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Insider Trading - RUSSELL-DOWE MICHELLE LYN

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SPAC List: List of Special Purpose Acquisition Companies

Insider Trading Transactions for RUSSELL-DOWE MICHELLE LYN

Common stock purchase or sale:
Transaction
Date
Reported
DateTime
Company Symbol Insider
Relationship
Shares
Traded
Average
Price
Total
Amount
Shares
Owned
Filing
2012-10-26
Purchase
2016-05-19
4:36 pm
BROOKFIELD TOTAL RETURN FUND INC HTR.R RUSSELL-DOWE MICHELLE LYN
Portfolio Manager
1,512 $22.12 $33,448 2,737
(Indirect
Direct)
View
2013-03-26
Purchase(A)
2016-05-23
5:18 pm
Brookfield Mortgage Opportunity Income Fund Inc. BOI RUSSELL-DOWE MICHELLE LYN
Portfolio Manager
500 $20 $10,000 13,650
(Direct)
View
(A) Indicate amendment filing.

Stock options: Exercise, Award, Grant, Conversion
Transaction
Date
Reported
DateTime
Exercisable
Expiration
Company Symnbol Insider
Relationship
Shares
Traded
Conversion
Price
Shares
Owned
Filing
2016-12-05
Option Award
2016-12-06
2:31 pm
N/A
N/A
Brookfield Real Assets Income Fund Inc. RA RUSSELL-DOWE MICHELLE LYN
Sub-Adviser's Portfolio Mgr.
12,902 $0 892
(Direct)
View
2016-12-05
Option Award
2016-12-06
2:31 pm
N/A
N/A
Brookfield Real Assets Income Fund Inc. RA RUSSELL-DOWE MICHELLE LYN
Sub-Adviser's Portfolio Mgr.
2,622 $0 892
(Direct)
View
2016-12-05
Option Award
2016-12-06
2:31 pm
N/A
N/A
Brookfield Real Assets Income Fund Inc. RA RUSSELL-DOWE MICHELLE LYN
Sub-Adviser's Portfolio Mgr.
892 $0 892
(Indirect)
View
2016-12-05
Disposition
2016-12-06
4:07 pm
N/A
N/A
Brookfield Mortgage Opportunity Income Fund Inc. BOI RUSSELL-DOWE MICHELLE LYN
Sub-Adviser's Portfolio Mgr.
19,650 $0 0
(Direct)
View
2016-12-05
Disposition
2016-12-06
4:17 pm
N/A
N/A
BROOKFIELD TOTAL RETURN FUND INC HTR RUSSELL-DOWE MICHELLE LYN
Sub-Adviser's Portfolio Mgr.
2,737 $0 0
(Direct)
View
2016-12-05
Disposition
2016-12-06
4:17 pm
N/A
N/A
BROOKFIELD TOTAL RETURN FUND INC HTR RUSSELL-DOWE MICHELLE LYN
Sub-Adviser's Portfolio Mgr.
931 $0 0
(Direct)
View