Sec Form 4 Filing - FARRELL PETER C @ RESMED INC - 2020-11-19

Insider filing report for Changes in Beneficial Ownership
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FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
FARRELL PETER C
2. Issuer Name and Ticker or Trading Symbol
RESMED INC [ RMD]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X __ Director _____ 10% Owner
_____ Officer (give title below) _____ Other (specify below)
(Last) (First) (Middle)
RESMED INC., 9001 SPECTRUM CENTER BOULEVARD
3. Date of Earliest Transaction (MM/DD/YY)
11/19/2020
(Street)
SAN DIEGO, CA92123
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
__ X __ Form filed by One Reporting Person
_____ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
ResMed Common Stock 11/19/2020 A( 1 ) 1,187 A $ 0 228,636 D
ResMed Common Stock 0 I Peter C. Farrell April 2010 Annuity Trust
ResMed Common Stock 200,000 I Peter C. Farrell August 2011 Annuity Trust
ResMed Common Stock 0 I Peter C. Farrell December 2009 Annuity Trust
ResMed Common Stock 200,000 I Peter C. Farrell December 2010 Annuity Trust
ResMed Common Stock 0 I Peter C. Farrell December 2011 Annuity Trust
ResMed Common Stock 200,000 I Peter C. Farrell December 2012 Annuity Trust
ResMed Common Stock 0 I Peter C. Farrell February 2012 Annuity Trust ( 2 )
ResMed Common Stock 0 I Peter C. Farrell Grantor Retained Annuity Trust dated December 2012 ( 2 )
ResMed Common Stock 200,000 I Peter C. Farrell Grantor Retained Annuity Trust dated December 2012 Annuity Trust ( 3 )
ResMed Common Stock 0 I Peter C. Farrell Grantor Retained Annuity Trust dated March 4, 2014 ( 2 ) ( 4 ) ( 5 )
ResMed Common Stock 0 I Peter C. Farrell Grantor Retained Annuity Trust dated October 14, 2014 ( 2 ) ( 4 )
ResMed Common Stock 22,783 I Peter C. Farrell Grantor Retained Trust dated December 2012 ( 2 )
ResMed Common Stock 21,391 I Peter C. Farrell July 2010 Annuity Trust
ResMed Common Stock 200,000 I Peter C. Farrell November 2010 Annuity Trust ( 6 )
ResMed Common Stock 0 I Peter C. Farrell November 2010 Annuity Trusts
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
FARRELL PETER C
RESMED INC.
9001 SPECTRUM CENTER BOULEVARD
SAN DIEGO, CA92123
X
Signatures
Peter C. Farrell, Chairman 11/20/2020
Signature of Reporting Person Date
Explanation of Responses:
( 1 )Shares awarded are restricted stock units. The RSUs vest on the earlier of November 11, 2021, or the annual shareholders meeting in the year following the grant date.
( 2 )Securities held by Larry Poster, Trustee of the Peter C. Farrell Grantor Retained Annuity Trust.
( 3 )Securities held by Larry Poster, Trustee of the Peter C. Farrell Grantor Retained Annuity Trust dated December 2012.
( 4 )Larry Poster is the Trustee of the GRAT.
( 5 )Securities held by Larry Poster, Trustee of the Peter C. Farrell Grantor Retained Annuity Trust dated March 4, 2014.
( 6 )Funded as a gift from the Peter C. Farrell Family Trust on November 15, 2010, with a distribution date of November 15, 2011.

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* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
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