York Mellon Corp
BK
371,702
17.700%
371,702increase
(New Position)
Filing
History
2025-08-07
2:24 pm
Purchase
2025-07-3113GFirst Trust Horizon Managed Volatility Small/Mid ETF
HSMV
Bank of New York Mellon Corp
BK
132,448
22.100%
132,448increase
(New Position)
Filing
History
2025-08-07
08:52 am
Purchase
2025-07-3113GFirst Trust Emerging Markets Local Currency Bond ETF
FEMB
First Trust Portfolios L.P.2,239,991
30.270%
70,710increase
(+3.26%)
Filing
History
2025-07-21
10:23 am
Sale
2025-06-3013GFirst Trust New York High Income Municipal ETF
FMNY
First Trust Portfolios L.P.39,100
4.890%
-22,000decrease
(-36.01%)
Filing
History
2025-07-21
10:14 am
Sale
2025-06-3013GFirst Trust Emerging Markets Local Currency Bond ETF
FEMB
First Trust Portfolios L.P.2,169,281
38.060%
-46,387decrease
(-2.09%)
Filing
History
2025-07-11
2:57 pm
Sale
2025-06-3013GFIRST TRUST ETF III RIVERFRONT
RFAP
TRUIST FINANCIAL CORP
TFC
0
0.000%
-7,991decrease
(Position Closed)
Filing
History
2025-07-11
2:53 pm
Purchase
2020-12-3113GFIRST TRUST ETF III RIVERFRONT
RFAP
TRUIST FINANCIAL CORP
TFC
7,991
5.300%
7,991increase
(New Position)
Filing
History
2025-07-08
2:24 pm
Sale
2025-06-3013GFirst Trust RiverFront Dynamic Europe ETF
RFEU
TRUIST FINANCIAL CORP
TFC
0
0.000%
-7,883decrease
(Position Closed)
Filing
History
2025-03-07
11:36 am
Purchase
2025-02-2813GFirst Trust RiverFront Dynamic Emerging Markets ETF
RFEM
Robert W. Baird & Co. Inc46,111
10.200%
2,046increase
(+4.64%)
Filing
History
2025-02-11
4:57 pm
Sale
2024-12-3113GFirst Trust RiverFront Dynamic Emerging Markets ETF
RFEM
Robert W. Baird & Co. Inc44,065
9.800%
-1,838decrease
(-4.00%)
Filing
History
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