Insider Holders & Insider Ownership - E TRADE FINANCIAL CORP (ETFC)

List of insiders holdings for E TRADE FINANCIAL CORP:
  1. Shares directly owned by the insider.
  2. Shares indirectly owned by the insider.
  3. Total shares owned by the insider (sum of shares directly and indirectly owned).
  4. Total market value if available.
  5. Shares are not adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
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#Insider Holder NameReport
Date Time
Shares Owned
Directly
Indirectly
Total
Shares Owned
Filing
1CITADEL ADVISORS LLC
CITADEL HOLDINGS I LP
CITADEL HOLDINGS II LP
CITADEL SECURITIES LLC
CITADEL DERIVATIVES TRADING LTD
CITADEL INVESTMENT GROUP II L.L.C.
CITADEL EQUITY FUND LTD
GRIFFIN KENNETH C
Director
2011-12-21 16:02:4327,425,961
0
27,425,961Form 4
2CITADEL ADVISORS LLC
CITADEL HOLDINGS I LP
CITADEL HOLDINGS II LP
Citadel Securities LLC
CITADEL DERIVATIVES TRADING LTD
CITADEL INVESTMENT GROUP II L.L.C.
CITADEL EQUITY FUND LTD
WINGATE CAPITAL LTD
GRIFFIN KENNETH C
Director
2011-08-08 16:14:4127,423,986
0
27,423,986Form 13D
3CAPLAN MITCHELL H
Director
2007-12-17 17:19:591,352,705
0
1,352,705Form 4
4LAYTON DONALD H
Former Chairman & CEO, ETFC
2010-01-05 18:04:501,314,322
0
1,314,322Form 4
5LILIEN R JARRETT
President and COO
2008-04-24 21:44:27701,933
0
701,933Form 4
6Freiberg Steven J
Chief Executive Officer
2012-02-13 18:31:55556,746
0
556,746Form 4
7Idzik Paul
Chief Executive Officer
2016-02-09 17:47:16536,576
0
536,576Form 4
8Utton Nicholas
EVP & Chief Marketing Officer
2013-02-12 17:04:01334,136
0
334,136Form 4
9HAYTER GEORGE A
Director
2009-06-01 18:12:47319,592
0
319,592Form 4
10Framke Greg
EVP & Chief Operating Officer
2012-02-13 18:32:08293,738
0
293,738Form 4
11LEVINE JOSHUA S
CT&O Officer
2005-07-29 16:14:47274,201
0
274,201Form 4
12GELBARD ARLEN W
General Counsel
2008-04-24 21:45:01271,864
0
271,864Form 4
13DRUSKIN ROBERT
Director
2010-05-17 18:58:19254,121
0
254,121Form 4
14Nandra Navtej S
President
2015-02-10 18:42:15242,510
0
242,510Form 4
15ELMER RUSSELL S
General Counsel & Corp. Sec.
2007-05-25 20:56:24194,331
0
194,331Form 4
16Audette Matthew J
EVP & Chief Financial Officer
2015-02-12 17:08:14181,912
0
181,912Form 4
17Webb Dennis
President, Capital Markets Div
2007-05-04 17:15:40179,652
0
179,652Form 4
18PURKIS LEONARD C
Chief Financial Officer
2004-01-02 21:17:130
175,342
175,342Form 4
19SIMMONS ROBERT J
Chief Financial Officer
2008-05-07 20:07:33151,012
0
151,012Form 4
20Petrilli Frank J.
Board Member
Director
2012-08-13 16:46:45137,887
0
137,887Form 4
21Roessner Karl A
Chief Executive Officer
2019-05-22 17:25:10129,770
0
129,770Form 4
22NOLOP BRUCE P
EVP & CHIEF FINANCIAL OFFICER
2011-01-04 18:07:39101,392
0
101,392Form 4
23Foley Michael
Chief Technology & Ops Officer
2017-02-09 17:05:2489,428
0
89,428Form 4
24RANDALL LEWIS E
Director
2011-12-20 17:59:428,657
65,871
74,528Form 4/A
25RAFFAELI C CATHLEEN
Director
2010-05-17 18:59:0570,131
0
70,131Form 4
26PORTER WILLIAM A
Director
2005-05-24 16:07:4065,653
0
65,653Form 4
27Herbert David
SVP & Pres, E*TRADE Securities
2016-02-09 17:47:0560,639
0
60,639Form 4
28Koebler Ellen
EVP & Chief Risk Officer
2016-05-20 17:02:1355,335
0
55,335Form 3
29KANNER FREDERICK WILKINSON
Director
2018-05-15 17:11:2146,473
0
46,473Form 4
30SCLAFANI JOSEPH L
Director
2019-04-25 17:04:0837,744
0
37,744Form 4
31CITADEL L P
CITADEL INVESTMENT GROUP LLC
CITADEL EQUITY FUND LTD
CITADEL AC INVESTMENTS LTD
GRIFFIN KENNETH C
10% Owner
2013-03-15 16:44:1131,513
0
31,513Form 13D
32CITADEL ADVISORS LLC
CITADEL HOLDINGS I LP
CITADEL ADVISORS HOLDINGS LP
CITADEL SECURITIES LLC
CITADEL DERIVATIVES TRADING LTD
CITADEL INVESTMENT GROUP II L.L.C.
CITADEL EQUITY FUND LTD
GRIFFIN KENNETH C
Director
2013-03-15 16:41:2931,513
0
31,513Form 4
33CITADEL L P
CITADEL INVESTMENT GROUP LLC
CITADEL EQUITY FUND LTD
WINGATE CAPITAL LTD
GRIFFIN KENNETH C
Director
2013-03-15 16:44:1131,513
0
31,513Form 13D
34BREWSTER DARYL G
Director
2008-01-30 06:04:3228,303
0
28,303Form 4
35Willard Stephen H
Director
2013-05-13 17:02:1722,596
0
22,596Form 4
36VELLI JOSEPH M
Director
2014-05-09 17:05:4621,589
0
21,589Form 4
37CLARKE VAUGHN A
Director
2003-05-27 16:09:0720,000
0
20,000Form 4
38THUROW LESTER C
Director
2005-11-25 14:51:0320,000
0
20,000Form 4/A
39FISHER RONALD
Director
2012-05-14 16:58:0419,203
0
19,203Form 4
40Stern Gary H
Director
2018-11-19 17:18:3717,515
0
17,515Form 4
41PARKS MICHAEL K
Director
2011-05-16 19:10:4211,576
0
11,576Form 4
42Fahmi Mohsen
Director
2014-05-09 17:08:557,610
0
7,610Form 4
43Flink Christopher M.
Director
2014-05-09 17:04:136,334
0
6,334Form 4
44QUBIT CAPITAL LLC
Director
2020-07-22 12:49:180
5,000
5,000Form 4
45LAWSON RODGER A
Director
2020-10-05 17:36:250
0
0Form 4
46CARBONE RICHARD J
Director
2020-10-05 17:44:080
0
0Form 4
47Leibowitz Shelley B
Director
2020-10-05 17:36:360
0
0Form 4
48Lam James
Director
2020-10-05 17:36:480
0
0Form 4
49KABAT KEVIN T
Director
2020-10-05 17:37:340
0
0Form 4
50Healy James P
Director
2020-10-05 17:38:480
0
0Form 4
51ELLERTSON JAIME WALLACE
Director
2020-10-05 17:40:040
0
0Form 4
52Curcio Michael John
EVP, Institutional
2020-10-05 17:40:570
0
0Form 4
53Chersi Robert J
Director
2020-10-05 17:41:510
0
0Form 4
54Murphy Michael Jos.
Sr. MD, Retail Brokerage
2020-10-05 17:42:400
0
0Form 4
55Milligan Alice
EVP, Chief Customer Officer
2020-10-05 17:34:250
0
0Form 4
56Minetola Matthew
Chief Information Officer
2020-10-05 17:33:070
0
0Form 4
57Pizzi Michael A.
Chief Executive Officer
2020-10-05 17:32:030
0
0Form 4
58Saeger Rebecca
Director
2020-10-05 17:30:310
0
0Form 4
59Sher Lori
EVP, General Counsel
2020-10-05 17:27:110
0
0Form 4
60Simonich Brent
EVP, Chief Risk Officer
2020-10-05 17:23:410
0
0Form 4
61Turner Chad E.
Chief Financial Officer
2020-10-05 17:23:130
0
0Form 4
62WEAVER DONNA L
Director
2020-10-05 17:20:440
0
0Form 4
63WEINREICH JOSHUA
Director
2020-10-05 17:12:250
0
0Form 4
64Wyckoff Dirk W
Principal Accounting Officer
2020-10-05 17:09:280
0
0Form 4
65KLOBUCHAR LOUIS JR
President, Fin. Services Div.
2005-03-16 16:27:050
0
0Form 4