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Insider Trading - Estate of Edward W. Rose III

"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
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SPAC List: List of Special Purpose Acquisition Companies

Insider Trading Transactions for Estate of Edward W. Rose III

Common stock purchase or sale:

Transaction Date	Reported DateTime	Company	Symbol	Insider Relationship	Shares Traded	Average Price	Total Amount	Shares Owned	Filing
2016-06-01 Purchase	2016-06-02 06:21 am	REATA PHARMACEUTICALS INC	RETA	ROSE WILLIAM Estate of Edward W. Rose III Rose Evelyn P. Edward W. Rose Fidelity Rollover IRA Gale Charles E. Charles E. Gale Fidelity Rollover IRA Charles Henry Rose 2001 Trust John William Rose 2002 Trust Director	1,100,000	$11	$12,100,000	143,000 (Indirect Direct)	View

Stock options: Exercise, Award, Grant, Conversion

Transaction Date	Reported DateTime	Exercisable Expiration	Company	Symnbol	Insider Relationship	Shares Traded	Conversion Price	Shares Owned	Filing
2016-06-01 Conversion	2016-06-02 06:21 am	N/A N/A	REATA PHARMACEUTICALS INC	RETA	ROSE WILLIAM Estate of Edward W. Rose III Rose Evelyn P. Edward W. Rose Fidelity Rollover IRA Gale Charles E. Charles E. Gale Fidelity Rollover IRA Charles Henry Rose 2001 Trust John William Rose 2002 Trust Director	11,618	$0	11,618 (Direct)	View
2016-06-01 Conversion	2016-06-02 06:21 am	N/A N/A	REATA PHARMACEUTICALS INC	RETA	ROSE WILLIAM Estate of Edward W. Rose III Rose Evelyn P. Edward W. Rose Fidelity Rollover IRA Gale Charles E. Charles E. Gale Fidelity Rollover IRA Charles Henry Rose 2001 Trust John William Rose 2002 Trust Director	168,720	$0	168,720 (Direct)	View
2016-06-01 Conversion	2016-06-02 06:21 am	N/A N/A	REATA PHARMACEUTICALS INC	RETA	ROSE WILLIAM Estate of Edward W. Rose III Rose Evelyn P. Edward W. Rose Fidelity Rollover IRA Gale Charles E. Charles E. Gale Fidelity Rollover IRA Charles Henry Rose 2001 Trust John William Rose 2002 Trust Director	7,886	$0	7,886 (Direct)	View
2016-06-01 Conversion	2016-06-02 06:21 am	N/A N/A	REATA PHARMACEUTICALS INC	RETA	ROSE WILLIAM Estate of Edward W. Rose III Rose Evelyn P. Edward W. Rose Fidelity Rollover IRA Gale Charles E. Charles E. Gale Fidelity Rollover IRA Charles Henry Rose 2001 Trust John William Rose 2002 Trust Director	1,426	$0	1,426 (Direct)	View
2016-06-01 Conversion	2016-06-02 06:21 am	N/A N/A	REATA PHARMACEUTICALS INC	RETA	ROSE WILLIAM Estate of Edward W. Rose III Rose Evelyn P. Edward W. Rose Fidelity Rollover IRA Gale Charles E. Charles E. Gale Fidelity Rollover IRA Charles Henry Rose 2001 Trust John William Rose 2002 Trust Director	29	$0	29 (Direct)	View
2016-06-01 Conversion	2016-06-02 06:21 am	N/A N/A	REATA PHARMACEUTICALS INC	RETA	ROSE WILLIAM Estate of Edward W. Rose III Rose Evelyn P. Edward W. Rose Fidelity Rollover IRA Gale Charles E. Charles E. Gale Fidelity Rollover IRA Charles Henry Rose 2001 Trust John William Rose 2002 Trust Director	20	$0	20 (Indirect)	View
2016-06-01 Conversion	2016-06-02 06:21 am	N/A N/A	REATA PHARMACEUTICALS INC	RETA	ROSE WILLIAM Estate of Edward W. Rose III Rose Evelyn P. Edward W. Rose Fidelity Rollover IRA Gale Charles E. Charles E. Gale Fidelity Rollover IRA Charles Henry Rose 2001 Trust John William Rose 2002 Trust Director	45	$0	45 (Indirect)	View
2016-06-01 Conversion	2016-06-02 06:21 am	N/A N/A	REATA PHARMACEUTICALS INC	RETA	ROSE WILLIAM Estate of Edward W. Rose III Rose Evelyn P. Edward W. Rose Fidelity Rollover IRA Gale Charles E. Charles E. Gale Fidelity Rollover IRA Charles Henry Rose 2001 Trust John William Rose 2002 Trust Director	11,618	$0	129,308 (Direct)	View
2016-06-01 Conversion	2016-06-02 06:21 am	N/A N/A	REATA PHARMACEUTICALS INC	RETA	ROSE WILLIAM Estate of Edward W. Rose III Rose Evelyn P. Edward W. Rose Fidelity Rollover IRA Gale Charles E. Charles E. Gale Fidelity Rollover IRA Charles Henry Rose 2001 Trust John William Rose 2002 Trust Director	168,720	$0	1,877,998 (Direct)	View
2016-06-01 Conversion	2016-06-02 06:21 am	N/A N/A	REATA PHARMACEUTICALS INC	RETA	ROSE WILLIAM Estate of Edward W. Rose III Rose Evelyn P. Edward W. Rose Fidelity Rollover IRA Gale Charles E. Charles E. Gale Fidelity Rollover IRA Charles Henry Rose 2001 Trust John William Rose 2002 Trust Director	7,886	$0	87,776 (Direct)	View
2016-06-01 Conversion	2016-06-02 06:21 am	N/A N/A	REATA PHARMACEUTICALS INC	RETA	ROSE WILLIAM Estate of Edward W. Rose III Rose Evelyn P. Edward W. Rose Fidelity Rollover IRA Gale Charles E. Charles E. Gale Fidelity Rollover IRA Charles Henry Rose 2001 Trust John William Rose 2002 Trust Director	1,426	$0	15,869 (Direct)	View
2016-06-01 Conversion	2016-06-02 06:21 am	N/A N/A	REATA PHARMACEUTICALS INC	RETA	ROSE WILLIAM Estate of Edward W. Rose III Rose Evelyn P. Edward W. Rose Fidelity Rollover IRA Gale Charles E. Charles E. Gale Fidelity Rollover IRA Charles Henry Rose 2001 Trust John William Rose 2002 Trust Director	29	$0	313 (Direct)	View
2016-06-01 Conversion	2016-06-02 06:21 am	N/A N/A	REATA PHARMACEUTICALS INC	RETA	ROSE WILLIAM Estate of Edward W. Rose III Rose Evelyn P. Edward W. Rose Fidelity Rollover IRA Gale Charles E. Charles E. Gale Fidelity Rollover IRA Charles Henry Rose 2001 Trust John William Rose 2002 Trust Director	20	$0	215 (Indirect)	View
2016-06-01 Conversion	2016-06-02 06:21 am	N/A N/A	REATA PHARMACEUTICALS INC	RETA	ROSE WILLIAM Estate of Edward W. Rose III Rose Evelyn P. Edward W. Rose Fidelity Rollover IRA Gale Charles E. Charles E. Gale Fidelity Rollover IRA Charles Henry Rose 2001 Trust John William Rose 2002 Trust Director	45	$0	492 (Indirect)	View
2016-12-29 Other	2017-01-03 1:08 pm	N/A N/A	REATA PHARMACEUTICALS INC	RETA	ROSE WILLIAM Puffin Partners L.P. Puffin GP LLC Montrose Investments I L.P. Montrose Investments GP LLC Gale Charles E. Estate of Edward W. Rose III Director 10% Owner	145,454	$0	811,546 (Indirect)	View
2016-12-29 Other	2017-01-03 1:08 pm	N/A N/A	REATA PHARMACEUTICALS INC	RETA	ROSE WILLIAM Puffin Partners L.P. Puffin GP LLC Montrose Investments I L.P. Montrose Investments GP LLC Gale Charles E. Estate of Edward W. Rose III Director 10% Owner	37,909	$0	180,909 (Indirect)	View
2016-12-29 Other	2017-01-03 1:08 pm	N/A N/A	REATA PHARMACEUTICALS INC	RETA	ROSE WILLIAM Puffin Partners L.P. Puffin GP LLC Montrose Investments I L.P. Montrose Investments GP LLC Gale Charles E. Estate of Edward W. Rose III Director 10% Owner	12,091	$0	13,517 (Direct)	View
2016-12-29 Gift	2017-01-03 1:08 pm	N/A N/A	REATA PHARMACEUTICALS INC	RETA	ROSE WILLIAM Puffin Partners L.P. Puffin GP LLC Montrose Investments I L.P. Montrose Investments GP LLC Gale Charles E. Estate of Edward W. Rose III Director 10% Owner	100,985	$0	67,735 (Indirect)	View
2017-12-07 Acquisition	2017-12-08 5:26 pm	N/A N/A	REATA PHARMACEUTICALS INC	RETA	ROSE WILLIAM Puffin Partners L.P. Puffin GP LLC Montrose Investments I L.P. Montrose Investments GP LLC Gale Charles E. Estate of Edward W. Rose III Evelyn Potter Rose Survivor's Trust Director 10% Owner	67,735	$0	0 (Indirect)	View
2017-12-07 Acquisition	2017-12-08 5:26 pm	N/A N/A	REATA PHARMACEUTICALS INC	RETA	ROSE WILLIAM Puffin Partners L.P. Puffin GP LLC Montrose Investments I L.P. Montrose Investments GP LLC Gale Charles E. Estate of Edward W. Rose III Evelyn Potter Rose Survivor's Trust Director 10% Owner	67,735	$0	0 (Indirect)	View
2017-12-07 Acquisition	2017-12-08 5:26 pm	N/A N/A	REATA PHARMACEUTICALS INC	RETA	ROSE WILLIAM Puffin Partners L.P. Puffin GP LLC Montrose Investments I L.P. Montrose Investments GP LLC Gale Charles E. Estate of Edward W. Rose III Evelyn Potter Rose Survivor's Trust Director 10% Owner	1,877,998	$0	0 (Indirect)	View
2017-12-07 Acquisition	2017-12-08 5:26 pm	N/A N/A	REATA PHARMACEUTICALS INC	RETA	ROSE WILLIAM Puffin Partners L.P. Puffin GP LLC Montrose Investments I L.P. Montrose Investments GP LLC Gale Charles E. Estate of Edward W. Rose III Evelyn Potter Rose Survivor's Trust Director 10% Owner	1,877,998	$0	0 (Indirect)	View
2017-12-07 Acquisition	2017-12-08 5:27 pm	N/A N/A	REATA PHARMACEUTICALS INC	RETA	ROSE WILLIAM Puffin Partners L.P. Puffin GP LLC Montrose Investments I L.P. Montrose Investments GP LLC Gale Charles E. Estate of Edward W. Rose III Director 10% Owner	67,735	$0	0 (Indirect)	View
2017-12-07 Acquisition	2017-12-08 5:27 pm	N/A N/A	REATA PHARMACEUTICALS INC	RETA	ROSE WILLIAM Puffin Partners L.P. Puffin GP LLC Montrose Investments I L.P. Montrose Investments GP LLC Gale Charles E. Estate of Edward W. Rose III Director 10% Owner	1,877,998	$0	0 (Indirect)	View