Insider Holders & Insider Ownership - Asterias Biotherapeutics Inc. (AST)

List of insiders holdings for Asterias Biotherapeutics Inc.:
  1. Shares directly owned by the insider.
  2. Shares indirectly owned by the insider.
  3. Total shares owned by the insider (sum of shares directly and indirectly owned).
  4. Total market value if available.
  5. Shares are not adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
What is insider trading>>
Insider Holder NameReport
Date Time
Shares Owned
Directly
Indirectly
Total
Shares Owned
Filing
BROADWOOD PARTNERS L.P.
BROADWOOD CAPITAL INC
BRADSHER NEAL C
See Remarks Below
2019-03-12 16:58:315,292,156
0
5,292,156Form 4
Mulroy Michael H.
President and CEO
2019-03-05 16:31:261,273,622
0
1,273,622Form 4
OKARMA THOMAS
President and CEO
2013-09-27 21:53:211,001,700
0
1,001,700Form 3
Scarsdale Equities LLC
Former 10% Owner
2014-12-18 15:47:07912,000
0
912,000Form 13G
Chavez Ryan Daniel
CFO and General Counsel
2019-03-05 16:30:30785,509
0
785,509Form 4
Wirth Edward
Chief Medical Officer
2019-03-05 16:32:16779,694
0
779,694Form 4
Spink Katharine E.
EVP & COO
2017-06-28 16:07:24768,449
0
768,449Form 4
LEBKOWSKI JANE
Chief Scientific Officer
2017-06-07 16:30:27767,991
0
767,991Form 4
Cartt Stephen LaHue
Director
2018-06-25 16:42:35707,783
0
707,783Form 4
Erbez Georgia
Exec VP & CFO
2015-11-12 06:09:30380,000
0
380,000Form 4
BAILEY DON M
Director
2018-06-25 16:40:02357,352
0
357,352Form 4
LICHTINGER PEDRO
President & CEO
2016-01-19 12:16:07200,000
0
200,000Form 4
LeBuhn Richard T.
Director
2018-06-25 16:47:16132,500
0
132,500Form 4
RICCIARDI NATALE S
Director
2018-06-25 16:50:29127,059
0
127,059Form 4
Arno Andrew
Director
2018-06-25 16:36:10105,000
0
105,000Form 4
Scher Howard Isador
Director
2018-06-25 16:55:4660,000
0
60,000Form 4
VON ESCHENBACH ANDREW C.
Director
2014-04-03 18:27:0440,000
0
40,000Form 4
NORDHOFF HENRY L
Director
2014-04-03 18:30:4240,000
0
40,000Form 4
WEST MICHAEL D
VP of Technology Integration
2015-02-18 21:58:1623,846
0
23,846Form 4
BERGER FRANKLIN M
Director
2013-09-27 21:39:5620,000
0
20,000Form 3
Peabody Robert
Director
2016-03-01 21:35:1820,000
0
20,000Form 4
SEGALL JUDITH
Corporate Secretary
2015-02-18 21:25:3620,000
0
20,000Form 4
KINGSLEY ALFRED D
Director
2016-06-10 16:15:269000
0
9000Form 4
MOHANTY ADITYA P.
Director
2016-06-13 16:23:290
0
0Form 3
BIOTIME INC
10% Owner
2019-03-11 19:07:270
0
0Form 13D
GERON CORP
10% Owner
2014-08-19 16:30:300
0
0Form 13D