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Insider Trading - root9B Holdings Inc. (RTNB)

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SPAC List: List of Special Purpose Acquisition Companies

RTNB Insider Trading Transactions for root9B Holdings Inc.

Common stock purchase or sale:
Transaction
Date
Reported
DateTime
Company Symbol Insider
Relationship
Shares
Traded
Average
Price
Total
Amount
Shares
Owned
Filing
2016-03-10
Purchase(A)
2016-03-14
7:32 pm
root9B Technologies Inc. RTNB Wachtler Daniel William
CEO
COO
230,273 $1.1 $253,300 6,229,293
(Indirect)
View
2016-04-29
Sale
2016-05-06
3:17 pm
root9B Technologies Inc. RTNB Clark Wesley
Director
10,000 $1.235 $12,350 52,000
(Direct)
View
2016-05-10
Sale
2016-05-12
5:58 pm
root9B Technologies Inc. RTNB Clark Wesley
Director
40,000 $1.1285 $45,140 52,000
(Direct)
View
2016-05-16
Sale
2016-05-18
6:03 pm
root9B Technologies Inc. RTNB Clark Wesley
Director
20,000 $1.1 $22,000 32,000
(Direct)
View
2016-05-23
Sale
2016-05-31
09:26 am
root9B Technologies Inc. RTNB Clark Wesley
Director
25,000 $1.18 $29,500 57,000
(Direct)
View
2016-05-26
Sale
2016-06-01
5:50 pm
root9B Technologies Inc. RTNB Clark Wesley
Director
25,000 $1.18 $29,500 32,000
(Direct)
View
2017-05-19
Purchase
2017-05-23
08:48 am
root9B Holdings Inc. RTNB Quad Capital Management Advisors LLC
Guarino John
Ciampi Guerino
10% Owner
4,317 $7.1488 $30,861 547,539
(Indirect)
View
2017-05-23
Purchase
2017-05-24
4:46 pm
root9B Holdings Inc. RTNB Quad Capital Management Advisors LLC
Guarino John
Ciampi Guerino
10% Owner
2,032 $7.3 $14,834 549,571
(Indirect)
View
2017-05-25
Purchase
2017-05-26
10:12 am
root9B Holdings Inc. RTNB Quad Capital Management Advisors LLC
Guarino John
Ciampi Guerino
10% Owner
10,400 $7.44 $77,376 559,971
(Indirect)
View
2017-05-26
Purchase
2017-05-30
4:12 pm
root9B Holdings Inc. RTNB Quad Capital Management Advisors LLC
Guarino John
Ciampi Guerino
10% Owner
3,200 $6.82 $21,824 563,171
(Indirect)
View
2017-06-01
Purchase
2017-06-02
4:31 pm
root9B Holdings Inc. RTNB Quad Capital Management Advisors LLC
Guarino John
Ciampi Guerino
10% Owner
8,500 $7.8576 $66,790 571,671
(Indirect)
View
2017-06-07
Purchase
2017-06-08
4:15 pm
root9B Holdings Inc. RTNB Quad Capital Management Advisors LLC
Guarino John
Ciampi Guerino
10% Owner
6,000 $7.06 $42,360 577,671
(Indirect)
View
2017-06-09
Purchase
2017-06-12
4:17 pm
root9B Holdings Inc. RTNB Quad Capital Management Advisors LLC
Guarino John
Ciampi Guerino
10% Owner
2,802 $6.8097 $19,081 696,839
(Indirect)
View
2017-06-13
Purchase
2017-06-14
4:18 pm
root9B Holdings Inc. RTNB Quad Capital Management Advisors LLC
Guarino John
Ciampi Guerino
10% Owner
132 $6.99 $923 580,605
(Indirect)
View
2017-06-20
Purchase
2017-06-21
5:06 pm
root9B Holdings Inc. RTNB Quad Capital Management Advisors LLC
Guarino John
Ciampi Guerino
10% Owner
2,148 $6.871 $14,759 582,753
(Indirect)
View
2017-06-23
Purchase
2017-06-26
4:23 pm
root9B Holdings Inc. RTNB Quad Capital Management Advisors LLC
Guarino John
Ciampi Guerino
10% Owner
22,182 $8.14 $180,561 604,935
(Indirect)
View
2017-06-27
Purchase
2017-06-28
4:32 pm
root9B Holdings Inc. RTNB Quad Capital Management Advisors LLC
Guarino John
Ciampi Guerino
10% Owner
600 $8.49 $5,094 605,535
(Indirect)
View
2017-06-29
Purchase
2017-06-30
4:43 pm
root9B Holdings Inc. RTNB Quad Capital Management Advisors LLC
Guarino John
Ciampi Guerino
10% Owner
1,000 $8.95 $8,950 606,535
(Indirect)
View
2017-08-22
Sale
2017-08-23
7:03 pm
root9B Holdings Inc. RTNB Quad Capital Management Advisors LLC
Guarino John
Ciampi Guerino
10% Owner
378,697 $2.8428 $1,076,572 568,825
(Indirect)
View
2017-08-22
Sale(A)
2017-08-25
4:08 pm
root9B Holdings Inc. RTNB Quad Capital Management Advisors LLC
10% Owner
378,697 $2.8428 $1,076,572 502,158
(Indirect)
View
(A) Indicate amendment filing.

Stock options: Exercise, Award, Grant, Conversion
Transaction
Date
Reported
DateTime
Exercisable
Expiration
Company Symnbol Insider
Relationship
Shares
Traded
Conversion
Price
Shares
Owned
Filing
2016-03-10
Purchase
2016-03-14
7:32 pm
2016-03-10
2021-03-10
root9B Technologies Inc. RTNB Wachtler Daniel William
CEO
COO
230,273 $1.1 6,229,293
(Indirect)
View
2016-03-10
Purchase
2016-03-15
4:08 pm
2016-03-10
2021-03-10
root9B Technologies Inc. RTNB CATSIMATIDIS JOHN A
Director
220,682 $1.1 220,682
(Indirect)
View
2016-04-18
Exercise
2016-04-20
5:24 pm
N/A
N/A
root9B Technologies Inc. RTNB Clark Wesley
Director
10,000 $0.65 290,000
(Direct)
View
2016-04-18
Exercise
2016-04-20
5:24 pm
2012-08-14
2022-08-14
root9B Technologies Inc. RTNB Clark Wesley
Director
10,000 $0.65 290,000
(Direct)
View
2016-05-04
Exercise
2016-05-05
6:57 pm
N/A
N/A
root9B Technologies Inc. RTNB Clark Wesley
Director
20,000 $0.65 270,000
(Direct)
View
2016-05-04
Exercise
2016-05-05
6:57 pm
2012-08-14
2022-08-14
root9B Technologies Inc. RTNB Clark Wesley
Director
20,000 $0.65 270,000
(Direct)
View
2016-05-05
Exercise
2016-05-09
08:41 am
N/A
N/A
root9B Technologies Inc. RTNB Clark Wesley
Director
20,000 $0.65 230,000
(Direct)
View
2016-05-05
Exercise
2016-05-09
08:41 am
N/A
N/A
root9B Technologies Inc. RTNB Clark Wesley
Director
20,000 $0.65 230,000
(Direct)
View
2016-05-05
Exercise
2016-05-09
08:41 am
2012-08-14
2022-08-14
root9B Technologies Inc. RTNB Clark Wesley
Director
20,000 $0.65 230,000
(Direct)
View
2016-05-05
Exercise
2016-05-09
08:41 am
2012-08-14
2022-08-14
root9B Technologies Inc. RTNB Clark Wesley
Director
20,000 $0.65 230,000
(Direct)
View
2016-05-16
Exercise
2016-05-18
6:03 pm
N/A
N/A
root9B Technologies Inc. RTNB Clark Wesley
Director
25,000 $0.65 32,000
(Direct)
View
2016-05-16
Exercise
2016-05-18
6:03 pm
2012-08-14
2022-08-14
root9B Technologies Inc. RTNB Clark Wesley
Director
25,000 $0.65 32,000
(Direct)
View
2016-05-23
Exercise
2016-05-31
09:26 am
N/A
N/A
root9B Technologies Inc. RTNB Clark Wesley
Director
25,000 $0.65 57,000
(Direct)
View
2016-05-23
Exercise
2016-05-31
09:26 am
2012-08-14
2022-08-14
root9B Technologies Inc. RTNB Clark Wesley
Director
25,000 $0.65 57,000
(Direct)
View
2016-05-26
Exercise
2016-06-01
5:50 pm
N/A
N/A
root9B Technologies Inc. RTNB Clark Wesley
Director
25,000 $0.65 32,000
(Direct)
View
2016-05-26
Exercise
2016-06-01
5:50 pm
2012-08-14
2022-08-14
root9B Technologies Inc. RTNB Clark Wesley
Director
25,000 $0.65 32,000
(Direct)
View
2016-06-10
Disposition
2016-06-14
9:57 pm
N/A
2016-06-10
root9B Technologies Inc. RTNB Morris Gregory C
Director
50,000 $1.05 50,000
(Direct)
View
2016-06-10
Option Award
2016-06-14
9:57 pm
N/A
2019-06-10
root9B Technologies Inc. RTNB Morris Gregory C
Director
50,000 $1.75 50,000
(Direct)
View
2016-06-10
Disposition
2016-06-14
9:57 pm
N/A
2016-06-10
root9B Technologies Inc. RTNB BLECH ISAAC
Director
10% Owner
50,000 $1.05 50,000
(Direct)
View
2016-06-10
Option Award
2016-06-14
9:57 pm
N/A
2019-06-10
root9B Technologies Inc. RTNB BLECH ISAAC
Director
10% Owner
50,000 $1.75 50,000
(Direct)
View
2016-06-10
Disposition
2016-06-14
9:57 pm
N/A
2016-06-10
root9B Technologies Inc. RTNB Sucoff Cary
Director
50,000 $1.05 50,000
(Direct)
View
2016-06-10
Option Award
2016-06-14
9:57 pm
N/A
2019-06-10
root9B Technologies Inc. RTNB Sucoff Cary
Director
50,000 $1.75 50,000
(Direct)
View
2016-07-22
Option Award
2016-07-26
1:07 pm
2016-07-22
2021-07-22
root9B Technologies Inc. RTNB Sucoff Cary
Director
25,000 $1.07 25,000
(Direct)
View
2016-07-22
Option Award
2016-07-26
1:14 pm
2016-07-22
2021-07-22
root9B Technologies Inc. RTNB SARTOR ANTHONY
Director
25,000 $1.07 25,000
(Direct)
View
2016-07-22
Option Award
2016-07-26
1:20 pm
2016-07-22
2021-07-22
root9B Technologies Inc. RTNB Carnahan Kevin Todd
Director
25,000 $1.07 25,000
(Direct)
View
2016-07-26
Option Award
2016-07-26
1:26 pm
2016-07-22
2021-07-22
root9B Technologies Inc. RTNB Morris Gregory C
Director
25,000 $1.07 25,000
(Direct)
View
2016-07-22
Option Award
2016-07-26
1:32 pm
2016-07-22
2021-07-22
root9B Technologies Inc. RTNB BLECH ISAAC
Director
10% Owner
25,000 $1.07 25,000
(Direct)
View
2016-07-22
Option Award
2016-07-26
1:38 pm
2016-07-22
2021-07-22
root9B Technologies Inc. RTNB SIEGEL SEYMOUR
Director
25,000 $1.07 25,000
(Direct)
View
2016-11-14
Disposition
2016-11-16
9:30 pm
2012-12-31
2017-12-31
root9B Technologies Inc. RTNB GRANO JOSEPH J JR
CEO
Chairman
1,036,842 $0.76 528,789
(Indirect)
View
2016-11-14
Option Award
2016-11-16
9:30 pm
2016-11-14
2017-12-31
root9B Technologies Inc. RTNB GRANO JOSEPH J JR
CEO
Chairman
528,789 $0.76 528,789
(Direct)
View
2016-11-01
Option Award
2016-12-12
8:56 pm
2016-11-01
2026-11-01
root9B Holdings Inc. RTNB Hipkins Eric Scott
CEO
COO
1,325,893 $0.68 1,325,893
(Direct)
View
2016-12-09
Option Award
2016-12-12
8:59 pm
2016-12-09
2026-12-09
root9B Holdings Inc. RTNB Hoke William
CFO
20,000 $10 20,000
(Direct)
View
2016-12-09
Option Award
2016-12-16
5:45 pm
2016-12-09
2026-12-09
root9B Holdings Inc. RTNB Hoke William
CFO
20,000 $10.45 20,000
(Direct)
View
2017-01-25
Purchase
2017-01-27
6:38 pm
2017-07-25
2020-01-25
root9B Holdings Inc. RTNB GRANO JOSEPH J JR
CEO
Chairman
20,833 $12 10,416
(Direct)
View
2017-01-25
Purchase
2017-01-27
6:38 pm
2017-07-25
2020-01-25
root9B Holdings Inc. RTNB GRANO JOSEPH J JR
CEO
Chairman
10,416 $12 10,416
(Direct)
View