Employee Stock Options Exercise, Award, Grant, Conversion Report:
- The cutoff time for each trading day is at the day's market close.
- Filings received after market close will be shown on the next trading day. All times in the table are EST.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
What is insider trading>>
- Peter Lynch
What is insider trading>>
SEC filing services are close in the weekend and during SEC holidays.
Stock Options Exercise, Award, Grant, Conversion
2023-10-27 16:00 EST - 2023-10-30 16:00 EST
| Transaction Date | Reported DateTime | Exercisable Expiration | Company | Symnbol | Insider Relationship | Shares Traded | Conversion Price | Shares Owned | Filing |
| 2023-10-27 Option Award | 2023-10-27 9:46 pm | N/A N/A | AEHR TEST SYSTEMS | AEHR | POSEDEL RHEA J Director | 5,097 | $0 | 482,936 (Indirect) | View |
Ownership | 2023-10-27 9:03 pm | N/A N/A | Artisan Partners Asset Management Inc. | APAM | Simpson Laura Ellen Exec VP, CLO & Secretary | 0 | $0 | 17,352 (Direct) | View |
| 2023-10-26 Gift | 2023-10-27 8:44 pm | N/A N/A | Alphabet Inc. | GOOG | RAGHAVAN PRABHAKAR Senior Vice President | 48,358 | $0 | 532,971 (Indirect) | View |
| 2023-10-27 Option Award | 2023-10-27 8:34 pm | N/A N/A | AEHR TEST SYSTEMS | AEHR | ENGINEER ADIL Chief Operating Officer | 6,329 | $0 | 8,029 (Direct) | View |
| 2023-10-27 Option Award | 2023-10-27 8:32 pm | N/A N/A | AEHR TEST SYSTEMS | AEHR | ROGERS VERNON Exec. VP Sales and Marketing | 6,200 | $0 | 41,830 (Direct) | View |
| 2023-10-27 Option Award | 2023-10-27 8:30 pm | N/A N/A | AEHR TEST SYSTEMS | AEHR | RICHMOND DONALD P. II VP of Engineering | 4,547 | $0 | 176,433 (Direct) | View |
| 2023-10-26 Exercise | 2023-10-27 8:28 pm | N/A N/A | ALPHA & OMEGA SEMICONDUCTOR Ltd | AOSL | Chang Mike F Executive Chairman 10% Owner | 30,000 | $7.44 | 4,427,591 (Direct) | View |
| 2023-10-26 Exercise | 2023-10-27 8:28 pm | N/A 2024-03-16 | ALPHA & OMEGA SEMICONDUCTOR Ltd | AOSL | Chang Mike F Executive Chairman 10% Owner | 0 | $0 | 4,427,591 (Direct) | View |
| 2023-10-27 Option Award | 2023-10-27 8:28 pm | N/A N/A | AEHR TEST SYSTEMS | AEHR | SPORCK ALISTAIR N VP, CONTACTOR BUSINESS UNIT | 5,890 | $0 | 17,457 (Direct) | View |
| 2023-10-27 Option Award | 2023-10-27 8:27 pm | N/A N/A | AEHR TEST SYSTEMS | AEHR | Erickson Gayn President and CEO | 25,239 | $0 | 438,919 (Indirect) | View |
| 2023-10-23 Option Award | 2023-10-27 8:10 pm | N/A N/A | SunOpta Inc. | STKL | Gaba Greg Chief Financial Officer | 84,507 | $0 | 84,507 (Direct) | View |
Ownership | 2023-10-27 8:01 pm | N/A N/A | CATALYST BIOSCIENCES INC. | CBIO | GNI Group Ltd. GNI USA Inc. 10% Owner | 0 | $0 | 129,666,521 (Indirect) | View |
| 2023-10-27 Other | 2023-10-27 7:56 pm | N/A N/A | CATALYST BIOSCIENCES INC. | CBIO | GNI Hong Kong Ltd 10% Owner | 5,381,881 | $0 | 5,371,304 (Direct) | View |
| 2023-10-25 Option Award | 2023-10-27 7:54 pm | N/A N/A | Walgreens Boots Alliance Inc. | WBA | Gates Richard P. SVP, Chief Pharmacy Officer | 4,057 | $0 | 29,447 (Direct) | View |
| 2023-10-25 Tax Withholding | 2023-10-27 7:54 pm | N/A N/A | Walgreens Boots Alliance Inc. | WBA | Gates Richard P. SVP, Chief Pharmacy Officer | 1,189 | $21.37 | 29,447 (Direct) | View |
| 2023-10-25 Option Award | 2023-10-27 7:49 pm | N/A N/A | Walgreens Boots Alliance Inc. | WBA | Heckman Todd Interim Global Controller | 2,898 | $0 | 12,213 (Direct) | View |
| 2023-10-25 Tax Withholding | 2023-10-27 7:49 pm | N/A N/A | Walgreens Boots Alliance Inc. | WBA | Heckman Todd Interim Global Controller | 849 | $21.37 | 12,213 (Direct) | View |
| 2023-10-25 Option Award | 2023-10-27 7:46 pm | N/A N/A | Walgreens Boots Alliance Inc. | WBA | Mahajan Manmohan SVP and Interim Global CFO | 4,057 | $0 | 24,894 (Direct) | View |
| 2023-10-25 Tax Withholding | 2023-10-27 7:46 pm | N/A N/A | Walgreens Boots Alliance Inc. | WBA | Mahajan Manmohan SVP and Interim Global CFO | 1,189 | $21.37 | 24,894 (Direct) | View |
| 2023-10-25 Option Award | 2023-10-27 7:43 pm | N/A N/A | Walgreens Boots Alliance Inc. | WBA | Ban Kevin M. EVP, Chief Medical Officer | 5,796 | $0 | 33,039 (Direct) | View |
| 2023-10-25 Tax Withholding | 2023-10-27 7:43 pm | N/A N/A | Walgreens Boots Alliance Inc. | WBA | Ban Kevin M. EVP, Chief Medical Officer | 1,933 | $21.37 | 33,039 (Direct) | View |
| 2023-10-26 Option Award | 2023-10-27 7:31 pm | N/A N/A | S&W Seed Co | SANW | Wong Mark Director | 12,943 | $0 | 343,288 (Direct) | View |
| 2023-10-26 Option Award | 2023-10-27 7:30 pm | N/A N/A | S&W Seed Co | SANW | WILLITS ALAN D Director | 12,943 | $0 | 565,352 (Direct) | View |
| 2023-10-27 Exercise | 2023-10-27 7:20 pm | N/A N/A | HEALTHSTREAM INC | HSTM | Coady Trisha L Senior Vice President | 1,283 | $0 | 28,966 (Direct) | View |
| 2023-10-27 Tax Withholding | 2023-10-27 7:20 pm | N/A N/A | HEALTHSTREAM INC | HSTM | Coady Trisha L Senior Vice President | 313 | $25.14 | 28,966 (Direct) | View |
| 2023-10-27 Exercise | 2023-10-27 7:19 pm | N/A N/A | HEALTHSTREAM INC | HSTM | FRIST ROBERT A JR CEO and Chairman 10% Owner | 479 | $0 | 5,457,126 (Direct) | View |
| 2023-10-27 Tax Withholding | 2023-10-27 7:19 pm | N/A N/A | HEALTHSTREAM INC | HSTM | FRIST ROBERT A JR CEO and Chairman 10% Owner | 117 | $25.14 | 5,457,126 (Direct) | View |
| 2023-10-27 Exercise | 2023-10-27 7:18 pm | N/A N/A | HEALTHSTREAM INC | HSTM | Collier Michael Manning Executive Vice President | 447 | $0 | 33,415 (Direct) | View |
| 2023-10-27 Tax Withholding | 2023-10-27 7:18 pm | N/A N/A | HEALTHSTREAM INC | HSTM | Collier Michael Manning Executive Vice President | 109 | $25.14 | 33,415 (Direct) | View |
| 2023-10-27 Exercise | 2023-10-27 7:17 pm | N/A N/A | HEALTHSTREAM INC | HSTM | Cunningham Jeff Chief Technology Officer | 383 | $0 | 20,886 (Direct) | View |
| 2023-10-27 Tax Withholding | 2023-10-27 7:17 pm | N/A N/A | HEALTHSTREAM INC | HSTM | Cunningham Jeff Chief Technology Officer | 94 | $25.14 | 20,886 (Direct) | View |
| 2023-10-27 Exercise | 2023-10-27 7:16 pm | N/A N/A | HEALTHSTREAM INC | HSTM | Fenstermacher Scott Senior Vice President | 288 | $0 | 11,377 (Direct) | View |
| 2023-10-27 Tax Withholding | 2023-10-27 7:16 pm | N/A N/A | HEALTHSTREAM INC | HSTM | Fenstermacher Scott Senior Vice President | 96 | $25.14 | 11,377 (Direct) | View |
| 2023-10-27 Exercise | 2023-10-27 7:14 pm | N/A N/A | HEALTHSTREAM INC | HSTM | McQuigg Michael Scott Senior Vice President | 383 | $0 | 16,463 (Direct) | View |
| 2023-10-27 Tax Withholding | 2023-10-27 7:14 pm | N/A N/A | HEALTHSTREAM INC | HSTM | McQuigg Michael Scott Senior Vice President | 94 | $25.14 | 16,463 (Direct) | View |
| 2023-10-27 Exercise | 2023-10-27 7:13 pm | N/A N/A | HEALTHSTREAM INC | HSTM | O'Hara Kevin P Senior Vice President | 383 | $0 | 7,803 (Direct) | View |
| 2023-10-27 Tax Withholding | 2023-10-27 7:13 pm | N/A N/A | HEALTHSTREAM INC | HSTM | O'Hara Kevin P Senior Vice President | 94 | $25.14 | 7,803 (Direct) | View |
| 2023-10-27 Exercise | 2023-10-27 7:11 pm | N/A N/A | HEALTHSTREAM INC | HSTM | Roberts Scott Alexander CFO and SVP | 383 | $0 | 18,072 (Direct) | View |
| 2023-10-27 Tax Withholding | 2023-10-27 7:11 pm | N/A N/A | HEALTHSTREAM INC | HSTM | Roberts Scott Alexander CFO and SVP | 94 | $25.14 | 18,072 (Direct) | View |
| 2023-10-27 Exercise | 2023-10-27 7:10 pm | N/A N/A | HEALTHSTREAM INC | HSTM | Sousa Michael Executive Vice President | 479 | $0 | 60,242 (Direct) | View |
| 2023-10-27 Tax Withholding | 2023-10-27 7:10 pm | N/A N/A | HEALTHSTREAM INC | HSTM | Sousa Michael Executive Vice President | 138 | $25.14 | 60,242 (Direct) | View |
| 2023-10-26 Option Award | 2023-10-27 6:45 pm | N/A N/A | CLEANSPARK INC. | CLSK | Vecchiarelli Gary Anthony Chief Financial Officer | 8,571 | $0 | 216,735 (Direct) | View |
| 2023-10-26 Tax Withholding | 2023-10-27 6:45 pm | N/A N/A | CLEANSPARK INC. | CLSK | Vecchiarelli Gary Anthony Chief Financial Officer | 3,373 | $4.62 | 216,735 (Direct) | View |
| 2023-10-26 Option Award | 2023-10-27 6:45 pm | N/A N/A | CLEANSPARK INC. | CLSK | Schultz S. Matthew Executive Chairman | 86,787 | $0 | 3,088,564 (Direct) | View |
| 2023-10-26 Tax Withholding | 2023-10-27 6:45 pm | N/A N/A | CLEANSPARK INC. | CLSK | Schultz S. Matthew Executive Chairman | 38,186 | $4.62 | 3,088,564 (Direct) | View |
| 2023-10-26 Option Award | 2023-10-27 6:45 pm | N/A N/A | CLEANSPARK INC. | CLSK | Bradford Zachary CEO and President | 96,432 | $0 | 3,431,720 (Direct) | View |
| 2023-10-26 Tax Withholding | 2023-10-27 6:45 pm | N/A N/A | CLEANSPARK INC. | CLSK | Bradford Zachary CEO and President | 37,946 | $4.62 | 3,431,720 (Direct) | View |
| 2023-10-26 Option Award | 2023-10-27 6:28 pm | N/A N/A | Nikola Corp | NKLA | Chan Mary S Chief Operating Officer | 300,000 | $0 | 300,000 (Direct) | View |
| 2023-10-26 Option Award | 2023-10-27 6:28 pm | N/A N/A | Nikola Corp | NKLA | Cappello Joseph S. President of Energy | 200,000 | $0 | 200,000 (Direct) | View |
| 2023-10-26 Option Award | 2023-10-27 6:28 pm | N/A N/A | Nikola Corp | NKLA | Vesco John C Director | 75,350 | $0 | 75,350 (Direct) | View |
Ownership | 2023-10-27 6:14 pm | N/A N/A | HUNTINGTON BANCSHARES INC | HBAN | White Donnell R Chief DEI Officer, SVP | 0 | $0 | 15,955 (Direct) | View |
| 2023-10-25 Option Award | 2023-10-27 6:12 pm | N/A N/A | JOHN WILEY & SONS INC. | WLY | Dobson David C Director | 261 | $30.38 | 22,930 (Direct) | View |
| 2023-10-27 Exercise | 2023-10-27 5:55 pm | 2022-10-27 2023-10-27 | PROVECTUS BIOPHARMACEUTICALS INC. | PVCT | Pershing Edward Director | 10,332 | $0 | 2,672,520 (Direct) | View |
| 2023-10-25 Option Award | 2023-10-27 5:50 pm | N/A N/A | MERCURY SYSTEMS INC | MRCY | Plunkett Debora A Director | 4,682 | $0 | 13,182 (Direct) | View |
| 2023-10-25 Option Award | 2023-10-27 5:48 pm | N/A N/A | MERCURY SYSTEMS INC | MRCY | Nearhos Barry R Director | 4,682 | $0 | 20,671 (Direct) | View |
| 2023-10-25 Option Award | 2023-10-27 5:47 pm | N/A N/A | MERCURY SYSTEMS INC | MRCY | KRONE ROGER A Director | 4,682 | $0 | 25,479 (Direct) | View |
| 2023-10-25 Option Award | 2023-10-27 5:46 pm | N/A N/A | MERCURY SYSTEMS INC | MRCY | LANCE HOWARD L Director | 4,682 | $0 | 26,675 (Direct) | View |
| 2023-10-25 I | 2023-10-27 5:46 pm | N/A N/A | Investar Holding Corp | ISTR | D'Angelo John J Chief Executive Officer | 1,068 | $9.65 | 236,133 (Indirect) | View |
| 2023-10-25 Option Award | 2023-10-27 5:45 pm | N/A N/A | MERCURY SYSTEMS INC | MRCY | DISBROW LISA S Director | 4,682 | $0 | 24,042 (Direct) | View |
| 2023-10-25 Option Award | 2023-10-27 5:44 pm | N/A N/A | MERCURY SYSTEMS INC | MRCY | DEMURO GERARD J Director | 4,682 | $0 | 10,287 (Direct) | View |
| 2023-10-25 Option Award | 2023-10-27 5:41 pm | N/A N/A | MERCURY SYSTEMS INC | MRCY | Carvalho Orlando D Director | 4,682 | $0 | 17,254 (Direct) | View |
| 2023-10-26 Tax Withholding | 2023-10-27 5:36 pm | N/A N/A | ACUITY BRANDS INC | AYI | MILLS DIANNE S SVP & Chief HR Officer | 1,431 | $159.11 | 14,554 (Direct) | View |
| 2023-10-26 Option Award | 2023-10-27 5:36 pm | N/A N/A | ACUITY BRANDS INC | AYI | MILLS DIANNE S SVP & Chief HR Officer | 4,382 | $0 | 14,554 (Direct) | View |
| 2023-10-26 Tax Withholding | 2023-10-27 5:35 pm | N/A N/A | ACUITY BRANDS INC | AYI | GOLDMAN BARRY R SVP & General Counsel | 1,568 | $159.11 | 10,511 (Direct) | View |
| 2023-10-26 Option Award | 2023-10-27 5:35 pm | N/A N/A | ACUITY BRANDS INC | AYI | GOLDMAN BARRY R SVP & General Counsel | 4,382 | $0 | 10,511 (Direct) | View |
| 2023-10-25 Gift | 2023-10-27 5:35 pm | N/A N/A | GENERAL MILLS INC | GIS | Williams-Roll Jacqueline Chief Human Resources Officer | 158 | $0 | 91,916 (Indirect) | View |
| 2023-10-26 Tax Withholding | 2023-10-27 5:34 pm | N/A N/A | ACUITY BRANDS INC | AYI | HOLCOM KAREN J SVP & Chief Financial Officer | 5,396 | $159.11 | 24,915 (Direct) | View |
| 2023-10-26 Option Award | 2023-10-27 5:34 pm | N/A N/A | ACUITY BRANDS INC | AYI | HOLCOM KAREN J SVP & Chief Financial Officer | 10,956 | $0 | 24,915 (Direct) | View |
| 2023-10-23 Option Award(A) | 2023-10-27 5:32 pm | 2023-10-23 2023-10-23 | UNITED SECURITY BANCSHARES | UBFO | OBERG ROBERT C JR SVP & CHIEF RISK OFFICER | 2,273 | $0 | 38,720 (Direct) | View |
| 2023-10-23 Exercise(A) | 2023-10-27 5:32 pm | 2023-10-23 2023-10-23 | UNITED SECURITY BANCSHARES | UBFO | OBERG ROBERT C JR SVP & CHIEF RISK OFFICER | 2,273 | $0 | 38,720 (Direct) | View |
| 2023-10-25 Exercise | 2023-10-27 5:31 pm | N/A 2027-05-02 | Asana Inc. | ASAN | Wan Tim M Chief Financial Officer | 10,000 | $0 | 2,505,406 (Direct) | View |
| 2023-10-25 Exercise | 2023-10-27 5:31 pm | N/A N/A | Asana Inc. | ASAN | Wan Tim M Chief Financial Officer | 10,000 | $1.6 | 2,505,406 (Direct) | View |
Ownership | 2023-10-27 5:20 pm | N/A N/A | US Foods Holding Corp. | USFD | Poe David L Jr EVP, Chief Merchant | 0 | $0 | 40,343 (Direct) | View |
| 2023-10-27 Exercise | 2023-10-27 5:19 pm | N/A 2023-11-26 | BERRY GLOBAL GROUP INC. | BERY | Bayh Evan Director | 14,000 | $0 | 97,670 (Direct) | View |
| 2023-10-27 Exercise | 2023-10-27 5:19 pm | N/A N/A | BERRY GLOBAL GROUP INC. | BERY | Bayh Evan Director | 14,000 | $21 | 97,670 (Direct) | View |
| 2023-10-26 Tax Withholding | 2023-10-27 5:19 pm | N/A N/A | RING ENERGY INC. | REI | Thomas Travis EVP, Chief Financial Officer | 12,175 | $1.78 | 328,662 (Direct) | View |
| 2023-10-25 Tax Withholding | 2023-10-27 5:17 pm | N/A N/A | GATX CORP | GATX | Sbragia John SVP, Engineering and Quality | 1,208 | $101.78 | 8,044 (Direct) | View |
| 2023-09-07 Other | 2023-10-27 5:15 pm | N/A 2023-09-07 | Southwest Gas Holdings Inc. | SWX | ICAHN CARL C ICAHN PARTNERS LP ICAHN PARTNERS MASTER FUND LP 10% Owner | 2,087,427 | $0 | 0 (Indirect) | View |
Ownership | 2023-10-27 5:10 pm | N/A N/A | SYSCO CORP | SYY | Johnson Jennifer L SVP and CAO | 0 | $0 | 0 (Direct) | View |
| 2023-10-26 Option Award | 2023-10-27 5:10 pm | N/A N/A | Acadia Healthcare Company Inc. | ACHC | Harris Patrice A Director | 2,137 | $0 | 2,137 (Direct) | View |
| 2023-10-25 Exercise | 2023-10-27 5:05 pm | N/A N/A | Coursera Inc. | COUR | HAHN KENNETH R SVP, Chief Financial Officer | 5,000 | $6.06 | 1,510,369 (Direct) | View |
| 2023-10-25 Exercise | 2023-10-27 5:05 pm | N/A 2030-05-19 | Coursera Inc. | COUR | HAHN KENNETH R SVP, Chief Financial Officer | 5,000 | $0 | 1,510,369 (Direct) | View |
| 2023-09-30 Option Award(A) | 2023-10-27 5:02 pm | N/A 2026-02-24 | Veralto Corp | VLTO | Honeycutt Jennifer President and CEO | 606,651 | $0 | 504,260 (Direct) | View |
| 2023-10-23 Option Award | 2023-10-27 4:58 pm | 2023-10-23 2023-10-23 | UNITED SECURITY BANCSHARES | UBFO | OBERG ROBERT C JR SVP & CHIEF RISK OFFICER | 1,998 | $0 | 38,170 (Direct) | View |
| 2023-10-23 Exercise | 2023-10-27 4:58 pm | 2023-10-23 2023-10-23 | UNITED SECURITY BANCSHARES | UBFO | OBERG ROBERT C JR SVP & CHIEF RISK OFFICER | 1,998 | $0 | 38,170 (Direct) | View |
| 2023-10-26 Option Award | 2023-10-27 4:56 pm | N/A N/A | CATERPILLAR INC | CAT | Creed Joseph E Group President | 32 | $242.43 | 8,031 (Direct) | View |
| 2023-10-26 Option Award | 2023-10-27 4:55 pm | N/A N/A | CATERPILLAR INC | CAT | Johnson Denise C Group President | 38 | $242.43 | 27,822 (Direct) | View |
| 2023-10-25 Conversion | 2023-10-27 4:53 pm | N/A N/A | Braze Inc. | BRZE | Hyman Jonathan Chief Technology Officer | 15,000 | $0 | 1,673,729 (Direct) | View |
| 2023-10-25 Option Award | 2023-10-27 4:52 pm | N/A N/A | HOLLY ENERGY PARTNERS LP | HEP | Norwood Kenneth VP and Controller | 13,572 | $0 | 81,685 (Direct) | View |
| 2023-10-25 Option Award | 2023-10-27 4:52 pm | N/A N/A | HOLLY ENERGY PARTNERS LP | HEP | Jamieson Robert I SVP and COO | 15,000 | $0 | 66,501 (Direct) | View |
| 2023-10-25 Option Award | 2023-10-27 4:51 pm | N/A N/A | HOLLY ENERGY PARTNERS LP | HEP | Petersen Mark A Director | 5,477 | $0 | 15,940 (Direct) | View |
| 2023-10-25 Option Award | 2023-10-27 4:49 pm | N/A N/A | HOLLY ENERGY PARTNERS LP | HEP | MATTSON ERIC L Director | 5,477 | $0 | 34,175 (Direct) | View |
| 2023-10-25 Option Award | 2023-10-27 4:49 pm | N/A N/A | HAIN CELESTIAL GROUP INC | HAIN | Ragusa Michael SVP, Chief Accounting Officer | 14,240 | $0 | 14,240 (Direct) | View |
| 2023-10-25 Option Award | 2023-10-27 4:48 pm | N/A N/A | HOLLY ENERGY PARTNERS LP | HEP | LEE JAMES H Director | 5,477 | $0 | 32,106 (Direct) | View |
| 2023-10-25 Option Award | 2023-10-27 4:47 pm | N/A N/A | HOLLY ENERGY PARTNERS LP | HEP | LaFollette Christine B Director | 5,477 | $0 | 36,175 (Direct) | View |
| 2023-10-25 Option Award | 2023-10-27 4:46 pm | N/A N/A | HAIN CELESTIAL GROUP INC | HAIN | Meringolo Kristy Ch Legal & Corp Affairs Offcr | 38,836 | $0 | 38,836 (Direct) | View |
| 2023-10-25 Option Award | 2023-10-27 4:46 pm | N/A N/A | HOLLY ENERGY PARTNERS LP | HEP | Baldwin Larry R Director | 5,477 | $0 | 41,627 (Direct) | View |
| 2023-10-25 Exercise | 2023-10-27 4:46 pm | N/A 2027-05-03 | ETSY INC | ETSY | Silverman Josh President & CEO | 10,425 | $0 | 1,952,562 (Direct) | View |
| 2023-10-25 Exercise | 2023-10-27 4:46 pm | N/A N/A | ETSY INC | ETSY | Silverman Josh President & CEO | 10,425 | $10.62 | 1,952,562 (Direct) | View |
| 2023-10-25 Option Award | 2023-10-27 4:44 pm | N/A N/A | HAIN CELESTIAL GROUP INC | HAIN | Golliher Steven R. Global Ch Supply Chain Officer | 25,891 | $0 | 25,891 (Direct) | View |
×