Insider Trading & Ownership - CION Ares Diversified Credit Fund (CADEX)

Real time insider trading transaction history:

  • Insiders are prohibited from making short-swing profits by trading their shares within 6 months of the registration or acquiring the shares.
  • Shares are not adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
What is insider trading>>
Time period
Insider Trading Transactions for CION Ares Diversified Credit Fund
Common stock purchase or sale:
Transaction
Date		Reported
DateTime		CompanySymbolInsider
Relationship		Shares
Traded		Average
Price		Total
Amount		Shares
Owned		Filing
2020-04-09
Purchase		2020-04-17
2:47 pm		CION Ares Diversified Credit FundCADXXCION Ares Management LLC
Adviser of the Fund
10% Owner		46$21.79$1,00046
(Direct)		View
2019-07-25
Purchase		2019-07-29
3:45 pm		CION Ares Diversified Credit FundCADXXCION Ares Management LLC
Adviser of the Fund
10% Owner		39$25.86$1,00039
(Direct)		View

Stock options: Exercise, Award, Grant, Conversion
Transaction
Date		Reported
DateTime		Exercisable
Expiration		CompanySymnbolInsider
Relationship		Shares
Traded		Conversion
Price		Shares
Owned		Filing
2023-06-01
Option Award		2023-06-05
5:11 pm		N/A
N/A		CION Ares Diversified Credit FundCADCXApollo Management Holdings GP LLC
Athene Holding Ltd
Athene Annuity & Life Co
10% Owner		560,000$25560,000
(Indirect)		View
2023-06-01
Option Award		2023-06-05
5:10 pm		N/A
N/A		CION Ares Diversified Credit FundCADCXApollo Management Holdings GP LLC
Apollo Capital Management GP LLC
ATHENE ANNUITY & LIFE ASSURANCE Co
Athene USA Corp
Apollo Management Holdings L.P.
Apollo Insurance Solutions Group LP
AISG GP Ltd.
Apollo Life Asset L.P.
Apollo Life Asset GP LLC
Apollo Capital Management L.P.
10% Owner		560,000$25560,000
(Indirect)		View

Ownership		2022-01-14
1:40 pm		N/A
N/A		CION Ares Diversified Credit FundCADEXPRINCIPAL LIFE INSURANCE CO
10% Owner		0$02,080,000
(Direct)		View
2022-01-06
Option Award		2022-01-11
5:26 pm		N/A
N/A		CION Ares Diversified Credit FundCADEXApollo Management Holdings GP LLC
Athene Annuity & Life Co
Athene Holding Ltd
Apollo Insurance Solutions Group LP
AISG GP Ltd.
Apollo Life Asset L.P.
Apollo Life Asset GP LLC
Apollo Capital Management L.P.
Apollo Capital Management GP LLC
Apollo Management Holdings L.P.
10% Owner		800,000$25800,000
(Indirect)		View

Ownership(A)		2021-12-22
4:33 pm		N/A
N/A		CION Ares Diversified Credit FundCADCXTHRIVENT FINANCIAL FOR LUTHERANS
10% Owner		0$01,640,000
(Direct)		View

Ownership		2021-08-02
5:23 pm		N/A
N/A		CION Ares Diversified Credit FundCSDEXSun Life Assurance Co of Canada
SUN LIFE FINANCIAL INC
10% Owner		0$0560,000
(Direct)		View

Ownership		2021-08-02
5:11 pm		N/A
N/A		CION Ares Diversified Credit FundCADEXApollo Management Holdings GP LLC
Athene Annuity & Life Co
ATHENE ANNUITY & LIFE ASSURANCE Co
Athene USA Corp
Athene Holding Ltd
Apollo Insurance Solutions Group LP
AISG GP Ltd.
Apollo Capital Management L.P.
Apollo Capital Management GP LLC
Apollo Management Holdings L.P.
10% Owner		0$070,000,000
(Indirect)		View
(A) Indicate amendment filing.