Sec Form 4/A Filing - Haas Peter E. Jr. @ LEVI STRAUSS & CO - 2021-03-08

Insider filing report for Changes in Beneficial Ownership
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FORM 4/A
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
Haas Peter E. Jr.
2. Issuer Name and Ticker or Trading Symbol
LEVI STRAUSS & CO [ LEVI]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director X __ 10% Owner
_____ Officer (give title below) _____ Other (specify below)
(Last) (First) (Middle)
C/O ARGONAUT SECURITIES COMPANY, 1155 BATTERY STREET
3. Date of Earliest Transaction (MM/DD/YY)
03/08/2021
(Street)
SAN FRANCISCO, CA94111
4. If Amendment, Date Original Filed (MM/DD/YY)
03/09/2021
6. Individual or Joint/Group Filing (Check Applicable Line)
__ X __ Form filed by One Reporting Person
_____ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Class A Common Stock 03/08/2021 C( 1 ) 43,794 A $ 0 ( 2 ) 43,794 D
Class A Common Stock 03/08/2021 S( 3 ) 43,794 D $ 24.7417 ( 4 ) 0 D
Class A Common Stock 03/09/2021 C( 1 ) 31,535 A $ 0 ( 2 ) 31,535 D
Class A Common Stock 03/09/2021 S( 3 ) 31,535 D $ 24.7853 ( 5 ) 0 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Deri vative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Class B Common Stock ( 2 ) 03/08/2021( 6 ) C( 1 ) 43,794 ( 2 ) ( 2 ) Class A Common Stock 43,794 $ 0 ( 2 ) 5,242,451 D
Class B Common Stock ( 2 ) 03/09/2021( 6 ) C( 1 ) 31,535 ( 2 ) ( 2 ) Class A Common Stock 31,535 $ 0 ( 2 ) 5,210,916 D
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
Haas Peter E. Jr.
C/O ARGONAUT SECURITIES COMPANY
1155 BATTERY STREET
SAN FRANCISCO, CA94111
X
Signatures
Joan L. Grant as Attorney-in-fact for Peter E. Haas, Jr. 03/11/2021
Signature of Reporting Person Date
Explanation of Responses:
( 1 )Represents the conversion of Class B Common Stock into Class A Common Stock.
( 2 )Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.
( 3 )Shares disposed of pursuant to a previously established Rule 10b5-1 plan.
( 4 )The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.42 to $24.925 per share. Mr. Haas undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, on request, full information regarding the number of shares sold at each separate price within this range.
( 5 )The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.37 to $25.07 per share. Mr. Haas undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, on request, full information regarding the number of shares sold at each separate price within this range.
( 6 )The original Form 4, filed on March 9, 2021, is being amended by this form 4 amendment solely to correct an administrative error, which mis-reported the date of this change in the derivative securities as being in 2020, instead of in 2021.

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* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
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