 | Form 4 Filings | Insider Buys | Significant Buys | Penny Stocks Insider Buying | Insider Sales |
| Insider Buy Sell Ratios | Stock Options | Insider Trading Stock Screener | Insider Trading Graph View | Insider Watch |
Insider Trading - Smart & Final Stores Inc. (SFS)
| | "Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise" - Peter Lynch What is insider trading>> SPAC List: List of Special Purpose Acquisition Companies |
Common stock purchase or sale:
| Transaction Date | Reported DateTime | Company | Symbol | Insider Relationship | Shares Traded | Average Price | Total Amount | Shares Owned | Filing |
| 2018-10-01 Sale | 2018-10-03 4:31 pm | Smart & Final Stores Inc. | SFS | Mortensen Michael A. VP | 21,976 | $5.62 | $123,505 | 54,730 (Direct) | View |
| 2018-11-02 Sale | 2018-11-06 4:30 pm | Smart & Final Stores Inc. | SFS | Mortensen Michael A. VP | 21,977 | $5.14 | $112,962 | 54,730 (Direct) | View |
| 2018-12-03 Sale | 2018-12-04 5:15 pm | Smart & Final Stores Inc. | SFS | Mortensen Michael A. VP | 21,977 | $6.32 | $138,895 | 54,730 (Direct) | View |
Stock options: Exercise, Award, Grant, Conversion
| Transaction Date | Reported DateTime | Exercisable Expiration | Company | Symnbol | Insider Relationship | Shares Traded | Conversion Price | Shares Owned | Filing |
| 2018-07-28 Tax Withholding | 2018-07-31 4:30 pm | N/A N/A | Smart & Final Stores Inc. | SFS | Jones Derek R President | 2,541 | $5.95 | 98,263 (Direct) | View |
| 2018-07-27 Tax Withholding | 2018-07-31 4:31 pm | N/A N/A | Smart & Final Stores Inc. | SFS | Drew Scott R. VP | 707 | $5.95 | 225,878 (Direct) | View |
| 2018-10-01 Exercise | 2018-10-03 4:31 pm | N/A N/A | Smart & Final Stores Inc. | SFS | Mortensen Michael A. VP | 21,976 | $2.52 | 76,706 (Direct) | View |
| 2018-10-01 Exercise | 2018-10-03 4:31 pm | 2012-11-15 2019-02-27 | Smart & Final Stores Inc. | SFS | Mortensen Michael A. VP | 21,976 | $0 | 43,954 (Direct) | View |
| 2018-11-02 Exercise | 2018-11-06 4:30 pm | N/A N/A | Smart & Final Stores Inc. | SFS | Mortensen Michael A. VP | 21,977 | $2.52 | 76,707 (Direct) | View |
| 2018-11-02 Exercise | 2018-11-06 4:30 pm | 2012-11-15 2019-02-27 | Smart & Final Stores Inc. | SFS | Mortensen Michael A. VP | 21,977 | $0 | 21,977 (Direct) | View |
| 2018-11-26 Exercise | 2018-12-04 5:15 pm | N/A N/A | Smart & Final Stores Inc. | SFS | Hirz David G. CEO | 559,500 | $2.51 | 1,656,610 (Direct) | View |
| 2018-11-26 Exercise | 2018-12-04 5:15 pm | 2012-11-15 2019-01-01 | Smart & Final Stores Inc. | SFS | Hirz David G. CEO | 559,500 | $0 | 0 (Direct) | View |
| 2018-12-03 Exercise | 2018-12-04 5:15 pm | N/A N/A | Smart & Final Stores Inc. | SFS | Mortensen Michael A. VP | 21,977 | $2.52 | 76,707 (Direct) | View |
| 2018-12-03 Exercise | 2018-12-04 5:15 pm | 2012-11-15 2019-02-27 | Smart & Final Stores Inc. | SFS | Mortensen Michael A. VP | 21,977 | $0 | 0 (Direct) | View |
| 2019-04-21 Tax Withholding | 2019-04-23 4:30 pm | N/A N/A | Smart & Final Stores Inc. | SFS | Hirz David G. CEO | 9,207 | $6.52 | 1,647,403 (Direct) | View |
| 2019-04-21 Tax Withholding | 2019-04-23 4:30 pm | N/A N/A | Smart & Final Stores Inc. | SFS | PHEGLEY RICHARD N CFO | 2,804 | $6.52 | 907,385 (Direct) | View |
| 2019-04-21 Tax Withholding | 2019-04-23 4:31 pm | N/A N/A | Smart & Final Stores Inc. | SFS | Hong Eleanor Senior VP and CMO | 1,105 | $6.52 | 118,274 (Direct) | View |
| 2019-04-21 Tax Withholding | 2019-04-23 4:31 pm | N/A N/A | Smart & Final Stores Inc. | SFS | LINK RICHARD A CAO | 425 | $6.52 | 156,080 (Direct) | View |
| 2019-04-23 Option Award | 2019-04-25 4:31 pm | N/A N/A | Smart & Final Stores Inc. | SFS | Hirz David G. CEO | 66,667 | $0 | 1,714,070 (Direct) | View |
| 2019-05-06 Option Award | 2019-05-08 4:30 pm | N/A N/A | Smart & Final Stores Inc. | SFS | Smith Eugene M. VP | 6,125 | $0 | 58,179 (Direct) | View |
| 2019-05-06 Option Award | 2019-05-08 4:30 pm | N/A 2029-02-27 | Smart & Final Stores Inc. | SFS | Smith Eugene M. VP | 12,445 | $0 | 12,445 (Direct) | View |
| 2019-05-06 Option Award | 2019-05-08 4:31 pm | N/A N/A | Smart & Final Stores Inc. | SFS | WONG EDWARD EVP Chief Merch/Digital Offcr | 6,380 | $0 | 107,466 (Direct) | View |
| 2019-05-06 Option Award | 2019-05-08 4:31 pm | N/A 2029-02-27 | Smart & Final Stores Inc. | SFS | WONG EDWARD EVP Chief Merch/Digital Offcr | 12,963 | $0 | 12,963 (Direct) | View |
| 2019-05-18 Tax Withholding | 2019-05-21 4:30 pm | N/A N/A | Smart & Final Stores Inc. | SFS | Hirz David G. CEO | 47,932 | $6.52 | 1,666,138 (Direct) | View |
| 2019-05-18 Tax Withholding | 2019-05-21 4:31 pm | N/A N/A | Smart & Final Stores Inc. | SFS | Drew Scott R. VP | 8,861 | $6.52 | 217,017 (Direct) | View |
| 2019-05-18 Tax Withholding | 2019-05-21 4:31 pm | N/A N/A | Smart & Final Stores Inc. | SFS | Hong Eleanor Senior VP and CMO | 4,833 | $6.52 | 113,441 (Direct) | View |
| 2019-05-18 Tax Withholding | 2019-05-21 4:31 pm | N/A N/A | Smart & Final Stores Inc. | SFS | Jones Derek R President | 8,977 | $6.52 | 89,286 (Direct) | View |
| 2019-05-18 Tax Withholding | 2019-05-21 4:31 pm | N/A N/A | Smart & Final Stores Inc. | SFS | LINK RICHARD A CAO | 2,370 | $6.52 | 153,710 (Direct) | View |
| 2019-05-18 Tax Withholding | 2019-05-21 4:32 pm | N/A N/A | Smart & Final Stores Inc. | SFS | PHEGLEY RICHARD N CFO | 13,491 | $6.52 | 893,894 (Direct) | View |
| 2019-05-18 Tax Withholding | 2019-05-21 4:32 pm | N/A N/A | Smart & Final Stores Inc. | SFS | Smith Eugene M. VP | 1,099 | $6.52 | 57,080 (Direct) | View |
| 2019-05-18 Tax Withholding | 2019-05-21 4:32 pm | N/A N/A | Smart & Final Stores Inc. | SFS | SMITH LELAND VP | 4,833 | $6.52 | 98,939 (Direct) | View |
| 2019-05-18 Tax Withholding | 2019-05-21 4:32 pm | N/A N/A | Smart & Final Stores Inc. | SFS | WONG EDWARD VP | 4,833 | $6.52 | 102,633 (Direct) | View |
| 2019-05-25 Tax Withholding | 2019-05-29 4:30 pm | N/A N/A | Smart & Final Stores Inc. | SFS | Hirz David G. CEO | 33,054 | $6.55 | 1,633,084 (Direct) | View |
| 2019-06-18 Equity Swap | 2019-06-20 3:59 pm | N/A N/A | Smart & Final Stores Inc. | SFS | Giancamilli Andrew A. Director | 60,644 | $6.5 | 0 (Direct) | View |
| 2019-06-18 Disposition | 2019-06-20 3:59 pm | N/A N/A | Smart & Final Stores Inc. | SFS | Giancamilli Andrew A. Director | 1,597 | $6.5 | 0 (Direct) | View |
| 2019-06-18 Disposition | 2019-06-20 3:59 pm | N/A 2023-05-31 | Smart & Final Stores Inc. | SFS | Giancamilli Andrew A. Director | 31,350 | $1.23 | 0 (Direct) | View |
| 2019-06-18 Equity Swap | 2019-06-20 4:01 pm | N/A N/A | Smart & Final Stores Inc. | SFS | Rubin Elaine Director | 17,852 | $6.5 | 0 (Direct) | View |
| 2019-06-18 Equity Swap | 2019-06-20 4:02 pm | N/A N/A | Smart & Final Stores Inc. | SFS | SMITH LELAND VP | 29,914 | $6.5 | 0 (Direct) | View |
| 2019-06-18 Disposition | 2019-06-20 4:02 pm | N/A N/A | Smart & Final Stores Inc. | SFS | SMITH LELAND VP | 69,025 | $6.5 | 0 (Direct) | View |
| 2019-06-20 Disposition | 2019-06-20 4:03 pm | N/A N/A | Smart & Final Stores Inc. | SFS | LINK RICHARD A CAO | 141,671 | $6.5 | 0 (Direct) | View |
| 2019-06-20 Disposition | 2019-06-20 4:03 pm | N/A N/A | Smart & Final Stores Inc. | SFS | LINK RICHARD A CAO | 12,039 | $6.5 | 0 (Direct) | View |
| 2019-06-20 Disposition | 2019-06-20 4:03 pm | N/A 2023-02-01 | Smart & Final Stores Inc. | SFS | LINK RICHARD A CAO | 67,260 | $1.23 | 0 (Direct) | View |
| 2019-06-20 Disposition | 2019-06-20 4:04 pm | N/A N/A | Smart & Final Stores Inc. | SFS | PHEGLEY RICHARD N CFO | 788,299 | $6.5 | 0 (Direct) | View |
| 2019-06-20 Disposition | 2019-06-20 4:04 pm | N/A N/A | Smart & Final Stores Inc. | SFS | PHEGLEY RICHARD N CFO | 105,595 | $6.5 | 0 (Direct) | View |
| 2019-06-20 Disposition | 2019-06-20 4:04 pm | N/A 2023-02-01 | Smart & Final Stores Inc. | SFS | PHEGLEY RICHARD N CFO | 285,570 | $1.23 | 0 (Direct) | View |
| 2019-06-20 Disposition | 2019-06-20 4:05 pm | N/A N/A | Smart & Final Stores Inc. | SFS | Drew Scott R. VP | 111,422 | $6.5 | 0 (Direct) | View |
| 2019-06-20 Disposition | 2019-06-20 4:05 pm | N/A N/A | Smart & Final Stores Inc. | SFS | Drew Scott R. VP | 105,595 | $6.5 | 0 (Direct) | View |
| 2019-06-20 Disposition | 2019-06-20 4:05 pm | N/A 2023-02-01 | Smart & Final Stores Inc. | SFS | Drew Scott R. VP | 109,250 | $1.23 | 0 (Direct) | View |
| 2019-06-18 Equity Swap | 2019-06-20 4:06 pm | N/A N/A | Smart & Final Stores Inc. | SFS | Hirz David G. CEO | 1,312,862 | $6.5 | 0 (Direct) | View |
| 2019-06-18 Disposition | 2019-06-20 4:06 pm | N/A N/A | Smart & Final Stores Inc. | SFS | Hirz David G. CEO | 119,572 | $6.5 | 0 (Direct) | View |
| 2019-06-18 Disposition | 2019-06-20 4:06 pm | N/A N/A | Smart & Final Stores Inc. | SFS | Hirz David G. CEO | 479,979 | $6.5 | 0 (Direct) | View |
| 2019-06-18 Disposition | 2019-06-20 4:06 pm | N/A 2023-02-01 | Smart & Final Stores Inc. | SFS | Hirz David G. CEO | 839,610 | $1.23 | 0 (Direct) | View |
| 2019-06-20 Disposition | 2019-06-20 4:08 pm | N/A N/A | Smart & Final Stores Inc. | SFS | Jones Derek R President | 28,613 | $6.5 | 0 (Direct) | View |
| 2019-06-20 Disposition | 2019-06-20 4:08 pm | N/A N/A | Smart & Final Stores Inc. | SFS | Jones Derek R President | 122,125 | $6.5 | 0 (Direct) | View |
| 2019-06-20 Disposition | 2019-06-20 4:09 pm | N/A N/A | Smart & Final Stores Inc. | SFS | Hong Eleanor Senior VP and CMO | 55,844 | $6.5 | 0 (Direct) | View |
| 2019-06-20 Disposition | 2019-06-20 4:09 pm | N/A N/A | Smart & Final Stores Inc. | SFS | Hong Eleanor Senior VP and CMO | 57,597 | $6.5 | 0 (Direct) | View |
| 2019-06-18 Equity Swap | 2019-06-20 4:10 pm | N/A N/A | Smart & Final Stores Inc. | SFS | Smith Eugene M. VP | 30,500 | $6.5 | 0 (Direct) | View |
| 2019-06-18 Disposition | 2019-06-20 4:10 pm | N/A N/A | Smart & Final Stores Inc. | SFS | Smith Eugene M. VP | 5,873 | $6.5 | 0 (Direct) | View |
| 2019-06-18 Disposition | 2019-06-20 4:10 pm | N/A N/A | Smart & Final Stores Inc. | SFS | Smith Eugene M. VP | 20,707 | $6.5 | 0 (Direct) | View |
| 2019-06-18 Disposition | 2019-06-20 4:10 pm | N/A 2023-02-01 | Smart & Final Stores Inc. | SFS | Smith Eugene M. VP | 13,490 | $1.23 | 0 (Direct) | View |
| 2019-06-18 Disposition | 2019-06-20 4:10 pm | N/A 2023-03-19 | Smart & Final Stores Inc. | SFS | Smith Eugene M. VP | 26,790 | $1.23 | 0 (Direct) | View |
| 2019-06-20 Disposition | 2019-06-20 4:12 pm | N/A N/A | Smart & Final Stores Inc. | SFS | WONG EDWARD VP | 27,228 | $6.5 | 0 (Direct) | View |
| 2019-06-20 Disposition | 2019-06-20 4:12 pm | N/A N/A | Smart & Final Stores Inc. | SFS | WONG EDWARD VP | 75,405 | $6.5 | 0 (Direct) | View |
| 2019-06-20 Disposition | 2019-06-20 4:13 pm | N/A N/A | Smart & Final Stores Inc. | SFS | Hopkins Paul N Director | 26,447 | $6.5 | 0 (Direct) | View |
| 2019-06-20 Disposition | 2019-06-20 4:13 pm | N/A N/A | Smart & Final Stores Inc. | SFS | Hopkins Paul N Director | 2,031 | $6.5 | 0 (Direct) | View |
| 2019-06-18 Equity Swap | 2019-06-20 4:13 pm | N/A N/A | Smart & Final Stores Inc. | SFS | Tesoriero Joseph S. Director | 28,644 | $6.5 | 0 (Direct) | View |
| 2019-06-18 Disposition | 2019-06-20 4:13 pm | N/A N/A | Smart & Final Stores Inc. | SFS | Tesoriero Joseph S. Director | 1,597 | $6.5 | 0 (Direct) | View |
| 2019-06-18 Equity Swap | 2019-06-20 4:14 pm | N/A N/A | Smart & Final Stores Inc. | SFS | TUCHMAN KENNETH I Director | 23,947 | $6.5 | 0 (Direct) | View |
| 2019-06-18 Disposition | 2019-06-20 4:14 pm | N/A N/A | Smart & Final Stores Inc. | SFS | TUCHMAN KENNETH I Director | 2,031 | $6.5 | 0 (Direct) | View |
| 2019-06-18 Equity Swap | 2019-06-20 5:21 pm | N/A N/A | Smart & Final Stores Inc. | SFS | ARES CORPORATE OPPORTUNITIES FUND III LP Ares Corporate Opportunities Fund IV L.P. ACOF Operating Manager III LLC ACOF Operating Manager IV LLC ARES MANAGEMENT LLC Ares Management Holdings L.P. Ares Holdco LLC Ares Holdings Inc. Ares Management Corp Ares Voting LLC 10% Owner | 44,218,760 | $6.5 | 0 (Direct) | View |
| 2019-06-18 Equity Swap | 2019-06-20 5:23 pm | N/A N/A | Smart & Final Stores Inc. | SFS | ARES CORPORATE OPPORTUNITIES FUND III LP Ares Management GP LLC Ares Partners Holdco LLC 10% Owner | 44,218,760 | $6.5 | 0 (Direct) | View |
| 2019-06-18 Equity Swap | 2019-06-20 5:50 pm | N/A N/A | Smart & Final Stores Inc. | SFS | AXELROD NORMAN Director | 98,882 | $6.5 | 0 (Direct) | View |
| 2019-06-18 Disposition | 2019-06-20 5:50 pm | N/A N/A | Smart & Final Stores Inc. | SFS | AXELROD NORMAN Director | 1,597 | $6.5 | 0 (Direct) | View |
| 2019-06-18 Disposition | 2019-06-20 5:50 pm | N/A 2023-05-31 | Smart & Final Stores Inc. | SFS | AXELROD NORMAN Director | 31,350 | $1.23 | 0 (Direct) | View |