New York Life Investment Management LLC 13D/13G Filings for IQ Chaikin U.S. Small Cap ETF (CSML)

New York Life Investment Management LLC 13D and 13G filings for IQ Chaikin U.S. Small Cap ETF:

  • Schedule 13D must be filed within ten days after a person or an organization acquires beneficial ownership of more than 5% of a voting class of a company's equity securities.
  • Shares have been adjusted for stock splits.
Time period
Reported
DateTime
Transaction
Date
TypeCompany
Symbol
Filed By
Symbol
Shares Owned
% Owned
Shares Vs. Prev ReportView
2024-01-05
12:38 pm
Sale
2023-12-2913GINDEXIQ ETF TRUST IQ U.S. SMAL
CSML
New York Life Investment Management LLC4,049,444
75.340%
-2,093,617decrease
(-34.08%)
Filing
2022-06-10
1:19 pm
Sale
2022-05-3113GINDEXIQ ETF TRUST IQ U.S. SMAL
CSML
New York Life Investment Management LLC5,103,240
82.980%
-5,421,137decrease
(-51.51%)
Filing
2022-05-09
1:19 pm
Sale
2022-04-3013GINDEXIQ ETF TRUST IQ U.S. SMAL
CSML
New York Life Investment Management LLC4,761,180
81.390%
-5,698,027decrease
(-54.48%)
Filing
2022-04-07
1:38 pm
Sale
2022-03-3113GINDEXIQ ETF TRUST IQ U.S. SMAL
CSML
New York Life Investment Management LLC4,604,852
80.080%
-6,139,876decrease
(-57.14%)
Filing
2022-03-09
11:52 am
Sale
2022-02-2813GINDEXIQ ETF TRUST IQ U.S. SMAL
CSML
New York Life Investment Management LLC4,691,289
80.190%
-6,158,828decrease
(-56.76%)
Filing
2022-02-08
09:40 am
Sale
2022-01-3113GINDEXIQ ETF TRUST IQ U.S. SMAL
CSML
New York Life Investment Management LLC4,714,108
80.580%
-6,086,300decrease
(-56.35%)
Filing
2022-01-10
4:15 pm
Sale
2021-12-3113GINDEXIQ ETF TRUST IQ U.S. SMAL
CSML
New York Life Investment Management LLC4,724,745
80.080%
-6,205,645decrease
(-56.77%)
Filing
2021-12-09
1:59 pm
Sale
2021-11-3013GINDEXIQ ETF TRUST IQ U.S. SMAL
CSML
New York Life Investment Management LLC5,075,561
81.210%
-1,633,660decrease
(-24.35%)
Filing
2021-11-09
12:04 pm
Sale
2021-10-3113GINDEXIQ ETF TRUST IQ U.S. SMAL
CSML
New York Life Investment Management LLC5,075,561
81.210%
-1,633,400decrease
(-24.35%)
Filing
2021-10-08
12:05 pm
Sale
2021-09-3013GINDEXIQ ETF TRUST IQ U.S. SMAL
CSML
New York Life Investment Management LLC5,236,799
82.470%
-1,282,948decrease
(-19.68%)
Filing
2021-09-08
1:11 pm
Sale
2021-08-3113GINDEXIQ ETF TRUST IQ U.S. SMAL
CSML
New York Life Investment Management LLC4,689,957
80.860%
-1,834,172decrease
(-28.11%)
Filing
2021-08-09
3:12 pm
Sale
2021-07-3113GINDEXIQ ETF TRUST IQ U.S. SMAL
CSML
New York Life Investment Management LLC4,698,047
81.000%
-1,657,860decrease
(-26.08%)
Filing
2021-07-08
9:20 pm
Sale
2021-06-3013GINDEXIQ ETF TRUST IQ U.S. SMAL
CSML
New York Life Investment Management LLC4,698,047
80.310%
-1,657,860decrease
(-26.08%)
Filing
2021-06-10
11:11 am
Sale
2021-05-3113GINDEXIQ ETF TRUST IQ U.S. SMAL
CSML
New York Life Investment Management LLC4,685,820
80.790%
-1,399,474decrease
(-23.00%)
Filing