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Insider Trading - Pfenex Inc. (PFNX)

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"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
What is insider trading>>
PFNX Insider Trading Transactions for Pfenex Inc.
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Common stock purchase or sale:
Transaction
Date
Reported
DateTime
Company Symbol Insider
Relationship
Shares
Traded
Average
Price
Total
Amount
Shares
Owned
Filing
2019-09-06
Sale
2019-09-10
4:15 pm
Pfenex Inc. PFNX Lucy Patrick K.
Chief Business Officer
6,000 $8.0035 $48,021 98,622
(Direct)
View
2019-09-13
Sale
2019-09-16
8:32 pm
Pfenex Inc. PFNX Lucy Patrick K.
Chief Business Officer
6,000 $10.01 $60,035 92,622
(Direct)
View
2019-11-27
Sale
2019-11-27
8:41 pm
Pfenex Inc. PFNX Lucy Patrick K.
Chief Business Officer
3,000 $10.03 $30,104 89,622
(Direct)
View
2020-03-02
Sale
2020-03-03
6:04 pm
Pfenex Inc. PFNX Lucy Patrick K.
Chief Business Officer
17,151 $11.24 $192,707 90,246
(Direct)
View
2020-06-16
Sale
2020-06-17
5:16 pm
Pfenex Inc. PFNX Lucy Patrick K.
Chief Business Officer
770 $10.23 $7,873 90,246
(Direct)
View
2020-09-29
Sale
2020-09-30
4:33 pm
Pfenex Inc. PFNX Weiss Asset Management LP
WEISS ANDREW M
WAM GP LLC
10% Owner
100,000 $12.74 $1,273,580 4,220,055
(Indirect)
View

Stock options: Exercise, Award, Grant, Conversion
Transaction
Date
Reported
DateTime
Exercisable
Expiration
Company Symnbol Insider
Relationship
Shares
Traded
Conversion
Price
Shares
Owned
Filing
2019-02-01
Option Award
2019-02-04
5:40 pm
N/A
2029-02-01
Pfenex Inc. PFNX Schimmelpennink Evert B.
Director
300,000 $3.9 300,000
(Direct)
View
2019-02-01
Option Award
2019-02-04
5:44 pm
N/A
2029-02-01
Pfenex Inc. PFNX Knudson Susan A.
CFO
59,000 $3.9 59,000
(Direct)
View
2019-02-01
Option Award
2019-02-04
5:45 pm
N/A
2029-02-01
Pfenex Inc. PFNX Scranton Shawn
COO
18,000 $3.9 18,000
(Direct)
View
2019-02-01
Option Award
2019-02-04
5:45 pm
N/A
2029-02-01
Pfenex Inc. PFNX Lucy Patrick K.
Chief Business Officer
59,000 $3.9 59,000
(Direct)
View
2019-02-28
Option Award
2019-03-04
7:37 pm
N/A
2029-02-28
Pfenex Inc. PFNX Marquet Magda
Director
25,000 $4.49 25,000
(Direct)
View
2019-04-01
Option Award
2019-04-01
7:10 pm
N/A
2029-04-01
Pfenex Inc. PFNX Brenner Martin
SVP Chief Scientific Officer
82,000 $6.15 82,000
(Direct)
View
2019-05-09
Option Award
2019-05-10
5:14 pm
N/A
2029-05-09
Pfenex Inc. PFNX Olafsson Sigurdur O
Director
18,000 $5.78 18,000
(Direct)
View
2019-05-09
Option Award
2019-05-10
5:14 pm
N/A
2029-05-09
Pfenex Inc. PFNX Taylor John Mack
Director
18,000 $5.78 18,000
(Direct)
View
2019-05-09
Option Award
2019-05-10
5:14 pm
N/A
2029-05-09
Pfenex Inc. PFNX SCHNEIDER PHILLIP M
Director
18,000 $5.78 18,000
(Direct)
View
2019-05-09
Option Award
2019-05-10
5:16 pm
N/A
2029-05-09
Pfenex Inc. PFNX Campbell Robin
Director
18,000 $5.78 18,000
(Direct)
View
2019-05-09
Option Award
2019-05-10
5:16 pm
N/A
2029-05-09
Pfenex Inc. PFNX Grenfell-Gardner Jason
Director
18,000 $5.78 18,000
(Direct)
View
2019-08-07
Option Award
2019-08-08
6:09 pm
N/A
2029-08-07
Pfenex Inc. PFNX Masuoka Lorianne
Director
25,000 $5.95 25,000
(Direct)
View
2020-02-03
Option Award
2020-02-03
8:10 pm
N/A
2030-02-03
Pfenex Inc. PFNX Schimmelpennink Evert B.
Director
225,000 $10.89 225,000
(Direct)
View
2020-02-03
Option Award
2020-02-03
8:16 pm
N/A
2030-02-03
Pfenex Inc. PFNX Scranton Shawn
COO
55,000 $10.89 55,000
(Direct)
View
2020-02-03
Option Award
2020-02-03
8:16 pm
N/A
2030-02-03
Pfenex Inc. PFNX Lucy Patrick K.
Chief Business Officer
47,500 $10.89 47,500
(Direct)
View
2020-02-03
Option Award
2020-02-03
8:21 pm
N/A
2030-02-03
Pfenex Inc. PFNX Brenner Martin
Chief Scientific Officer
41,000 $10.89 41,000
(Direct)
View
2020-03-02
Exercise
2020-03-03
6:04 pm
N/A
N/A
Pfenex Inc. PFNX Lucy Patrick K.
Chief Business Officer
17,151 $3.38 90,246
(Direct)
View
2020-03-02
Exercise
2020-03-03
6:04 pm
N/A
2028-02-01
Pfenex Inc. PFNX Lucy Patrick K.
Chief Business Officer
17,151 $3.38 90,246
(Direct)
View
2020-05-08
Option Award
2020-05-11
8:11 pm
N/A
2030-05-08
Pfenex Inc. PFNX Marquet Magda
Director
18,000 $6.43 18,000
(Direct)
View
2020-05-08
Option Award
2020-05-11
8:11 pm
N/A
2030-05-08
Pfenex Inc. PFNX Masuoka Lorianne
Director
18,000 $6.43 18,000
(Direct)
View
2020-05-08
Option Award
2020-05-11
8:13 pm
N/A
2030-05-08
Pfenex Inc. PFNX Campbell Robin
Director
18,000 $6.43 18,000
(Direct)
View
2020-05-08
Option Award
2020-05-11
8:16 pm
N/A
2030-05-08
Pfenex Inc. PFNX Grenfell-Gardner Jason
Director
18,000 $6.43 18,000
(Direct)
View
2020-05-08
Option Award
2020-05-11
8:18 pm
N/A
2030-05-08
Pfenex Inc. PFNX SCHNEIDER PHILLIP M
Director
18,000 $6.43 18,000
(Direct)
View
2020-05-08
Option Award
2020-05-11
8:19 pm
N/A
2030-05-08
Pfenex Inc. PFNX Taylor John Mack
Director
18,000 $6.43 18,000
(Direct)
View
2020-06-16
Exercise
2020-06-17
5:16 pm
N/A
N/A
Pfenex Inc. PFNX Lucy Patrick K.
Chief Business Officer
770 $3.38 90,246
(Direct)
View
2020-06-16
Exercise
2020-06-17
5:16 pm
N/A
2028-02-01
Pfenex Inc. PFNX Lucy Patrick K.
Chief Business Officer
770 $3.38 90,246
(Direct)
View
2020-09-30
Equity Swap
2020-10-02
4:32 pm
N/A
N/A
Pfenex Inc. PFNX Newtyn Management LLC
10% Owner
3,850,000 $0 0
(Indirect)
View
2020-09-30
Equity Swap
2020-10-02
4:35 pm
N/A
N/A
Pfenex Inc. PFNX Weiss Asset Management LP
WEISS ANDREW M
WAM GP LLC
10% Owner
801,424 $12 3,418,631
(Indirect)
View
2020-10-01
Equity Swap
2020-10-05
8:27 pm
2016-05-06
2026-03-01
Pfenex Inc. PFNX Taylor John Mack
Director
25,000 $7.62 0
(Direct)
View
2020-10-01
Equity Swap
2020-10-05
8:27 pm
2017-05-05
2026-05-06
Pfenex Inc. PFNX Taylor John Mack
Director
18,000 $8.1 0
(Direct)
View
2020-10-01
Equity Swap
2020-10-05
8:27 pm
2018-05-09
2027-05-05
Pfenex Inc. PFNX Taylor John Mack
Director
18,000 $4.92 0
(Direct)
View
2020-10-01
Equity Swap
2020-10-05
8:27 pm
2019-05-09
2028-05-09
Pfenex Inc. PFNX Taylor John Mack
Director
18,000 $6.33 0
(Direct)
View
2020-10-01
Equity Swap
2020-10-05
8:27 pm
2020-05-08
2029-05-09
Pfenex Inc. PFNX Taylor John Mack
Director
18,000 $5.78 0
(Direct)
View
2020-10-01
Equity Swap
2020-10-05
8:27 pm
N/A
2030-05-08
Pfenex Inc. PFNX Taylor John Mack
Director
18,000 $6.43 0
(Direct)
View
2020-10-01
Equity Swap
2020-10-05
8:30 pm
N/A
N/A
Pfenex Inc. PFNX Schimmelpennink Evert B.
Director
16,658 $0 0
(Direct)
View
2020-10-01
Equity Swap
2020-10-05
8:30 pm
N/A
N/A
Pfenex Inc. PFNX Schimmelpennink Evert B.
Director
10,000 $0 0
(Indirect)
View
2020-10-01
Equity Swap
2020-10-05
8:30 pm
N/A
2027-09-01
Pfenex Inc. PFNX Schimmelpennink Evert B.
Director
36,290 $3.52 0
(Direct)
View
2020-10-01
Equity Swap
2020-10-05
8:30 pm
N/A
2028-02-01
Pfenex Inc. PFNX Schimmelpennink Evert B.
Director
195,062 $3.38 0
(Direct)
View
2020-10-01
Equity Swap
2020-10-05
8:30 pm
N/A
2029-02-01
Pfenex Inc. PFNX Schimmelpennink Evert B.
Director
300,000 $3.9 0
(Direct)
View
2020-10-01
Equity Swap
2020-10-05
8:30 pm
N/A
2030-02-03
Pfenex Inc. PFNX Schimmelpennink Evert B.
Director
225,000 $10.89 0
(Direct)
View
2020-10-01
Equity Swap
2020-10-05
8:30 pm
N/A
2027-09-01
Pfenex Inc. PFNX Schimmelpennink Evert B.
Director
313,710 $3.52 0
(Direct)
View
2020-10-01
Equity Swap
2020-10-05
8:31 pm
N/A
N/A
Pfenex Inc. PFNX Grenfell-Gardner Jason
Director
10,000 $0 0
(Direct)
View
2020-10-01
Equity Swap
2020-10-05
8:31 pm
2018-05-09
2027-05-05
Pfenex Inc. PFNX Grenfell-Gardner Jason
Director
25,000 $4.92 0
(Direct)
View
2020-10-01
Equity Swap
2020-10-05
8:31 pm
2019-05-09
2028-05-09
Pfenex Inc. PFNX Grenfell-Gardner Jason
Director
18,000 $6.33 0
(Direct)
View
2020-10-01
Equity Swap
2020-10-05
8:31 pm
2020-05-08
2029-05-09
Pfenex Inc. PFNX Grenfell-Gardner Jason
Director
18,000 $5.78 0
(Direct)
View
2020-10-01
Equity Swap
2020-10-05
8:31 pm
N/A
2030-05-08
Pfenex Inc. PFNX Grenfell-Gardner Jason
Director
18,000 $6.43 0
(Direct)
View
2020-10-01
Equity Swap
2020-10-05
8:33 pm
2020-05-08
2029-08-07
Pfenex Inc. PFNX Masuoka Lorianne
Director
25,000 $5.95 0
(Direct)
View
2020-10-01
Equity Swap
2020-10-05
8:33 pm
N/A
2030-05-08
Pfenex Inc. PFNX Masuoka Lorianne
Director
18,000 $6.43 0
(Direct)
View
2020-10-01
Equity Swap
2020-10-05
8:33 pm
N/A
2029-04-01
Pfenex Inc. PFNX Brenner Martin
Chief Scientific Officer
82,000 $6.15 0
(Direct)
View
2020-10-01
Equity Swap
2020-10-05
8:33 pm
N/A
2030-02-03
Pfenex Inc. PFNX Brenner Martin
Chief Scientific Officer
41,000 $10.89 0
(Direct)
View
2020-10-01
Equity Swap
2020-10-05
8:34 pm
N/A
N/A
Pfenex Inc. PFNX Campbell Robin
Director
5,000 $0 0
(Direct)
View
2020-10-01
Equity Swap
2020-10-05
8:34 pm
2015-04-21
2024-09-24
Pfenex Inc. PFNX Campbell Robin
Director
20,000 $6.48 0
(Direct)
View
2020-10-01
Equity Swap
2020-10-05
8:34 pm
2017-05-05
2026-05-06
Pfenex Inc. PFNX Campbell Robin
Director
18,000 $8.1 0
(Direct)
View
2020-10-01
Equity Swap
2020-10-05
8:34 pm
2018-05-09
2027-05-05
Pfenex Inc. PFNX Campbell Robin
Director
18,000 $4.92 0
(Direct)
View
2020-10-01
Equity Swap
2020-10-05
8:34 pm
2019-05-09
2028-05-09
Pfenex Inc. PFNX Campbell Robin
Director
18,000 $6.33 0
(Direct)
View
2020-10-01
Equity Swap
2020-10-05
8:34 pm
2020-05-08
2029-05-09
Pfenex Inc. PFNX Campbell Robin
Director
18,000 $5.78 0
(Direct)
View
2020-10-01
Equity Swap
2020-10-05
8:34 pm
N/A
2030-05-08
Pfenex Inc. PFNX Campbell Robin
Director
18,000 $6.43 0
(Direct)
View
2020-10-01
Equity Swap
2020-10-05
8:36 pm
N/A
2029-02-01
Pfenex Inc. PFNX Scranton Shawn
COO
18,000 $3.9 0
(Direct)
View
2020-10-01
Equity Swap
2020-10-05
8:36 pm
N/A
2030-02-03
Pfenex Inc. PFNX Scranton Shawn
COO
55,000 $10.89 0
(Direct)
View
2020-10-01
Equity Swap
2020-10-05
8:36 pm
N/A
2028-10-01
Pfenex Inc. PFNX Scranton Shawn
COO
82,000 $4.97 0
(Direct)
View
2020-10-01
Equity Swap
2020-10-05
8:36 pm
2020-05-08
2029-02-28
Pfenex Inc. PFNX Marquet Magda
Director
25,000 $4.49 0
(Direct)
View
2020-10-01
Equity Swap
2020-10-05
8:36 pm
N/A
2030-05-08
Pfenex Inc. PFNX Marquet Magda
Director
18,000 $6.43 0
(Direct)
View
2020-10-01
Equity Swap
2020-10-05
8:38 pm
N/A
N/A
Pfenex Inc. PFNX Lucy Patrick K.
Chief Business Officer
90,246 $0 0
(Direct)
View
2020-10-01
Equity Swap
2020-10-05
8:38 pm
N/A
2025-02-02
Pfenex Inc. PFNX Lucy Patrick K.
Chief Business Officer
41,000 $6.9 0
(Direct)
View
2020-10-01
Equity Swap
2020-10-05
8:38 pm
N/A
2026-02-01
Pfenex Inc. PFNX Lucy Patrick K.
Chief Business Officer
41,970 $9.19 0
(Direct)
View
2020-10-01
Equity Swap
2020-10-05
8:38 pm
N/A
2027-03-01
Pfenex Inc. PFNX Lucy Patrick K.
Chief Business Officer
11,238 $7.47 0
(Direct)
View
2020-10-01
Equity Swap
2020-10-05
8:38 pm
N/A
2027-03-01
Pfenex Inc. PFNX Lucy Patrick K.
Chief Business Officer
85,000 $7.47 0
(Direct)
View
2020-10-01
Equity Swap
2020-10-05
8:38 pm
N/A
2028-02-01
Pfenex Inc. PFNX Lucy Patrick K.
Chief Business Officer
60,486 $3.38 0
(Direct)
View
2020-10-01
Equity Swap
2020-10-05
8:38 pm
N/A
2029-02-01
Pfenex Inc. PFNX Lucy Patrick K.
Chief Business Officer
59,000 $3.9 0
(Direct)
View
2020-10-01
Equity Swap
2020-10-05
8:38 pm
N/A
2030-02-03
Pfenex Inc. PFNX Lucy Patrick K.
Chief Business Officer
47,500 $10.89 0
(Direct)
View
2020-10-01
Equity Swap
2020-10-05
8:38 pm
N/A
2024-06-17
Pfenex Inc. PFNX Lucy Patrick K.
Chief Business Officer
26,671 $11.59 0
(Direct)
View
2020-10-01
Equity Swap
2020-10-05
8:53 pm
N/A
N/A
Pfenex Inc. PFNX SCHNEIDER PHILLIP M
Director
11,000 $0 0
(Indirect)
View
2020-10-01
Equity Swap
2020-10-05
8:53 pm
2015-04-21
2024-07-24
Pfenex Inc. PFNX SCHNEIDER PHILLIP M
Director
20,000 $5.3 0
(Direct)
View
2020-10-01
Equity Swap
2020-10-05
8:53 pm
2017-05-05
2026-05-06
Pfenex Inc. PFNX SCHNEIDER PHILLIP M
Director
18,000 $8.1 0
(Direct)
View
2020-10-01
Equity Swap
2020-10-05
8:53 pm
2018-05-09
2027-05-05
Pfenex Inc. PFNX SCHNEIDER PHILLIP M
Director
18,000 $4.92 0
(Direct)
View
2020-10-01
Equity Swap
2020-10-05
8:53 pm
2019-05-09
2028-05-09
Pfenex Inc. PFNX SCHNEIDER PHILLIP M
Director
18,000 $6.33 0
(Direct)
View
2020-10-01
Equity Swap
2020-10-05
8:53 pm
2020-05-08
2029-05-09
Pfenex Inc. PFNX SCHNEIDER PHILLIP M
Director
18,000 $5.78 0
(Direct)
View
2020-10-01
Equity Swap
2020-10-05
8:53 pm
N/A
2030-05-08
Pfenex Inc. PFNX SCHNEIDER PHILLIP M
Director
18,000 $6.43 0
(Direct)
View
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