List of insiders holdings for E TRADE FINANCIAL CORP:
- Shares directly owned by the insider.
- Shares indirectly owned by the insider.
- Total shares owned by the insider (sum of shares directly and indirectly owned).
- Total market value if available.
- Shares are not adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
What is insider trading>>
- Peter Lynch
What is insider trading>>
| # | Insider Holder Name | Report Date Time | Shares Owned Directly Indirectly | Total Shares Owned | Filing |
| 1 | CITADEL ADVISORS LLC CITADEL HOLDINGS I LP CITADEL HOLDINGS II LP CITADEL SECURITIES LLC CITADEL DERIVATIVES TRADING LTD CITADEL INVESTMENT GROUP II L.L.C. CITADEL EQUITY FUND LTD GRIFFIN KENNETH C Director | 2011-12-21 16:02:43 | 27,425,961 0 | 27,425,961 | Form 4 |
| 2 | CITADEL ADVISORS LLC CITADEL HOLDINGS I LP CITADEL HOLDINGS II LP Citadel Securities LLC CITADEL DERIVATIVES TRADING LTD CITADEL INVESTMENT GROUP II L.L.C. CITADEL EQUITY FUND LTD WINGATE CAPITAL LTD GRIFFIN KENNETH C Director | 2011-08-08 16:14:41 | 27,423,986 0 | 27,423,986 | Form 13D |
| 3 | CAPLAN MITCHELL H Director | 2007-12-17 17:19:59 | 1,352,705 0 | 1,352,705 | Form 4 |
| 4 | LAYTON DONALD H Former Chairman & CEO, ETFC | 2010-01-05 18:04:50 | 1,314,322 0 | 1,314,322 | Form 4 |
| 5 | LILIEN R JARRETT President and COO | 2008-04-24 21:44:27 | 701,933 0 | 701,933 | Form 4 |
| 6 | Freiberg Steven J Chief Executive Officer | 2012-02-13 18:31:55 | 556,746 0 | 556,746 | Form 4 |
| 7 | Idzik Paul Chief Executive Officer | 2016-02-09 17:47:16 | 536,576 0 | 536,576 | Form 4 |
| 8 | Utton Nicholas EVP & Chief Marketing Officer | 2013-02-12 17:04:01 | 334,136 0 | 334,136 | Form 4 |
| 9 | HAYTER GEORGE A Director | 2009-06-01 18:12:47 | 319,592 0 | 319,592 | Form 4 |
| 10 | Framke Greg EVP & Chief Operating Officer | 2012-02-13 18:32:08 | 293,738 0 | 293,738 | Form 4 |
| 11 | LEVINE JOSHUA S CT&O Officer | 2005-07-29 16:14:47 | 274,201 0 | 274,201 | Form 4 |
| 12 | GELBARD ARLEN W General Counsel | 2008-04-24 21:45:01 | 271,864 0 | 271,864 | Form 4 |
| 13 | DRUSKIN ROBERT Director | 2010-05-17 18:58:19 | 254,121 0 | 254,121 | Form 4 |
| 14 | Nandra Navtej S President | 2015-02-10 18:42:15 | 242,510 0 | 242,510 | Form 4 |
| 15 | ELMER RUSSELL S General Counsel & Corp. Sec. | 2007-05-25 20:56:24 | 194,331 0 | 194,331 | Form 4 |
| 16 | Audette Matthew J EVP & Chief Financial Officer | 2015-02-12 17:08:14 | 181,912 0 | 181,912 | Form 4 |
| 17 | Webb Dennis President, Capital Markets Div | 2007-05-04 17:15:40 | 179,652 0 | 179,652 | Form 4 |
| 18 | PURKIS LEONARD C Chief Financial Officer | 2004-01-02 21:17:13 | 0 175,342 | 175,342 | Form 4 |
| 19 | SIMMONS ROBERT J Chief Financial Officer | 2008-05-07 20:07:33 | 151,012 0 | 151,012 | Form 4 |
| 20 | Petrilli Frank J. Board Member Director | 2012-08-13 16:46:45 | 137,887 0 | 137,887 | Form 4 |
| 21 | Roessner Karl A Chief Executive Officer | 2019-05-22 17:25:10 | 129,770 0 | 129,770 | Form 4 |
| 22 | NOLOP BRUCE P EVP & CHIEF FINANCIAL OFFICER | 2011-01-04 18:07:39 | 101,392 0 | 101,392 | Form 4 |
| 23 | Foley Michael Chief Technology & Ops Officer | 2017-02-09 17:05:24 | 89,428 0 | 89,428 | Form 4 |
| 24 | RANDALL LEWIS E Director | 2011-12-20 17:59:42 | 8,657 65,871 | 74,528 | Form 4/A |
| 25 | RAFFAELI C CATHLEEN Director | 2010-05-17 18:59:05 | 70,131 0 | 70,131 | Form 4 |
| 26 | PORTER WILLIAM A Director | 2005-05-24 16:07:40 | 65,653 0 | 65,653 | Form 4 |
| 27 | Herbert David SVP & Pres, E*TRADE Securities | 2016-02-09 17:47:05 | 60,639 0 | 60,639 | Form 4 |
| 28 | Koebler Ellen EVP & Chief Risk Officer | 2016-05-20 17:02:13 | 55,335 0 | 55,335 | Form 3 |
| 29 | KANNER FREDERICK WILKINSON Director | 2018-05-15 17:11:21 | 46,473 0 | 46,473 | Form 4 |
| 30 | SCLAFANI JOSEPH L Director | 2019-04-25 17:04:08 | 37,744 0 | 37,744 | Form 4 |
| 31 | CITADEL L P CITADEL INVESTMENT GROUP LLC CITADEL EQUITY FUND LTD CITADEL AC INVESTMENTS LTD GRIFFIN KENNETH C 10% Owner | 2013-03-15 16:44:11 | 31,513 0 | 31,513 | Form 13D |
| 32 | CITADEL ADVISORS LLC CITADEL HOLDINGS I LP CITADEL ADVISORS HOLDINGS LP CITADEL SECURITIES LLC CITADEL DERIVATIVES TRADING LTD CITADEL INVESTMENT GROUP II L.L.C. CITADEL EQUITY FUND LTD GRIFFIN KENNETH C Director | 2013-03-15 16:41:29 | 31,513 0 | 31,513 | Form 4 |
| 33 | CITADEL L P CITADEL INVESTMENT GROUP LLC CITADEL EQUITY FUND LTD WINGATE CAPITAL LTD GRIFFIN KENNETH C Director | 2013-03-15 16:44:11 | 31,513 0 | 31,513 | Form 13D |
| 34 | BREWSTER DARYL G Director | 2008-01-30 06:04:32 | 28,303 0 | 28,303 | Form 4 |
| 35 | Willard Stephen H Director | 2013-05-13 17:02:17 | 22,596 0 | 22,596 | Form 4 |
| 36 | VELLI JOSEPH M Director | 2014-05-09 17:05:46 | 21,589 0 | 21,589 | Form 4 |
| 37 | CLARKE VAUGHN A Director | 2003-05-27 16:09:07 | 20,000 0 | 20,000 | Form 4 |
| 38 | THUROW LESTER C Director | 2005-11-25 14:51:03 | 20,000 0 | 20,000 | Form 4/A |
| 39 | FISHER RONALD Director | 2012-05-14 16:58:04 | 19,203 0 | 19,203 | Form 4 |
| 40 | Stern Gary H Director | 2018-11-19 17:18:37 | 17,515 0 | 17,515 | Form 4 |
| 41 | PARKS MICHAEL K Director | 2011-05-16 19:10:42 | 11,576 0 | 11,576 | Form 4 |
| 42 | Fahmi Mohsen Director | 2014-05-09 17:08:55 | 7,610 0 | 7,610 | Form 4 |
| 43 | Flink Christopher M. Director | 2014-05-09 17:04:13 | 6,334 0 | 6,334 | Form 4 |
| 44 | QUBIT CAPITAL LLC Director | 2020-07-22 12:49:18 | 0 5,000 | 5,000 | Form 4 |
| 45 | LAWSON RODGER A Director | 2020-10-05 17:36:25 | 0 0 | 0 | Form 4 |
| 46 | CARBONE RICHARD J Director | 2020-10-05 17:44:08 | 0 0 | 0 | Form 4 |
| 47 | Leibowitz Shelley B Director | 2020-10-05 17:36:36 | 0 0 | 0 | Form 4 |
| 48 | Lam James Director | 2020-10-05 17:36:48 | 0 0 | 0 | Form 4 |
| 49 | KABAT KEVIN T Director | 2020-10-05 17:37:34 | 0 0 | 0 | Form 4 |
| 50 | Healy James P Director | 2020-10-05 17:38:48 | 0 0 | 0 | Form 4 |
| 51 | ELLERTSON JAIME WALLACE Director | 2020-10-05 17:40:04 | 0 0 | 0 | Form 4 |
| 52 | Curcio Michael John EVP, Institutional | 2020-10-05 17:40:57 | 0 0 | 0 | Form 4 |
| 53 | Chersi Robert J Director | 2020-10-05 17:41:51 | 0 0 | 0 | Form 4 |
| 54 | Murphy Michael Jos. Sr. MD, Retail Brokerage | 2020-10-05 17:42:40 | 0 0 | 0 | Form 4 |
| 55 | Milligan Alice EVP, Chief Customer Officer | 2020-10-05 17:34:25 | 0 0 | 0 | Form 4 |
| 56 | Minetola Matthew Chief Information Officer | 2020-10-05 17:33:07 | 0 0 | 0 | Form 4 |
| 57 | Pizzi Michael A. Chief Executive Officer | 2020-10-05 17:32:03 | 0 0 | 0 | Form 4 |
| 58 | Saeger Rebecca Director | 2020-10-05 17:30:31 | 0 0 | 0 | Form 4 |
| 59 | Sher Lori EVP, General Counsel | 2020-10-05 17:27:11 | 0 0 | 0 | Form 4 |
| 60 | Simonich Brent EVP, Chief Risk Officer | 2020-10-05 17:23:41 | 0 0 | 0 | Form 4 |
| 61 | Turner Chad E. Chief Financial Officer | 2020-10-05 17:23:13 | 0 0 | 0 | Form 4 |
| 62 | WEAVER DONNA L Director | 2020-10-05 17:20:44 | 0 0 | 0 | Form 4 |
| 63 | WEINREICH JOSHUA Director | 2020-10-05 17:12:25 | 0 0 | 0 | Form 4 |
| 64 | Wyckoff Dirk W Principal Accounting Officer | 2020-10-05 17:09:28 | 0 0 | 0 | Form 4 |
| 65 | KLOBUCHAR LOUIS JR President, Fin. Services Div. | 2005-03-16 16:27:05 | 0 0 | 0 | Form 4 |