Sec Form 4 Filing - O HANLEY RONALD P @ STATE STREET CORP - 2024-02-15

FORM 4 Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL OMB Number: 3235-0287 Expires: November 30, 2011 Estimated average burden hours per response... 0.5

1. Name and Address of Reporting Person O HANLEY RONALD P 2. Issuer Name and Ticker or Trading Symbol STATE STREET CORP [ STT] 5. Relationship of Reporting Person(s) to Issuer (Check all applicable) X __ Director _____ 10% Owner X __ Officer (give title below) _____ Other (specify below) Chairman, CEO and President (Last) (First) (Middle) STATE STREET CORPORATION, ONE CONGRESS STREET 3. Date of Earliest Transaction (MM/DD/YY) 02/15/2024 (Street) BOSTON, MA02114 4. If Amendment, Date Original Filed (MM/DD/YY) 6. Individual or Joint/Group Filing (Check Applicable Line) __ X __ Form filed by One Reporting Person _____ Form filed by More than One Reporting Person (City) (State) (Zip)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned 1.Title of Security (Instr. 3) 2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4) Code V Amount (A) or (D) Price Common Stock 02/15/2024 M 2,582 A $ 0 ( 1 ) 250,453 D Common Stock 02/15/2024 D 2,582 D $ 73.03 ( 2 ) 247,871 D Common Stock 02/15/2024 M 2,516 A $ 0 ( 1 ) 250,387 D Common Stock 02/15/2024 D 2,516 D $ 73.03 ( 3 ) 247,871 D Common Stock 02/15/2024 M 1,342 A $ 0 ( 1 ) 249,213 D Common Stock 02/15/2024 D 1,342 D $ 74.54 ( 4 ) 247,871 D Common Stock 02/15/2024 A 63,762 ( 5 ) A $ 0 311,633 D Common Stock 02/15/2024 F 26,235 ( 6 ) D $ 73.03 285,398 D Common Stock 02/15/2024 F 21,828 ( 7 ) D $ 73.03 263,570 D Common Stock 02/16/2024 G 7,000 D $ 0 256,570 D Common Stock 83,681 ( 8 ) I By a Trust

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities) 1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) 6. Date Exercisable and Expiration Date (MM/DD/YY) 7. Title and Amount of Underlying Securities (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4) Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares 2021 Cash Settled Restricted Stock Units ( 1 ) 02/15/2024 M 2,582 ( 9 ) 02/15/2024 Common Stock 2,582 ( 1 ) 0 D 2022 Cash Settled Restricted Stock Units ( 1 ) 02/15/2024 M 2,516 ( 10 ) 02/15/2025 Common Stock 2,516 ( 1 ) 10,064 D 2023 Cash Settled Restricted Stock Units ( 1 ) 02/15/2024 M 1,342 ( 11 ) 02/15/2026 Common Stock 1,342 ( 1 ) 10,740 D

Reporting Owners Reporting Owner Name / Address Relationships Director 10% Owner Officer Other O HANLEY RONALD P STATE STREET CORPORATION ONE CONGRESS STREET BOSTON, MA02114 X Chairman, CEO and President Signatures /s/ Shannon C. Stanley, Attorney-in-fact 02/20/2024 Signature of Reporting Person Date

Explanation of Responses:

( 1 )Each Unit is the equivalent of one share of State Street Corporation common stock. ( 2 )Pursuant to award granted on February 26, 2021 under the State Street Corporation 2017 Stock Incentive Plan, the price reflected is the closing price of Common Stock on the New York Stock Exchange occurring on the applicable vesting date. ( 3 )Pursuant to award granted on February 25, 2022 under the State Street Corporation 2017 Stock Incentive Plan, the price reflected is the closing price of Common Stock on the New York Stock Exchange occurring on the applicable vesting date. ( 4 )Pursuant to award granted on February 24, 2023 under the State Street Corporation 2017 Stock Incentive Plan, price is determined as the average closing price of Common Stock on the New York Stock Exchange during the 30 trading days occurring on or immediately prior to the applicable vesting date. ( 5 )Settlement of a performance award granted on February 26, 2021 as part of 2020 compensation. ( 6 )These shares were withheld to satisfy tax withholding obligations in connection with the settlement of a performance award granted on February 26, 2021 as part of 2020 compensation. ( 7 )These shares were withheld to satisfy tax withholding obligations in connection with the vesting of previously awarded deferred stock. ( 8 )By a trust. The reporting person continues to report beneficial ownership of STT common stock held by the trust but disclaims beneficial ownership except to the extent of his pecuniary interest therein. ( 9 )Quarterly installment of award granted on February 26, 2021 with one-half of the units vesting in three equal quarterly installments commencing May 15, 2021 and remaining units vesting in nine equal quarterly installments commencing February 15, 2022. ( 10 )Quarterly installment of award granted on February 25, 2022 with one-half of the units vesting in three equal quarterly installments commencing May 15, 2022 and remaining units vesting in nine equal quarterly installments commencing February 15, 2023. ( 11 )Quarterly installment of award granted on February 24, 2023 with one-half of the units vesting in three equal quarterly installments commencing May 15, 2023 and remaining units vesting in nine equal quarterly installments commencing February 15, 2024.

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.

* If the form is filed by more than one reporting person, see Instruction 4(b)(v).

** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.