13D/13G Filings - NEW YORK LIFE INVESTMENT MANAGEMENT LLC

Real time Form 13D and 13G transaction reports:

  • Schedule 13D must be filed within ten days after a person or an organization acquires beneficial ownership of more than 5% of a voting class of a company's equity securities.
  • Due to inconsistent filing format, it is highly recommended that you read the orignal filing form.
  • Shares have beem adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
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Time period
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Reported
DateTime
Transaction
Date
TypeCompany
Symbol
Filed By
Symbol
Shares Owned
% Owned
Shares Vs. Prev ReportView
2020-09-10
10:10 am
Purchase
2020-08-3113GIQ Chaikin U.S. Small Cap ETF
CSML
NEW YORK LIFE INVESTMENT MANAGEMENT LLC3,899,989
73.580%
41,808increase
(+1.08%)
Filing
History
2020-09-10
10:10 am
Purchase
2020-08-3113GIQ Candriam ESG US Equity ETF
IQSU
NEW YORK LIFE INVESTMENT MANAGEMENT LLC4,827,795
94.660%
887,965increase
(+22.54%)
Filing
History
2020-09-10
10:09 am
Purchase
2020-08-3113GIQ Candriam ESG International Equity ETF
IQSI
NEW YORK LIFE INVESTMENT MANAGEMENT LLC3,860,663
89.780%
66,999increase
(+1.77%)
Filing
History
2020-09-10
10:09 am
Purchase
2020-08-3113GIQ Chaikin U.S. Large Cap ETF
CLRG
NEW YORK LIFE INVESTMENT MANAGEMENT LLC9,649,647
97.470%
25,187increase
(+0.26%)
Filing
History
2020-09-10
10:08 am
Sale
2020-08-3113GIQ 500 International ETF
IQIN
NEW YORK LIFE INVESTMENT MANAGEMENT LLC9,295,766
98.370%
-38,110decrease
(-0.41%)
Filing
History
2020-08-10
5:19 pm
Purchase
2020-07-3113GIQ S&P High Yield Low Volatility Bond ETF
HYLV
NEW YORK LIFE INVESTMENT MANAGEMENT LLC2,223,750
51.120%
45,825increase
(+2.10%)
Filing
History
2020-08-10
5:18 pm
Purchase
2020-07-3113GIQ 50 Percent Hedged FTSE International ETF
HFXI
NEW YORK LIFE INVESTMENT MANAGEMENT LLC6,996,551
52.800%
992increase
(+0.01%)
Filing
History
2020-08-10
5:18 pm
Purchase
2020-07-3113GIQ Chaikin U.S. Small Cap ETF
CSML
NEW YORK LIFE INVESTMENT MANAGEMENT LLC3,858,181
72.800%
345,517increase
(+9.84%)
Filing
History
2020-08-10
5:18 pm
Purchase
2020-07-3113GIQ Candriam ESG International Equity ETF
IQSI
NEW YORK LIFE INVESTMENT MANAGEMENT LLC3,793,664
89.260%
25,852increase
(+0.69%)
Filing
History
2020-08-10
5:17 pm
Purchase
2020-07-3113GIQ Candriam ESG US Equity ETF
IQSU
NEW YORK LIFE INVESTMENT MANAGEMENT LLC3,939,830
93.810%
2,057,680increase
(+109.33%)
Filing
History
2020-08-10
5:17 pm
Purchase
2020-07-3113GIQ Chaikin U.S. Large Cap ETF
CLRG
NEW YORK LIFE INVESTMENT MANAGEMENT LLC9,624,460
97.220%
18,013increase
(+0.19%)
Filing
History
2020-08-10
5:15 pm
Sale
2020-07-3113GIQ 500 International ETF
IQIN
NEW YORK LIFE INVESTMENT MANAGEMENT LLC9,333,876
98.770%
-47,825decrease
(-0.51%)
Filing
History
2020-07-09
4:27 pm
Purchase
2020-06-3013GIQ Candriam ESG International Equity ETF
IQSI
NEW YORK LIFE INVESTMENT MANAGEMENT LLC3,767,812
88.650%
4,486increase
(+0.12%)
Filing
History
2020-07-09
4:26 pm
Purchase
2020-06-3013GIQ Candriam ESG US Equity ETF
IQSU
NEW YORK LIFE INVESTMENT MANAGEMENT LLC1,882,150
87.540%
803,156increase
(+74.44%)
Filing
History
2020-07-09
4:26 pm
Sale
2020-06-3013GIQ Chaikin U.S. Small Cap ETF
CSML
NEW YORK LIFE INVESTMENT MANAGEMENT LLC3,512,664
70.250%
-23,094decrease
(-0.65%)
Filing
History
2020-07-09
4:25 pm
Sale
2020-06-3013GIQ 50 Percent Hedged FTSE International ETF
HFXI
NEW YORK LIFE INVESTMENT MANAGEMENT LLC6,995,559
52.800%
-2,392decrease
(-0.03%)
Filing
History
2020-07-09
4:24 pm
Purchase
2020-06-3013GIQ S&P High Yield Low Volatility Bond ETF
HYLV
NEW YORK LIFE INVESTMENT MANAGEMENT LLC2,177,925
52.480%
1,476,189increase
(+210.36%)
Filing
History
2020-07-09
4:02 pm
Sale
2020-06-3013GIQ Chaikin U.S. Large Cap ETF
CLRG
NEW YORK LIFE INVESTMENT MANAGEMENT LLC9,606,447
97.030%
-78,645decrease
(-0.81%)
Filing
History
2020-07-09
4:00 pm
Sale
2020-06-3013GIQ 500 International ETF
IQIN
NEW YORK LIFE INVESTMENT MANAGEMENT LLC9,381,701
99.280%
-70,151decrease
(-0.74%)
Filing
History
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