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Insider Trading - root9B Holdings Inc. (RTNB)
| | "Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise" - Peter Lynch What is insider trading>> SPAC List: List of Special Purpose Acquisition Companies |
Common stock purchase or sale:
| Transaction Date | Reported DateTime | Company | Symbol | Insider Relationship | Shares Traded | Average Price | Total Amount | Shares Owned | Filing |
| 2016-03-10 Purchase(A) | 2016-03-14 7:32 pm | root9B Technologies Inc. | RTNB | Wachtler Daniel William CEO COO | 230,273 | $1.1 | $253,300 | 6,229,293 (Indirect) | View |
| 2016-04-29 Sale | 2016-05-06 3:17 pm | root9B Technologies Inc. | RTNB | Clark Wesley Director | 10,000 | $1.235 | $12,350 | 52,000 (Direct) | View |
| 2016-05-10 Sale | 2016-05-12 5:58 pm | root9B Technologies Inc. | RTNB | Clark Wesley Director | 40,000 | $1.1285 | $45,140 | 52,000 (Direct) | View |
| 2016-05-16 Sale | 2016-05-18 6:03 pm | root9B Technologies Inc. | RTNB | Clark Wesley Director | 20,000 | $1.1 | $22,000 | 32,000 (Direct) | View |
| 2016-05-23 Sale | 2016-05-31 09:26 am | root9B Technologies Inc. | RTNB | Clark Wesley Director | 25,000 | $1.18 | $29,500 | 57,000 (Direct) | View |
| 2016-05-26 Sale | 2016-06-01 5:50 pm | root9B Technologies Inc. | RTNB | Clark Wesley Director | 25,000 | $1.18 | $29,500 | 32,000 (Direct) | View |
| 2017-05-19 Purchase | 2017-05-23 08:48 am | root9B Holdings Inc. | RTNB | Quad Capital Management Advisors LLC Guarino John Ciampi Guerino 10% Owner | 4,317 | $7.1488 | $30,861 | 547,539 (Indirect) | View |
| 2017-05-23 Purchase | 2017-05-24 4:46 pm | root9B Holdings Inc. | RTNB | Quad Capital Management Advisors LLC Guarino John Ciampi Guerino 10% Owner | 2,032 | $7.3 | $14,834 | 549,571 (Indirect) | View |
| 2017-05-25 Purchase | 2017-05-26 10:12 am | root9B Holdings Inc. | RTNB | Quad Capital Management Advisors LLC Guarino John Ciampi Guerino 10% Owner | 10,400 | $7.44 | $77,376 | 559,971 (Indirect) | View |
| 2017-05-26 Purchase | 2017-05-30 4:12 pm | root9B Holdings Inc. | RTNB | Quad Capital Management Advisors LLC Guarino John Ciampi Guerino 10% Owner | 3,200 | $6.82 | $21,824 | 563,171 (Indirect) | View |
| 2017-06-01 Purchase | 2017-06-02 4:31 pm | root9B Holdings Inc. | RTNB | Quad Capital Management Advisors LLC Guarino John Ciampi Guerino 10% Owner | 8,500 | $7.8576 | $66,790 | 571,671 (Indirect) | View |
| 2017-06-07 Purchase | 2017-06-08 4:15 pm | root9B Holdings Inc. | RTNB | Quad Capital Management Advisors LLC Guarino John Ciampi Guerino 10% Owner | 6,000 | $7.06 | $42,360 | 577,671 (Indirect) | View |
| 2017-06-09 Purchase | 2017-06-12 4:17 pm | root9B Holdings Inc. | RTNB | Quad Capital Management Advisors LLC Guarino John Ciampi Guerino 10% Owner | 2,802 | $6.8097 | $19,081 | 696,839 (Indirect) | View |
| 2017-06-13 Purchase | 2017-06-14 4:18 pm | root9B Holdings Inc. | RTNB | Quad Capital Management Advisors LLC Guarino John Ciampi Guerino 10% Owner | 132 | $6.99 | $923 | 580,605 (Indirect) | View |
| 2017-06-20 Purchase | 2017-06-21 5:06 pm | root9B Holdings Inc. | RTNB | Quad Capital Management Advisors LLC Guarino John Ciampi Guerino 10% Owner | 2,148 | $6.871 | $14,759 | 582,753 (Indirect) | View |
| 2017-06-23 Purchase | 2017-06-26 4:23 pm | root9B Holdings Inc. | RTNB | Quad Capital Management Advisors LLC Guarino John Ciampi Guerino 10% Owner | 22,182 | $8.14 | $180,561 | 604,935 (Indirect) | View |
| 2017-06-27 Purchase | 2017-06-28 4:32 pm | root9B Holdings Inc. | RTNB | Quad Capital Management Advisors LLC Guarino John Ciampi Guerino 10% Owner | 600 | $8.49 | $5,094 | 605,535 (Indirect) | View |
| 2017-06-29 Purchase | 2017-06-30 4:43 pm | root9B Holdings Inc. | RTNB | Quad Capital Management Advisors LLC Guarino John Ciampi Guerino 10% Owner | 1,000 | $8.95 | $8,950 | 606,535 (Indirect) | View |
| 2017-08-22 Sale | 2017-08-23 7:03 pm | root9B Holdings Inc. | RTNB | Quad Capital Management Advisors LLC Guarino John Ciampi Guerino 10% Owner | 378,697 | $2.8428 | $1,076,572 | 568,825 (Indirect) | View |
| 2017-08-22 Sale(A) | 2017-08-25 4:08 pm | root9B Holdings Inc. | RTNB | Quad Capital Management Advisors LLC 10% Owner | 378,697 | $2.8428 | $1,076,572 | 502,158 (Indirect) | View |
Stock options: Exercise, Award, Grant, Conversion
| Transaction Date | Reported DateTime | Exercisable Expiration | Company | Symnbol | Insider Relationship | Shares Traded | Conversion Price | Shares Owned | Filing |
| 2016-03-10 Purchase | 2016-03-14 7:32 pm | 2016-03-10 2021-03-10 | root9B Technologies Inc. | RTNB | Wachtler Daniel William CEO COO | 230,273 | $1.1 | 6,229,293 (Indirect) | View |
| 2016-03-10 Purchase | 2016-03-15 4:08 pm | 2016-03-10 2021-03-10 | root9B Technologies Inc. | RTNB | CATSIMATIDIS JOHN A Director | 220,682 | $1.1 | 220,682 (Indirect) | View |
| 2016-04-18 Exercise | 2016-04-20 5:24 pm | N/A N/A | root9B Technologies Inc. | RTNB | Clark Wesley Director | 10,000 | $0.65 | 290,000 (Direct) | View |
| 2016-04-18 Exercise | 2016-04-20 5:24 pm | 2012-08-14 2022-08-14 | root9B Technologies Inc. | RTNB | Clark Wesley Director | 10,000 | $0.65 | 290,000 (Direct) | View |
| 2016-05-04 Exercise | 2016-05-05 6:57 pm | N/A N/A | root9B Technologies Inc. | RTNB | Clark Wesley Director | 20,000 | $0.65 | 270,000 (Direct) | View |
| 2016-05-04 Exercise | 2016-05-05 6:57 pm | 2012-08-14 2022-08-14 | root9B Technologies Inc. | RTNB | Clark Wesley Director | 20,000 | $0.65 | 270,000 (Direct) | View |
| 2016-05-05 Exercise | 2016-05-09 08:41 am | N/A N/A | root9B Technologies Inc. | RTNB | Clark Wesley Director | 20,000 | $0.65 | 230,000 (Direct) | View |
| 2016-05-05 Exercise | 2016-05-09 08:41 am | N/A N/A | root9B Technologies Inc. | RTNB | Clark Wesley Director | 20,000 | $0.65 | 230,000 (Direct) | View |
| 2016-05-05 Exercise | 2016-05-09 08:41 am | 2012-08-14 2022-08-14 | root9B Technologies Inc. | RTNB | Clark Wesley Director | 20,000 | $0.65 | 230,000 (Direct) | View |
| 2016-05-05 Exercise | 2016-05-09 08:41 am | 2012-08-14 2022-08-14 | root9B Technologies Inc. | RTNB | Clark Wesley Director | 20,000 | $0.65 | 230,000 (Direct) | View |
| 2016-05-16 Exercise | 2016-05-18 6:03 pm | N/A N/A | root9B Technologies Inc. | RTNB | Clark Wesley Director | 25,000 | $0.65 | 32,000 (Direct) | View |
| 2016-05-16 Exercise | 2016-05-18 6:03 pm | 2012-08-14 2022-08-14 | root9B Technologies Inc. | RTNB | Clark Wesley Director | 25,000 | $0.65 | 32,000 (Direct) | View |
| 2016-05-23 Exercise | 2016-05-31 09:26 am | N/A N/A | root9B Technologies Inc. | RTNB | Clark Wesley Director | 25,000 | $0.65 | 57,000 (Direct) | View |
| 2016-05-23 Exercise | 2016-05-31 09:26 am | 2012-08-14 2022-08-14 | root9B Technologies Inc. | RTNB | Clark Wesley Director | 25,000 | $0.65 | 57,000 (Direct) | View |
| 2016-05-26 Exercise | 2016-06-01 5:50 pm | N/A N/A | root9B Technologies Inc. | RTNB | Clark Wesley Director | 25,000 | $0.65 | 32,000 (Direct) | View |
| 2016-05-26 Exercise | 2016-06-01 5:50 pm | 2012-08-14 2022-08-14 | root9B Technologies Inc. | RTNB | Clark Wesley Director | 25,000 | $0.65 | 32,000 (Direct) | View |
| 2016-06-10 Disposition | 2016-06-14 9:57 pm | N/A 2016-06-10 | root9B Technologies Inc. | RTNB | Morris Gregory C Director | 50,000 | $1.05 | 50,000 (Direct) | View |
| 2016-06-10 Option Award | 2016-06-14 9:57 pm | N/A 2019-06-10 | root9B Technologies Inc. | RTNB | Morris Gregory C Director | 50,000 | $1.75 | 50,000 (Direct) | View |
| 2016-06-10 Disposition | 2016-06-14 9:57 pm | N/A 2016-06-10 | root9B Technologies Inc. | RTNB | BLECH ISAAC Director 10% Owner | 50,000 | $1.05 | 50,000 (Direct) | View |
| 2016-06-10 Option Award | 2016-06-14 9:57 pm | N/A 2019-06-10 | root9B Technologies Inc. | RTNB | BLECH ISAAC Director 10% Owner | 50,000 | $1.75 | 50,000 (Direct) | View |
| 2016-06-10 Disposition | 2016-06-14 9:57 pm | N/A 2016-06-10 | root9B Technologies Inc. | RTNB | Sucoff Cary Director | 50,000 | $1.05 | 50,000 (Direct) | View |
| 2016-06-10 Option Award | 2016-06-14 9:57 pm | N/A 2019-06-10 | root9B Technologies Inc. | RTNB | Sucoff Cary Director | 50,000 | $1.75 | 50,000 (Direct) | View |
| 2016-07-22 Option Award | 2016-07-26 1:07 pm | 2016-07-22 2021-07-22 | root9B Technologies Inc. | RTNB | Sucoff Cary Director | 25,000 | $1.07 | 25,000 (Direct) | View |
| 2016-07-22 Option Award | 2016-07-26 1:14 pm | 2016-07-22 2021-07-22 | root9B Technologies Inc. | RTNB | SARTOR ANTHONY Director | 25,000 | $1.07 | 25,000 (Direct) | View |
| 2016-07-22 Option Award | 2016-07-26 1:20 pm | 2016-07-22 2021-07-22 | root9B Technologies Inc. | RTNB | Carnahan Kevin Todd Director | 25,000 | $1.07 | 25,000 (Direct) | View |
| 2016-07-26 Option Award | 2016-07-26 1:26 pm | 2016-07-22 2021-07-22 | root9B Technologies Inc. | RTNB | Morris Gregory C Director | 25,000 | $1.07 | 25,000 (Direct) | View |
| 2016-07-22 Option Award | 2016-07-26 1:32 pm | 2016-07-22 2021-07-22 | root9B Technologies Inc. | RTNB | BLECH ISAAC Director 10% Owner | 25,000 | $1.07 | 25,000 (Direct) | View |
| 2016-07-22 Option Award | 2016-07-26 1:38 pm | 2016-07-22 2021-07-22 | root9B Technologies Inc. | RTNB | SIEGEL SEYMOUR Director | 25,000 | $1.07 | 25,000 (Direct) | View |
| 2016-11-14 Disposition | 2016-11-16 9:30 pm | 2012-12-31 2017-12-31 | root9B Technologies Inc. | RTNB | GRANO JOSEPH J JR CEO Chairman | 1,036,842 | $0.76 | 528,789 (Indirect) | View |
| 2016-11-14 Option Award | 2016-11-16 9:30 pm | 2016-11-14 2017-12-31 | root9B Technologies Inc. | RTNB | GRANO JOSEPH J JR CEO Chairman | 528,789 | $0.76 | 528,789 (Direct) | View |
| 2016-11-01 Option Award | 2016-12-12 8:56 pm | 2016-11-01 2026-11-01 | root9B Holdings Inc. | RTNB | Hipkins Eric Scott CEO COO | 1,325,893 | $0.68 | 1,325,893 (Direct) | View |
| 2016-12-09 Option Award | 2016-12-12 8:59 pm | 2016-12-09 2026-12-09 | root9B Holdings Inc. | RTNB | Hoke William CFO | 20,000 | $10 | 20,000 (Direct) | View |
| 2016-12-09 Option Award | 2016-12-16 5:45 pm | 2016-12-09 2026-12-09 | root9B Holdings Inc. | RTNB | Hoke William CFO | 20,000 | $10.45 | 20,000 (Direct) | View |
| 2017-01-25 Purchase | 2017-01-27 6:38 pm | 2017-07-25 2020-01-25 | root9B Holdings Inc. | RTNB | GRANO JOSEPH J JR CEO Chairman | 20,833 | $12 | 10,416 (Direct) | View |
| 2017-01-25 Purchase | 2017-01-27 6:38 pm | 2017-07-25 2020-01-25 | root9B Holdings Inc. | RTNB | GRANO JOSEPH J JR CEO Chairman | 10,416 | $12 | 10,416 (Direct) | View |