Activist 13D/13G Filings - RAYMOND JAMES & ASSOCIATES

Real time Form 13D and 13G transaction reports:

  • Schedule 13D must be filed within ten days after a person or an organization acquires beneficial ownership of more than 5% of a voting class of a company’s equity securities.
  • Due to inconsistent filing format, it is highly recommended that you read the orignal filing form.
  • Shares are not adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
What is insider trading>>
Time period
Goto 0, 1, Next
Reported
DateTime		TypeCompany
Symbol		Filed By
Symbol		Shares Owned
% Owned		Shares Vs. Prev ReportFiling
2024-01-29
11:47 am
Sale		13GTORTOISE ENERGY INDEPENDENCE
NDP		RAYMOND JAMES & ASSOCIATES0
0%		-161,498decrease
(Position Closed)		View
2024-01-26
3:19 pm
Purchase		13GHEARTLAND BANCORP
HLAN		RAYMOND JAMES & ASSOCIATES118,943
5.9%		118,943increase
(New Position)		View
2024-01-26
1:21 pm
Sale		13GNXG NEXTGEN INFRASTRUCTURE INC
NXG		RAYMOND JAMES & ASSOCIATES19,414
0.7%		-120,904decrease
(-86.16%)		View
2024-01-26
11:29 am
Purchase		13GLMP CAPITAL AND INCOME FUND IN
SCD		RAYMOND JAMES & ASSOCIATES892,758
5.1%		15,535increase
(+1.77%)		View
2024-01-26
10:40 am
Sale		13GROCKY BRANDS INC
RCKY		RAYMOND JAMES & ASSOCIATES474,852
6.4%		-125,282decrease
(-20.88%)		View
2024-01-26
10:14 am
Purchase		13GVOYA ASIA PAC DIVID EQUITY INC
IAE		RAYMOND JAMES & ASSOCIATES830,675
7.1%		35,238increase
(+4.43%)		View
2023-02-09
10:33 am
Purchase		13GROCKY BRANDS INC
RCKY		RAYMOND JAMES & ASSOCIATES600,134
8.21%		600,134increase
(New Position)		View
2023-02-08
5:55 pm
Sale		13GLMP CAPITAL AND INCOME FUND IN
SCD		RAYMOND JAMES & ASSOCIATES877,223
5.02%		-35,788decrease
(-3.92%)		View
2023-02-08
5:51 pm
Purchase		13GKAYNE ANDERSON NEXTGEN ENERGY
KMF		RAYMOND JAMES & ASSOCIATES3,150,472
6.68%		3,023increase
(+0.10%)		View
2023-02-08
5:45 pm
Sale		13GVOYA ASIA PAC DIVID EQUITY INC
IAE		RAYMOND JAMES & ASSOCIATES795,437
6.83%		-2,496decrease
(-0.31%)		View
2023-02-08
5:40 pm
Sale		13GTHE EUROPEAN EQUITY FUND INC.
EEA		RAYMOND JAMES & ASSOCIATES51,612
0.73%		-345,554decrease
(-87.00%)		View
2023-02-08
5:33 pm
Purchase		13GNXG NEXTGEN INFRASTRUCTURE INC
NXG		RAYMOND JAMES & ASSOCIATES140,318
5.39%		140,318increase
(New Position)		View
2023-02-08
5:09 pm
Purchase		13GTORTOISE ENERGY INDEPENDENCE
NDP		RAYMOND JAMES & ASSOCIATES161,498
8.75%		161,498increase
(New Position)		View
2022-02-08
2:37 pm
Purchase		13GLMP CAPITAL AND INCOME FUND IN
SCD		RAYMOND JAMES & ASSOCIATES913,011
5.16%		42,068increase
(+4.83%)		View
2022-02-08
2:33 pm
Sale		13GTHE EUROPEAN EQUITY FUND INC.
EEA		RAYMOND JAMES & ASSOCIATES397,166
5.67%		-4,353decrease
(-1.08%)		View
2022-02-08
2:29 pm
Purchase		13GVOYA ASIA PAC DIVID EQUITY INC
IAE		RAYMOND JAMES & ASSOCIATES797,933
6.71%		84,601increase
(+11.86%)		View
2022-02-08
2:25 pm
Sale		13GKAYNE ANDERSON NEXTGEN ENERGY
KMF		RAYMOND JAMES & ASSOCIATES3,147,449
6.67%		-138,619decrease
(-4.22%)		View
2021-02-12
3:55 pm
Purchase		13GKAYNE ANDERSON NEXTGEN ENERGY
KMF		RAYMOND JAMES & ASSOCIATES3,286,068
6.96%		3,286,068increase
(New Position)		View
2021-02-12
3:49 pm
Sale		13GCUSHING ENERGY INCOME FD
SRF		RAYMOND JAMES & ASSOCIATES0
0%		-132,625decrease
(Position Closed)		View
2021-02-12
3:43 pm
Sale		13GLMP CAPITAL AND INCOME FUND IN
SCD		RAYMOND JAMES & ASSOCIATES870,943
4.84%		-86,047decrease
(-8.99%)		View
Goto 0, 1, Next