Insider Holders & Insider Ownership - MainStay MacKay DefinedTerm Municipal Opportunities Fund (MMD)

List of insiders holdings for MainStay MacKay DefinedTerm Municipal Opportunities Fund:
  1. Shares directly owned by the insider.
  2. Shares indirectly owned by the insider.
  3. Total shares owned by the insider (sum of shares directly and indirectly owned).
  4. Total market value if available.
  5. Shares are not adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
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Insider Holder NameReport
Date Time
Shares Owned
Directly
Indirectly
Total
Shares Owned
Filing
Nolan Richard H Jr
Director
2019-07-18 12:34:2825,000
0
25,000Form 4
Kim John Y
Director
2013-09-18 11:30:3224,900
0
24,900Form 4
Hung Yie-Hsin
Director
2021-05-24 08:52:1312,000
0
12,000Form 4
DIMELLA ROBERT A
Portfolio Manager
2022-04-12 09:37:5010000
0
10000Form 4
Sprauer Scott
Portfolio Manager
2022-04-12 09:31:542000
0
2000Form 4
Dowden David
Portfolio Manager
2016-05-09 12:55:100
0
0Form 4
Blunt Christopher O
Director
2016-01-04 08:39:330
0
0Form 3
Fisher Stephen P.
President
2017-03-02 12:40:070
0
0Form 4
Lehneis Kirk C
President
2017-09-28 08:00:370
0
0Form 3
Kuo Yi-Chia
Chief Compliance Officer
2020-01-02 08:08:110
0
0Form 3
CITIGROUP INC
10% Owner
2021-01-11 13:00:450
0
0Form 13G
PHLEGAR JEFFREY S
CEO of Subadvisor
2021-05-13 10:54:300
0
0Form 4
Lawlor John J
Portfolio Manager
2021-05-13 11:31:500
0
0Form 4
Hammond Karen
Advisory Board Member
2021-06-16 09:49:020
0
0Form 3
Gleason Kevin M
Chief Compliance Officer
2022-07-11 09:40:590
0
0Form 3
Karaoglan Alain M
Chairman & Interim CEO
2022-10-18 15:26:450
0
0Form 3
Petty Michael
Portfolio Manager
2022-11-25 10:22:460
0
0Form 4
Abou-Jaoude Naim
CEO, NY LIFE INVEST MGMENT LLC
2023-05-09 13:42:290
0
0Form 3
Denlinger Michael
Portfolio Manager
2023-08-21 13:34:110
0
0Form 4
Weisser John A Jr
Director
2012-06-26 17:16:430
0
0Form 3
Engelsman Jeffrey A
VP/Chief Compliance Officer
2012-06-26 15:54:210
0
0Form 3
Gao Juwen Kevin
Chief Legal Officer/Secretary
2012-06-26 16:11:170
0
0Form 3
Harrington Scott T
Vice President Administration
2012-06-26 16:18:250
0
0Form 3
Kerley Susan B
Director
2012-06-26 16:35:190
0
0Form 3
Latshaw Alan R
Director
2012-06-26 16:48:200
0
0Form 3
Meenan Peter
Director
2012-06-26 16:55:190
0
0Form 3
Trutanic Richard S
Director
2012-06-26 17:06:380
0
0Form 3
Weil Roman L
Director
2012-06-26 17:11:400
0
0Form 3
LOFFREDO JOHN M
Portfolio Manager
2016-05-09 11:16:000
0
0Form 4
MACKAY SHIELDS LLC
Subadvisor
2012-06-27 12:05:180
0
0Form 3
NEW YORK LIFE INVESTMENT MANAGEMENT LLC
Investment Manager
2012-06-27 10:37:420
0
0Form 3
Lawton Drew
CEO of Investment Manager
2014-05-14 15:27:080
0
0Form 4
Bopp Kevin M
VP/Chief Compliance Officer
2014-10-07 13:04:280
0
0Form 3
New York Life Investment Management Holdings LLC
Parent of Investment Manager
2015-02-27 11:01:380
0
0Form 4
Perold Jacques P
Advisory Board Member
2015-07-27 13:34:500
0
0Form 3
Chow David H.
Advisory Board Member
2015-07-27 13:39:460
0
0Form 3
Benintende Jack
Treasurer/Principal FAO
2012-06-26 15:40:150
0
0Form 3