Sec Form 4 Filing - BERGREEN ZACK B @ ASTEA INTERNATIONAL INC - 2019-11-12

FORM 4 Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL OMB Number: 3235-0287 Expires: November 30, 2011 Estimated average burden hours per response... 0.5

1. Name and Address of Reporting Person BERGREEN ZACK B 2. Issuer Name and Ticker or Trading Symbol ASTEA INTERNATIONAL INC [ ATEA] 5. Relationship of Reporting Person(s) to Issuer (Check all applicable) X __ Director X __ 10% Owner X __ Officer (give title below) _____ Other (specify below) Chief Executive Officer (Last) (First) (Middle) ASTEA INTERNATIONAL INC, 240 GIBRALTAR ROAD 3. Date of Earliest Transaction (MM/DD/YY) 11/12/2019 (Street) HORSHAM, PA19044 4. If Amendment, Date Original Filed (MM/DD/YY) 6. Individual or Joint/Group Filing (Check Applicable Line) __ X __ Form filed by One Reporting Person _____ Form filed by More than One Reporting Person (City) (State) (Zip)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned 1.Title of Security (Instr. 3) 2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4) Code V Amount (A) or (D) Price Common Stock 11/12/2019 J 826,446 ( 1 ) A 2,992,287 D Common Stock 11/12/2019 J 797,448 ( 2 ) A 2,992,287 D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities) 1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) 6. Date Exercisable and Expiration Date (MM/DD/YY) 7. Title and Amount of Underlying Securities (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4) Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares Convertible Preferred Stock-Series A ( 3 ) 11/12/2019 J 826,446 ( 3 ) 09/24/2008 ( 5 ) Astea International Common Stock 826,446 ( 3 ) 0 D Convertible Preferred Stock - Series B ( 4 ) 11/12/2019 J 797,448 ( 4 ) 06/20/2014 ( 6 ) Astea International Common Stock 797,448 ( 4 ) 0 D

Reporting Owners Reporting Owner Name / Address Relationships Director 10% Owner Officer Other BERGREEN ZACK B ASTEA INTERNATIONAL INC 240 GIBRALTAR ROAD HORSHAM, PA19044 X X Chief Executive Officer Signatures /s/ Zack B. Bergreen 11/13/2019 Signature of Reporting Person Date

Explanation of Responses:

( 1 )Receipt of common stock due to the elective conversion by Mr. Bergreen of all of his Series A Convertible Preferred Stock into common stock pursuant to the terms of the September 24, 2008 preferred stock agreement which entitled him to receive the common stock on a 1-for-1 basis. ( 2 )Receipt of common stock due to the elective conversion by Mr. Bergreen of all of his Series B Convertible Preferred Stock into common stock pursuant to the terms of the June 20, 2014 preferred stock agreement which entitled him to receive the common stock on a 1-for-1 basis. ( 3 )Disposition of Series A-Convertible Preferred stock and conversion into common stock as noted above. No compensation received for this conversion other than the common stock noted in Table 1. ( 4 )Disposition of Series B-Convertible Preferred stock and conversion into common stock as noted above. No compensation received for this conversion other than the common stock noted in Table 1. ( 5 )No expiration date of this Series A Convertible Preferred Stock pursuant to the terms of the September 24, 2008 preferred stock agreement. ( 6 )No expiration date of this Series B Convertible Preferred Stock pursuant to the terms of the June 20, 2014 preferred stock agreement.

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.

* If the form is filed by more than one reporting person, see Instruction 4(b)(v).

** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.