ALPS ETF Trust - 13D/13G Filings

Real time Form 13D and 13G transaction reports:

  • Schedule 13D must be filed within ten days after a person or an organization acquires beneficial ownership of more than 5% of a voting class of a company's equity securities.
  • Due to inconsistent filing format, it is highly recommended that you read the orignal filing form.
  • Shares have beem adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
What is insider trading>>
Time period
Reported
DateTime
Transaction
Date
TypeCompany
Symbol
Filed By
Symbol
Shares Owned
% Owned
Shares Vs. Prev ReportView
2026-04-20
11:14 am
Sale
2026-03-3113GALPS ETF TR ALPS DYNAMIC CORE
RFCI
TRUIST FINANCIAL CORP
TFC
115,310
16.500%
-6,359decrease
(-5.23%)
Filing
History
2025-10-23
08:48 am
Unchanged
2025-09-3013GALPS ETF TR ALPS DYNAMIC CORE
RFCI
TRUIST FINANCIAL CORP
TFC
121,669
15.200%
0
(Unchanged)
Filing
History
2025-10-20
1:59 pm
Purchase
2025-09-3013GALPS ETF TR ALPS DYNAMIC CORE
RFCI
TRUIST FINANCIAL CORP
TFC
121,669
15.200%
121,669increase
(New Position)
Filing
History
2025-07-14
4:14 pm
Sale
2025-06-3013GALPS ETF TR ALPS ACTIVE EQUITY
RFFC
TRUIST FINANCIAL CORP
TFC
0
0.000%
-173,573decrease
(Position Closed)
Filing
History
2025-07-14
3:40 pm
Purchase
2025-06-3013GALPS ETF TR ALPS DYNAMIC US DI
RFDA
TRUIST FINANCIAL CORP
TFC
173,573
13.100%
173,573increase
(New Position)
Filing
History
2025-07-02
10:01 am
Sale
2025-06-3013GALPS ETF TR RIVERFRONT UNCONST
RFUN
TRUIST FINANCIAL CORP
TFC
0
0.000%
-44,739decrease
(Position Closed)
Filing
History
2025-04-07
1:47 pm
Sale
2025-03-3113GALPS ETF TR ALPS ACTIVE EQUITY
RFFC
TRUIST FINANCIAL CORP
TFC
44,739
7.200%
-82,497decrease
(-64.84%)
Filing
History
2024-11-12
3:06 pm
Purchase
2024-09-3013GALPS ETF TR ALPS DYNAMIC CORE
RFCI
TRUIST FINANCIAL CORP
TFC
127,236
12.700%
80,858increase
(+174.35%)
Filing
History
2024-11-12
2:57 pm
Sale
2024-09-3013GALPS ETF TR ALPS ACTIVE EQUITY
RFFC
TRUIST FINANCIAL CORP
TFC
46,378
11.600%
-161,164decrease
(-77.65%)
Filing
History
2023-02-15
2:20 pm
Sale
2022-12-3113GALPS ETF TR ALPS DYNAMIC CORE
RFCI
TRUIST FINANCIAL CORP
TFC
207,542
11.372%
-27,393decrease
(-11.66%)
Filing
History
2023-02-15
2:14 pm
Purchase
2022-12-3113GALPS ETF TR ALPS DYNAMIC US DI
RFDA
TRUIST FINANCIAL CORP
TFC
234,935
12.048%
124,637increase
(+113.00%)
Filing
History
2023-02-15
1:33 pm
Sale
2022-12-3113GALPS ETF TR ALPS ACTIVE EQUITY
RFFC
TRUIST FINANCIAL CORP
TFC
110,298
16.969%
-432,578decrease
(-79.68%)
Filing
History
2022-03-17
11:53 am
Purchase
2021-12-3113GALPS ETF TR ALPS DYNAMIC CORE
RFCI
TRUIST FINANCIAL CORP
TFC
542,876
12.926%
153,274increase
(+39.34%)
Filing
History
2022-03-17
10:41 am
Purchase
2021-12-3113GALPS ETF TR ALPS DYNAMIC US DI
RFDA
TRUIST FINANCIAL CORP
TFC
389,602
14.565%
220,314increase
(+130.14%)
Filing
History
2022-03-17
09:56 am
Purchase
2021-12-3113GALPS ETF TR ALPS ACTIVE EQUITY
RFFC
TRUIST FINANCIAL CORP
TFC
169,288
16.767%
134,140increase
(+381.64%)
Filing
History