CHN Insider Holders & Insider Ownership

List of insiders holdings for CHINA FUND INC:

Shares directly owned by the insider.
Shares indirectly owned by the insider.
Total shares owned by the insider (sum of shares directly and indirectly owned).
Total market value if available.
Shares are not adjusted for stock split.

"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
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#	Insider Holder Name	Report Date Time	Shares Owned Directly Indirectly	Total Shares Owned	Filing
1	CITY OF LONDON INVESTMENT GROUP PLC CITY OF LONDON INVESTMENT MANAGEMENT CO LTD 10% Owner	2020-02-12 16:24:11	3,324,067 0	3,324,067	Form 13G
2	KE SHIFENG Vice President	2012-12-10 10:22:11	0 33,936	33,936	Form 5
3	RUFFLE CHRIS Vice President	2011-12-09 12:40:51	0 29,400	29,400	Form 5
4	SKINNER JAMIE President	2012-12-10 10:20:43	3,250 0	3,250	Form 5
5	ROGERS JOE O Director	2018-12-17 16:32:22	3,245 0	3,245	Form 5
6	Silver Richard Director	2018-09-07 10:25:55	3,000 0	3,000	Form 4
7	FRENCH GARY L Director	2014-01-14 14:59:19	2,500 0	2,500	Form 4
8	LIGHTBURN JAMES J Director	2008-08-29 10:15:46	1,866 0	1,866	Form 4
9	Kirby William Director	2010-03-09 16:24:05	1,538 0	1,538	Form 4
10	TREMAIN ALAN Director	2006-05-05 15:02:04	1,195 0	1,195	Form 4
11	Iwanicki George John JR Director	2022-01-28 16:53:22	1,100 0	1,100	Form 4
12	Hu Yan Director	2023-09-29 10:16:56	1000 0	1000	Form 4
13	TULLOCH NIGEL S Director	2005-08-22 15:18:09	701 0	701	Form 4
14	Reid Julian Director	2019-12-30 13:56:09	500 0	500	Form 4
15	Link Brian F Secretary	2014-07-17 16:38:40	0 0	0	Form 3
16	Sluyters Julian Affiliated Person	2014-04-09 16:39:58	0 0	0	Form 3/A
17	Coop Tracie Annette Secretary	2014-12-16 13:45:09	0 0	0	Form 5
18	PHUA Adam Joo Han President	2014-12-16 15:33:01	0 0	0	Form 5
19	Bengtson-Olivieri Erin Affiliated Person	2014-04-29 17:20:32	0 0	0	Form 3
20	Bonanno Peter Affiliated Person	2015-01-07 15:22:56	0 0	0	Form 3
21	Flaherty Matthew W Assistant Treasurer	2015-05-06 14:09:17	0 0	0	Form 3
22	Coughlin Linda C Director	2015-09-23 13:30:00	0 0	0	Form 3
23	Hayes Francine Sophia Assistant Secretary	2015-12-29 13:20:05	0 0	0	Form 5
24	HALLET CHAD C Assistant Treasurer	2015-12-29 13:23:11	0 0	0	Form 5
25	Dell Laura F. Treasurer	2015-12-29 13:25:38	0 0	0	Form 5
26	Rohweder Herold Affiliated Person	2014-04-09 16:39:03	0 0	0	Form 3/A
27	Owen David C. Affiliated Person	2014-04-09 16:37:42	0 0	0	Form 3/A
28	Parker Jeffrey D See remarks	2016-06-17 14:46:01	0 0	0	Form 3
29	CONNOLLY CAROLINE Assistant Treasurer	2015-12-29 13:30:04	0 0	0	Form 5
30	Eu Douglas SEE REMARKS	2016-01-08 17:22:15	0 0	0	Form 3
31	Kumar Satya SEE REMARKS	2016-01-13 19:27:35	0 0	0	Form 3
32	Carlino Giorgio SEE REMARKS	2016-01-13 19:07:24	0 0	0	Form 3
33	Grau William SEE REMARKS	2016-01-15 16:03:12	0 0	0	Form 3/A
34	Jobson David Affiliated Person	2014-04-09 16:33:02	0 0	0	Form 3/A
35	Mildner Heiko Affiliated Person	2017-01-09 13:54:25	0 0	0	Form 3
36	Thompson Kathleen C. Affiliated Person	2017-01-10 14:35:30	0 0	0	Form 3
37	Shore Richard Daniel Director	2018-12-17 16:35:11	0 0	0	Form 5
38	HOLLAND MICHAEL F Director	2018-12-19 15:43:28	0 0	0	Form 4
39	Wheeler Frank L President	2019-03-07 11:27:16	0 0	0	Form 3
40	Noriega-Lum Theresa President	2024-03-25 13:49:53	0 0	0	Form 5
41	Byrkit Doug President	2024-04-12 11:02:45	0 0	0	Form 3
42	Perugini Thomas Principal Financial Officer	2024-07-09 17:04:00	0 0	0	Form 3
43	Labbe Monique Principal Financial Officer	2024-07-09 17:07:22	0 0	0	Form 5
44	Keniston Patrick J Chief Compliance Officer	2011-08-09 13:40:12	0 0	0	Form 3
45	EU ANDREW DOUGLAS Affiliated Entity	2012-03-02 14:47:14	0 0	0	Form 3/A
46	MCKAY GEORGE ALAN Affiliated Entity	2012-03-02 14:45:47	0 0	0	Form 3/A
47	Wargon Annette Affiliated Entity	2012-02-28 15:41:47	0 0	0	Form 3
48	RCM Asia Pacific Ltd Affiliated Entity	2012-02-21 20:44:37	0 0	0	Form 3
49	CHOW JOVITA Affiliated Entity	2012-02-21 20:34:21	0 0	0	Form 3
50	Chan Raymond Affiliated Entity	2012-02-21 19:18:40	0 0	0	Form 3
51	Law Terence Affiliated Entity	2012-02-21 19:17:00	0 0	0	Form 3
52	Rossiter Kent Affiliated Entity	2012-02-21 19:14:51	0 0	0	Form 3
53	CHUNG SAU HA CHRISTINA Affiliated Entity	2012-03-02 14:52:02	0 0	0	Form 3/A
54	WATSON ELIZABETH ANN Secretary	2010-12-14 15:09:36	0 0	0	Form 5
55	O SULLIVAN BRIAN D ASSISTANT TREASURER	2009-03-30 15:45:13	0 0	0	Form 3
56	Cox William Christopher Treasurer	2008-12-12 19:55:57	0 0	0	Form 5
57	Zeven Mary Moran Secretary	2008-12-11 08:54:14	0 0	0	Form 5
58	Hahesy Paul Francis JR Chief Compliance Officer	2007-10-24 11:59:01	0 0	0	Form 3
59	Reyes Thomas J Assistant Secretary	2005-06-27 15:42:07	0 0	0	Form 3
60	BULGER DANIEL Assistant Secretary	2004-06-07 12:02:10	0 0	0	Form 3
61	Carroll John Affiliated Person	2014-04-09 16:27:12	0 0	0	Form 3/A
62	Lohrfink Jill Affiliated Person	2014-04-09 16:35:56	0 0	0	Form 3/A
63	Koo Paul Affiliated Person	2014-04-09 16:34:57	0 0	0	Form 3/A
64	King Susan M Affiliated Person	2014-04-09 16:34:00	0 0	0	Form 3/A
65	LYONS JOSEPH M Director of investment adviser Director	2003-09-03 15:52:42	0 0	0	Form 3
66	Gaffney Brian J. Affiliated Person	2014-04-09 16:31:49	0 0	0	Form 3/A
67	FORSYTH DOUGLAS Affiliated Person	2014-04-09 16:29:54	0 0	0	Form 3/A
68	Fischer Ben J Affiliated Person	2014-04-09 16:28:56	0 0	0	Form 3/A
69	Claussen Barbara R Affiliated Person	2014-04-09 16:28:05	0 0	0	Form 3/A
70	Migliori Scott Affiliated Person	2014-04-09 16:36:52	0 0	0	Form 3/A
71	Allianz Global Investors U.S. LLC Affiliated Entity	2014-04-09 16:25:57	0 0	0	Form 3/A
72	Allianz Asset Management of America L.P. Affiliated Entity	2014-04-09 16:24:51	0 0	0	Form 3/A
73	Quirk Joseph President	2014-03-20 17:22:20	0 0	0	Form 3
74	Chan Yuen Shan Affiliated Person	2013-01-16 17:16:21	0 0	0	Form 3
75	JIN LI Director	2013-01-08 11:43:50	0 0	0	Form 3
76	Royer William Raymond Chief Compliance Officer	2012-12-10 10:18:39	0 0	0	Form 5
77	SATTELMAIR PETER Assistant Treasurer	2012-06-15 11:05:50	0 0	0	Form 3

Insider Holders & Insider Ownership - CHINA FUND INC (CHN)