List of insiders holdings for NYLI MacKay DefinedTerm Muni Opportunities Fund:
- Shares directly owned by the insider.
- Shares indirectly owned by the insider.
- Total shares owned by the insider (sum of shares directly and indirectly owned).
- Total market value if available.
- Shares are not adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
What is insider trading>>
- Peter Lynch
What is insider trading>>
| # | Insider Holder Name | Report Date Time | Shares Owned Directly Indirectly | Total Shares Owned | Filing |
| 1 | Nolan Richard H Jr Director | 2019-07-18 12:34:28 | 25,000 0 | 25,000 | Form 4 |
| 2 | Kim John Y Director | 2013-09-18 11:30:32 | 24,900 0 | 24,900 | Form 4 |
| 3 | Hung Yie-Hsin Director | 2021-05-24 08:52:13 | 12,000 0 | 12,000 | Form 4 |
| 4 | DIMELLA ROBERT A Portfolio Manager | 2022-04-12 09:37:50 | 10,000 0 | 10,000 | Form 4 |
| 5 | Lawlor John J Portfolio Manager | 2025-01-14 15:28:09 | 4,500 0 | 4,500 | Form 4 |
| 6 | Dowden David Portfolio Manager | 2025-01-21 10:55:07 | 3,300 0 | 3,300 | Form 4 |
| 7 | Sprauer Scott Portfolio Manager | 2022-04-12 09:31:54 | 2,000 0 | 2,000 | Form 4 |
| 8 | Gleason Kevin M Chief Compliance Officer | 2022-07-11 09:40:59 | 0 0 | 0 | Form 3 |
| 9 | Karaoglan Alain M Chairman & Interim CEO | 2022-10-18 15:26:45 | 0 0 | 0 | Form 3 |
| 10 | Blunt Christopher O Director | 2016-01-04 08:39:33 | 0 0 | 0 | Form 3 |
| 11 | Hammond Karen Advisory Board Member | 2021-06-16 09:49:02 | 0 0 | 0 | Form 3 |
| 12 | Petty Michael Portfolio Manager | 2022-11-25 10:22:46 | 0 0 | 0 | Form 4 |
| 13 | Abou-Jaoude Naim CEO, NY LIFE INVEST MGMENT LLC | 2023-05-09 13:42:29 | 0 0 | 0 | Form 3 |
| 14 | PHLEGAR JEFFREY S CEO of Subadvisor | 2021-05-13 10:54:30 | 0 0 | 0 | Form 4 |
| 15 | CITIGROUP INC 10% Owner | 2021-01-11 13:00:45 | 0 0 | 0 | Form 13G |
| 16 | Kuo Yi-Chia Chief Compliance Officer | 2020-01-02 08:08:11 | 0 0 | 0 | Form 3 |
| 17 | Denlinger Michael Portfolio Manager | 2023-08-21 13:34:11 | 0 0 | 0 | Form 4 |
| 18 | Lehneis Kirk C President | 2017-09-28 08:00:37 | 0 0 | 0 | Form 3 |
| 19 | Fisher Stephen P. President | 2017-03-02 12:40:07 | 0 0 | 0 | Form 4 |
| 20 | Weisser John A Jr Director | 2012-06-26 17:16:43 | 0 0 | 0 | Form 3 |
| 21 | Engelsman Jeffrey A VP/Chief Compliance Officer | 2012-06-26 15:54:21 | 0 0 | 0 | Form 3 |
| 22 | Gao Juwen Kevin Chief Legal Officer/Secretary | 2012-06-26 16:11:17 | 0 0 | 0 | Form 3 |
| 23 | Harrington Scott T Vice President Administration | 2012-06-26 16:18:25 | 0 0 | 0 | Form 3 |
| 24 | Kerley Susan B Director | 2012-06-26 16:35:19 | 0 0 | 0 | Form 3 |
| 25 | Latshaw Alan R Director | 2012-06-26 16:48:20 | 0 0 | 0 | Form 3 |
| 26 | Meenan Peter Director | 2012-06-26 16:55:19 | 0 0 | 0 | Form 3 |
| 27 | Trutanic Richard S Director | 2012-06-26 17:06:38 | 0 0 | 0 | Form 3 |
| 28 | Weil Roman L Director | 2012-06-26 17:11:40 | 0 0 | 0 | Form 3 |
| 29 | LOFFREDO JOHN M Portfolio Manager | 2016-05-09 11:16:00 | 0 0 | 0 | Form 4 |
| 30 | MACKAY SHIELDS LLC Subadvisor | 2012-06-27 12:05:18 | 0 0 | 0 | Form 3 |
| 31 | NEW YORK LIFE INVESTMENT MANAGEMENT LLC Investment Manager | 2012-06-27 10:37:42 | 0 0 | 0 | Form 3 |
| 32 | Lawton Drew CEO of Investment Manager | 2014-05-14 15:27:08 | 0 0 | 0 | Form 4 |
| 33 | Bopp Kevin M VP/Chief Compliance Officer | 2014-10-07 13:04:28 | 0 0 | 0 | Form 3 |
| 34 | New York Life Investment Management Holdings LLC Parent of Investment Manager | 2015-02-27 11:01:38 | 0 0 | 0 | Form 4 |
| 35 | Perold Jacques P Advisory Board Member | 2015-07-27 13:34:50 | 0 0 | 0 | Form 3 |
| 36 | Chow David H. Advisory Board Member | 2015-07-27 13:39:46 | 0 0 | 0 | Form 3 |
| 37 | Benintende Jack Treasurer/Principal FAO | 2012-06-26 15:40:15 | 0 0 | 0 | Form 3 |