Sec Form 4 Filing - SCHIRALDI RICHARD J @ FIRST DEFIANCE FINANCIAL CORP - 2020-06-01

FORM 4 Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940

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1. Name and Address of Reporting Person SCHIRALDI RICHARD J 2. Issuer Name and Ticker or Trading Symbol FIRST DEFIANCE FINANCIAL CORP [ FDEF] 5. Relationship of Reporting Person(s) to Issuer (Check all applicable) X __ Director _____ 10% Owner _____ Officer (give title below) _____ Other (specify below) (Last) (First) (Middle) 601 CLINTON STREET 3. Date of Earliest Transaction (MM/DD/YY) 06/01/2020 (Street) DEFIANCE, OH43512 4. If Amendment, Date Original Filed (MM/DD/YY) 6. Individual or Joint/Group Filing (Check Applicable Line) __ X __ Form filed by One Reporting Person _____ Form filed by More than One Reporting Person (City) (State) (Zip)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned 1.Title of Security (Instr. 3) 2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4) Code V Amount (A) or (D) Price Common Shares 06/01/2020 M 2,041 A $ 3.82 5,076 D Common Shares 06/01/2020 M 1,436 A $ 4.04 6,512 D Common Shares 06/01/2020 M 1,763 A $ 3.23 8,275 D Common Shares 06/01/2020 M 1,639 ( 1 ) A $ 3.5 9,914 D Common Shares 06/01/2020 M 1,741 A $ 3.34 11,655 D Common Shares 06/01/2020 M 1,720 ( 1 ) A $ 3.47 ( 2 ) 13,375 D Common Shares 06/01/2020 M 1,024 A $ 5.68 14,399 D Common Shares 06/01/2020 M 697 ( 1 ) A $ 8.18 ( 2 ) 15,096 D Common Shares 06/01/2020 M 608 A $ 9.23 ( 2 ) 15,704 D Common Shares 06/01/2020 M 608 A $ 9.15 ( 2 ) 16,312 D Common Shares 06/01/2020 M 514 ( 1 ) A $ 10.87 ( 2 ) 16,826 D Common Shares 06/01/2020 M 482 ( 1 ) A $ 11.63 17,308 D Common Shares 06/01/2020 M 546 A $ 10.28 ( 2 ) 17,854 D Common Shares 06/01/2020 M 666 A $ 9.48 18,520 D Common Shares 06/01/2020 M 679 A $ 10.79 ( 2 ) 19,199 D Common Shares 06/01/2020 M 676 A $ 11.31 19,875 D Common Shares 06/01/2020 M 624 A $ 12.76 20,499 D Common Shares 06/01/2020 M 814 A $ 14.4 ( 2 ) 21,313 D Common Shares 06/01/2020 M 805 A $ 14.86 22,118 D Common Shares 06/01/2020 M 839 A $ 14.51 22,957 D Common Shares 06/01/2020 F 8,514 D $ 16.61 14,443 D Common Shares 57,646 I The Richard J. Schiraldi Revocable Trust

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities) 1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) 6. Date Exercisable and Expiration Date (MM/DD/YY) 7. Title and Amount of Underlying Securities (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4) Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares Stock Option (Right to Buy) $ 3.82 06/01/2020 M 2,041 01/31/2020 10/07/2020 Common Shares 2,041 $ 0 0 D Stock Option (Right to Buy) $ 4.04 06/01/2020 M 1,436 01/31/2020 01/06/2021 Common Shares 1,436 $ 0 0 D Stock Option (Right to Buy) $ 3.23 06/01/2020 M 1,763 01/31/2020 04/07/2021 Common Shares 1,763 $ 0 0 D Stock Option (Right to Buy) $ 3.5 06/01/2020 M 1,639 ( 1 ) 01/31/2020 07/07/2021 Common Shares 1,639 ( 1 ) $ 0 0 D Stock Option (Right to Buy) $ 3.34 06/01/2020 M 1,741 01/31/2020 10/06/2021 Common Shares 1,741 $ 0 0 D Stock Option (Right to Buy) $ 3.47 ( 2 ) 06/01/2020 M 1,720 ( 1 ) 01/31/2020 01/05/2022 Common Shares 1,720 ( 1 ) $ 0 0 D Stock Option (Right to Buy) $ 5.68 06/01/2020 M 1,024 01/31/2020 04/05/2022 Common Shares 1,024 $ 0 0 D Stock Option (Right to Buy) $ 8.18 ( 2 ) 06/01/2020 M 697 ( 1 ) 01/31/2020 07/05/2022 Common Shares 697 ( 1 ) $ 0 0 D Stock Option (Right to Buy) $ 9.23 ( 2 ) 06/01/2020 M 608 01/31/2020 10/04/2022 Common Shares 608 $ 0 0 D Stock Option (Right to Buy) $ 9.15 ( 2 ) 06/01/2020 M 608 01/31/2020 01/03/2023 Common Shares 608 $ 0 0 D Stock Option (Right to Buy) $ 10.87 ( 2 ) 06/01/2020 M 514 ( 1 ) 01/31/2020 04/04/2023 Common Shares 514 ( 1 ) $ 0 0 D Stock Option (Right to Buy) $ 11.63 06/01/2020 M 482 ( 1 ) 01/31/2020 07/03/2023 Common Shares 482 ( 1 ) $ 0 0 D Stock Option (Right to Buy) $ 10.28 ( 2 ) 06/01/2020 M 546 01/31/2020 10/03/2023 Common Shares 546 $ 0 0 D Stock Option (Right to Buy) $ 9.48 06/01/2020 M 666 01/31/2020 01/02/2024 Common Shares 666 $ 0 0 D Stock Option (Right to Buy) $ 10.79 ( 2 ) 06/01/2020 M 679 01/31/2020 04/03/2024 Common Shares 679 $ 0 0 D Stock Option (Right to Buy) $ 11.31 06/01/2020 M 676 01/31/2020 04/03/2024 Common Shares 676 $ 0 0 D Stock Option (Right to Buy) $ 12.76 06/01/2020 M 624 01/31/2020 10/02/2024 Common Shares 624 $ 0 0 D Stock Option (Right to Buy) $ 14.4 ( 2 ) 06/01/2020 M 814 01/31/2020 01/08/2025 Common Shares 814 $ 0 0 D Stock Option (Right to Buy) $ 14.86 06/01/2020 M 805 01/31/2020 04/02/2025 Common Shares 805 $ 0 0 D Stock Option (Right to Buy) $ 14.51 06/01/2020 M 839 01/31/2020 07/02/2025 Common Shares 839 $ 0 0 D

Reporting Owners Reporting Owner Name / Address Relationships Director 10% Owner Officer Other SCHIRALDI RICHARD J 601 CLINTON STREET DEFIANCE, OH43512 X Signatures /s/ Richard J. Schiraldi by Paul D. Nungester Jr., P.O.A 06/03/2020 Signature of Reporting Person Date

Explanation of Responses:

( 1 )Amount included corrects an inadvertent administrative error in the number of securities reported as beneficially owned on the reporting person's Form 4 filed on February 4, 2020. ( 2 )Price included corrects an inadvertent administrative error in the price reported on the reporting person's Form 4 filed on February 4, 2020.

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.

* If the form is filed by more than one reporting person, see Instruction 4(b)(v).

** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
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