Sec Form 4/A Filing - Singh Harmit J @ LEVI STRAUSS & CO - 2020-01-27

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FORM 4/A
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
Singh Harmit J
2. Issuer Name and Ticker or Trading Symbol
LEVI STRAUSS & CO [ LEVI]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner
X __ Officer (give title below) _____ Other (specify below)
Executive VP and CFO
(Last) (First) (Middle)
C/O LEVI STRAUSS & CO., 1155 BATTERY STREET
3. Date of Earliest Transaction (MM/DD/YY)
01/27/2020
(Street)
SAN FRANCISCO, CA94111
4. If Amendment, Date Original Filed (MM/DD/YY)
02/03/2020
6. Individual or Joint/Group Filing (Check Applicable Line)
__ X __ Form filed by One Reporting Person
_____ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Class B Common Stock ( 1 ) ( 2 ) ( 3 ) 01/27/2020 A 136,588 ( 3 ) ( 3 ) Class A Common Stock 136,588 $ 0 248,568 ( 4 ) D
Class B Common Stock ( 3 ) 01/27/2020 F( 5 ) 67,721 ( 3 ) ( 3 ) Class A Common Stock 67,721 $ 20.25 180,847 D
Class B Common Stock ( 3 ) 01/30/2020 F( 5 ) 8,013 ( 3 ) ( 3 ) Class A Common Stock 8,013 $ 19.75 172,834 D
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
Singh Harmit J
C/O LEVI STRAUSS & CO.
1155 BATTERY STREET
SAN FRANCISCO, CA94111
Executive VP and CFO
Signatures
/s/ Priscilla Duncan-Tannous, Attorney-in-Fact 04/21/2023
Signature of Reporting Person Date
Explanation of Responses:
( 1 )Represents shares of Class B common stock issued upon the settlement of restricted stock units with performance-based vesting criteria (PRSUs). The performance criteria were met on January 27, 2020.
( 2 )This Form 4/A is being filed to correct the disclosure relating to the issuance of shares of Class B common stock upon settlement of PRSUs set forth in the Form 4 filed on February 3, 2020 (the "Original Form 4"), which were inadvertently disclosed in Table I instead of Table II in the Original Form 4.
( 3 )Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.
( 4 )Includes 105,930 shares of Class B common stock subject to restricted stock units, 50,720 of which were awarded in 2017 and vest on February 1, 2020, (ii) 28,320 of which were awarded in 2018, 9,440 of which vest on January 30, 2020, and the remainder of which vest in two equal annual installments beginning January 30, 2021, and (iii) 26,890 of which were awarded in 2019, which vest in four equal annual installments beginning on January 30, 2020.
( 5 )Shares withheld to cover tax obligation from settlement of vested PRSUs and RSUs.

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* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
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