Sec Form 4 Filing - Patel Hansal N. @ TIMKEN CO - 2020-11-09

Insider filing report for Changes in Beneficial Ownership
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
What is insider trading>>
FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Expires: November 30, 2011
Estimated average burden hours per response... 0.5
1. Name and Address of Reporting Person
Patel Hansal N.
2. Issuer Name and Ticker or Trading Symbol
TIMKEN CO [ TKR]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner
X __ Officer (give title below) _____ Other (specify below)
VP, GC, and Secretary
(Last) (First) (Middle)
4500 MT. PLEASANT ST. NW
3. Date of Earliest Transaction (MM/DD/YY)
11/09/2020
(Street)
NORTH CANTON, OH44720
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
__ X __ Form filed by One Reporting Person
_____ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 11/09/2020 M 552 A $ 27.75 2,803 D
Common Stock 11/09/2020 F 91 D $ 68.19 2,712 D
Common Stock 11/09/2020 S 461 D $ 67.75 ( 1 ) 2,251 D
Common Stock 11/09/2020 M 400 A $ 45.35 2,651 D
Common Stock 11/09/2020 F 37 D $ 68.19 2,614 D
Common Stock 11/09/2020 S 363 D $ 67.88 ( 2 ) 2,251 D
Common Stock 11/09/2020 M 437 A $ 44.65 2,688 D
Common Stock 11/09/2020 F 41 D $ 68.06 2,647 D
Common Stock 11/09/2020 S 396 D $ 67.42 ( 3 ) 2,251 D
Common Stock 11/09/2020 M 967 A $ 42.6 3,218 D
Common Stock 11/09/2020 F 100 D $ 68.06 3,118 D
Common Stock 11/09/2020 S 867 D $ 67.44 ( 4 ) 2,251 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Employee Stock Option (right to buy) ( 5 ) $ 27.75 11/09/2020 M 552 02/11/2017 02/11/2026 Common Stock 552 $ 0 553 D
Employee Stock Option (right to buy) ( 6 ) $ 45.35 11/09/2020 M 400 02/13/2018 02/13/2027 Common Stock 400 $ 0 800 D
Employee Stock Option (right to buy) ( 7 ) $ 44.65 11/09/2020 M 437 02/12/2019 02/12/2028 Common Stock 437 $ 0 1,313 D
Employee Stock Option (right to buy) ( 8 ) $ 42.6 11/09/2020 M 967 02/12/2020 02/12/2029 Common Stock 967 $ 0 2,903 D
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
Patel Hansal N.
4500 MT. PLEASANT ST. NW
NORTH CANTON, OH44720
VP, GC, and Secretary
Signatures
/s/ Hansal N. Patel 11/10/2020
Signature of Reporting Person Date
Explanation of Responses:
( 1 )This transaction was executed in multiple trades at the same price of $67.75.
( 2 )This transaction was executed in multiple trades at prices ranging from $67.76 to $67.91. The price reported abov e reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
( 3 )This transaction was executed in multiple trades at the same price of $67.42.
( 4 )This transaction was executed in multiple trades at prices ranging from $67.42 to $67.50. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
( 5 )552 stock options from 02/11/16 grant of 2,210 stock options (previously reported) that vested in 25% increments per year from the date of grant.
( 6 )400 stock options from 02/13/17 grant of 1,600 stock options (previously reported) that vested in 25% increments per year from the date of grant.
( 7 )437 stock options from 02/12/18 grant of 1,750 stock options (previously reported) that vested in 25% increments per year from the date of grant.
( 8 )967 stock options from 02/12/19 grant of 3,870 stock options (previously reported) that vested in 25% increments per year from the date of grant.

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.