Insider Holders & Insider Ownership - E TRADE FINANCIAL CORP (ETFC)

List of insiders holdings for E TRADE FINANCIAL CORP:
  1. Shares directly owned by the insider.
  2. Shares indirectly owned by the insider.
  3. Total shares owned by the insider (sum of shares directly and indirectly owned).
  4. Total market value if available.
  5. Shares are not adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
What is insider trading>>
Insider Holder NameReport
Date Time		Shares Owned
Directly
Indirectly		Total
Shares Owned		Filing
CITADEL ADVISORS LLC
CITADEL HOLDINGS I LP
CITADEL HOLDINGS II LP
CITADEL SECURITIES LLC
CITADEL DERIVATIVES TRADING LTD
CITADEL INVESTMENT GROUP II L.L.C.
CITADEL EQUITY FUND LTD
GRIFFIN KENNETH C
Director		2011-12-21 16:02:4327,425,961
0		27,425,961Form 4
CITADEL ADVISORS LLC
CITADEL HOLDINGS I LP
CITADEL HOLDINGS II LP
Citadel Securities LLC
CITADEL DERIVATIVES TRADING LTD
CITADEL INVESTMENT GROUP II L.L.C.
CITADEL EQUITY FUND LTD
WINGATE CAPITAL LTD
GRIFFIN KENNETH C
Director		2011-08-08 16:14:4127,423,986
0		27,423,986Form 13D
CAPLAN MITCHELL H
Director		2007-12-17 17:19:591,352,705
0		1,352,705Form 4
LAYTON DONALD H
Former Chairman & CEO, ETFC		2010-01-05 18:04:501,314,322
0		1,314,322Form 4
LILIEN R JARRETT
President and COO		2008-04-24 21:44:27701,933
0		701,933Form 4
Freiberg Steven J
Chief Executive Officer		2012-02-13 18:31:55556,746
0		556,746Form 4
Idzik Paul
Chief Executive Officer		2016-02-09 17:47:16536,576
0		536,576Form 4
Utton Nicholas
EVP & Chief Marketing Officer		2013-02-12 17:04:01334,136
0		334,136Form 4
HAYTER GEORGE A
Director		2009-06-01 18:12:47319,592
0		319,592Form 4
Framke Greg
EVP & Chief Operating Officer		2012-02-13 18:32:08293,738
0		293,738Form 4
LEVINE JOSHUA S
CT&O Officer		2005-07-29 16:14:47274,201
0		274,201Form 4
GELBARD ARLEN W
General Counsel		2008-04-24 21:45:01271,864
0		271,864Form 4
DRUSKIN ROBERT
Director		2010-05-17 18:58:19254,121
0		254,121Form 4
Nandra Navtej S
President		2015-02-10 18:42:15242,510
0		242,510Form 4
ELMER RUSSELL S
General Counsel & Corp. Sec.		2007-05-25 20:56:24194,331
0		194,331Form 4
Audette Matthew J
EVP & Chief Financial Officer		2015-02-12 17:08:14181,912
0		181,912Form 4
Webb Dennis
President, Capital Markets Div		2007-05-04 17:15:40179,652
0		179,652Form 4
PURKIS LEONARD C
Chief Financial Officer		2004-01-02 21:17:130
175,342		175,342Form 4
SIMMONS ROBERT J
Chief Financial Officer		2008-05-07 20:07:33151,012
0		151,012Form 4
Petrilli Frank J.
Board Member
Director		2012-08-13 16:46:45137,887
0		137,887Form 4
Roessner Karl A
Chief Executive Officer		2019-05-22 17:25:10129,770
0		129,770Form 4
NOLOP BRUCE P
EVP & CHIEF FINANCIAL OFFICER		2011-01-04 18:07:39101,392
0		101,392Form 4
Foley Michael
Chief Technology & Ops Officer		2017-02-09 17:05:2489,428
0		89,428Form 4
RANDALL LEWIS E
Director		2011-12-20 17:59:428657
65,871		74,528Form 4/A
RAFFAELI C CATHLEEN
Director		2010-05-17 18:59:0570,131
0		70,131Form 4
PORTER WILLIAM A
Director		2005-05-24 16:07:4065,653
0		65,653Form 4
Herbert David
SVP & Pres, E*TRADE Securities		2016-02-09 17:47:0560,639
0		60,639Form 4
Koebler Ellen
EVP & Chief Risk Officer		2016-05-20 17:02:1355,335
0		55,335Form 3
KANNER FREDERICK WILKINSON
Director		2018-05-15 17:11:2146,473
0		46,473Form 4
SCLAFANI JOSEPH L
Director		2019-04-25 17:04:0837,744
0		37,744Form 4
CITADEL L P
CITADEL INVESTMENT GROUP LLC
CITADEL EQUITY FUND LTD
CITADEL AC INVESTMENTS LTD
GRIFFIN KENNETH C
10% Owner		2013-03-15 16:44:1131,513
0		31,513Form 13D
CITADEL ADVISORS LLC
CITADEL HOLDINGS I LP
CITADEL ADVISORS HOLDINGS LP
CITADEL SECURITIES LLC
CITADEL DERIVATIVES TRADING LTD
CITADEL INVESTMENT GROUP II L.L.C.
CITADEL EQUITY FUND LTD
GRIFFIN KENNETH C
Director		2013-03-15 16:41:2931,513
0		31,513Form 4
CITADEL L P
CITADEL INVESTMENT GROUP LLC
CITADEL EQUITY FUND LTD
WINGATE CAPITAL LTD
GRIFFIN KENNETH C
Director		2013-03-15 16:44:1131,513
0		31,513Form 13D
BREWSTER DARYL G
Director		2008-01-30 06:04:3228,303
0		28,303Form 4
Willard Stephen H
Director		2013-05-13 17:02:1722,596
0		22,596Form 4
VELLI JOSEPH M
Director		2014-05-09 17:05:4621,589
0		21,589Form 4
CLARKE VAUGHN A
Director		2003-05-27 16:09:0720,000
0		20,000Form 4
THUROW LESTER C
Director		2005-11-25 14:51:0320,000
0		20,000Form 4/A
FISHER RONALD
Director		2012-05-14 16:58:0419,203
0		19,203Form 4
Stern Gary H
Director		2018-11-19 17:18:3717,515
0		17,515Form 4
PARKS MICHAEL K
Director		2011-05-16 19:10:4211,576
0		11,576Form 4
Fahmi Mohsen
Director		2014-05-09 17:08:557610
0		7610Form 4
Flink Christopher M.
Director		2014-05-09 17:04:136334
0		6334Form 4
QUBIT CAPITAL LLC
Director		2020-07-22 12:49:180
5000		5000Form 4
LAWSON RODGER A
Director		2020-10-05 17:36:250
0		0Form 4
CARBONE RICHARD J
Director		2020-10-05 17:44:080
0		0Form 4
Leibowitz Shelley B
Director		2020-10-05 17:36:360
0		0Form 4
Lam James
Director		2020-10-05 17:36:480
0		0Form 4
KABAT KEVIN T
Director		2020-10-05 17:37:340
0		0Form 4
Healy James P
Director		2020-10-05 17:38:480
0		0Form 4
ELLERTSON JAIME WALLACE
Director		2020-10-05 17:40:040
0		0Form 4
Curcio Michael John
EVP, Institutional		2020-10-05 17:40:570
0		0Form 4
Chersi Robert J
Director		2020-10-05 17:41:510
0		0Form 4
Murphy Michael Jos.
Sr. MD, Retail Brokerage		2020-10-05 17:42:400
0		0Form 4
Milligan Alice
EVP, Chief Customer Officer		2020-10-05 17:34:250
0		0Form 4
Minetola Matthew
Chief Information Officer		2020-10-05 17:33:070
0		0Form 4
Pizzi Michael A.
Chief Executive Officer		2020-10-05 17:32:030
0		0Form 4
Saeger Rebecca
Director		2020-10-05 17:30:310
0		0Form 4
Sher Lori
EVP, General Counsel		2020-10-05 17:27:110
0		0Form 4
Simonich Brent
EVP, Chief Risk Officer		2020-10-05 17:23:410
0		0Form 4
Turner Chad E.
Chief Financial Officer		2020-10-05 17:23:130
0		0Form 4
WEAVER DONNA L
Director		2020-10-05 17:20:440
0		0Form 4
WEINREICH JOSHUA
Director		2020-10-05 17:12:250
0		0Form 4
Wyckoff Dirk W
Principal Accounting Officer		2020-10-05 17:09:280
0		0Form 4
KLOBUCHAR LOUIS JR
President, Fin. Services Div.		2005-03-16 16:27:050
0		0Form 4