Insider Holders & Insider Ownership - Pfenex Inc. (PFNX)

List of insiders holdings for Pfenex Inc.:
  1. Shares directly owned by the insider.
  2. Shares indirectly owned by the insider.
  3. Total shares owned by the insider (sum of shares directly and indirectly owned).
  4. Total market value if available.
  5. Shares are not adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
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#Insider Holder NameReport
Date Time
Shares Owned
Directly
Indirectly
Total
Shares Owned
Filing
1LIGAND PHARMACEUTICALS INC
10% Owner
2020-10-09 06:30:4527,034,437
0
27,034,437Form 3
2SIGNET HEALTHCARE PARTNERS ACCREDITED PARTNERSHIP III LP
SIGNET HEALTHCARE PARTNERS QP PARTNERSHIP II LP
10% Owner
2015-05-05 08:08:022,411,317
0
2,411,317Form 13G
3DOW CHEMICAL CO
10% Owner
2017-06-09 16:03:051,771,428
0
1,771,428Form 13G
4Newtyn Management LLC
10% Owner
2020-10-02 16:40:15650,000
0
650,000Form 13G
5GALE JAMES C
Director
2015-04-30 14:44:290
592,978
592,978Form 4
6SIGNET HEALTHCARE PARTNERS ACCREDITED PARTNERSHIP III LP
10% Owner
2017-01-10 18:21:41556,656
0
556,656Form 4
7Liang Bertrand C.
Chief Executive Officer
2016-02-01 20:40:26146,000
0
146,000Form 4
8Sandoval Steven S. Sr.
Chief Manufacturing Officer
2016-10-04 16:06:43132,290
0
132,290Form 4
9Wagner Paul A.
Chief Financial Officer
2017-03-16 18:18:2885,000
0
85,000Form 4/A
10Lady Patricia
Chief Accounting Officer
2018-02-02 20:10:2178,407
0
78,407Form 4
11Chen Hubert C
See Remarks
2018-02-02 20:06:0878,407
0
78,407Form 4
12Knudson Susan A.
Chief Financial Officer
2019-02-04 17:44:0759,000
0
59,000Form 4
13FENTON DENNIS M
Director
2017-05-08 17:40:2318,000
0
18,000Form 4
14Olafsson Sigurdur O
Director
2019-05-10 17:14:0018,000
0
18,000Form 4
15ROHN WILLIAM R
Director
2016-05-09 19:39:4918,000
0
18,000Form 4
16Talbot Henry W. Jr.
VP of Operations
2016-02-01 20:44:3316,847
0
16,847Form 4
17Van Heel Kenneth
Director
2014-07-17 17:59:160
0
0Form 3
18SCHNEIDER PHILLIP M
Director
2020-10-05 20:53:260
0
0Form 4
19Lucy Patrick K.
Chief Business Officer
2020-10-05 20:38:060
0
0Form 4
20Marquet Magda
Director
2020-10-05 20:36:590
0
0Form 4
21Scranton Shawn
Chief Operating Officer
2020-10-05 20:36:290
0
0Form 4
22Campbell Robin
Director
2020-10-05 20:34:390
0
0Form 4
23Brenner Martin
Chief Scientific Officer
2020-10-05 20:33:330
0
0Form 4
24Masuoka Lorianne
Director
2020-10-05 20:33:020
0
0Form 4
25Grenfell-Gardner Jason
Director
2020-10-05 20:31:260
0
0Form 4
26Schimmelpennink Evert B.
See Remarks
2020-10-05 20:30:110
0
0Form 4
27Taylor John Mack
Director
2020-10-05 20:27:050
0
0Form 4
28Weiss Asset Management LP
WEISS ANDREW M
WAM GP LLC
10% Owner
2020-10-09 13:03:070
0
0Form 13G