Sec Form 3 Filing - Newby Matt @ EAGLE MATERIALS INC - 2022-06-03

Insider filing report for Changes in Beneficial Ownership
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FORM 3
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
Newby Matt
2. Issuer Name and Ticker or Trading Symbol
EAGLE MATERIALS INC [ EXP]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner
X __ Officer (give title below) _____ Other (specify below)
EVP & General Counsel
(Last) (First) (Middle)
5960 BERKSHIRE LN, SUITE 900
3. Date of Earliest Transaction (MM/DD/YY)
06/03/2022
(Street)
DALLAS, TX75225
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
__ X __ Form filed by One Reporting Person
_____ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 17,934( 1 ) D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Non-Qualified Stock Option (Right to Buy) $ 75.69 ( 2 ) 05/20/2026 Common Stock 4,246 D
Non-Qualified Stock Option (Right to Buy) $ 100.88 ( 3 ) 05/18/2027 Common Stock 3,008 D
Non-Qualified Stock Option (Right to Buy) $ 100.88 ( 4 ) 05/18/2027 Common Stock 2,605 D
Non-Qualified Stock Option (Right to Buy) $ 106.24 ( 5 ) 05/17/2028 Common Stock 3,165 D
Non-Qualified Stock Option (Right to Buy) $ 106.24 ( 6 ) 05/17/2028 Common Stock 2,940 D
Non-Qualified Stock Option (Right to Buy) $ 91.58 ( 7 ) 05/16/2029 Common Stock 3,859 D
Non-Qualified Stock Option (Right to Buy) $ 91.58 ( 8 ) 05/16/2029 Common Stock 3,654 D
Non-Qualified Stock Option (Right to Buy) $ 60.21 ( 9 ) 05/19/2030 Common Stock 2,718 D
Non-Qualified Stock Option (Right to Buy) $ 60.21 ( 10 ) 05/19/2030 Common Stock 2,265 D
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
Newby Matt
5960 BERKSHIRE LN
SUITE 900
DALLAS, TX75225
EVP & General Counsel
Signatures
/s/ Matt Newby 06/06/2022
Signature of Reporting Person Date
Explanation of Responses:
( 1 )This number includes the following restricted shares: (a) 561 shares remaining from a grant awarded to the reporting person on 5/16/2019, the restrictions on which will lapse on 3/31/2023; (b) 2,740 shares remaining from a grant awarded to the reporting person on 5/19/2020, the restrictions on which will lapse ratably on March 31 of 2023 and 2024; (c) 2,370 shares remaining from a grant awarded to the reporting person on 5/19/2021, the restrictions on which will lapse ratably on March 31 of 2023, 2024 and 2025; and (d) 2,773 shares awarded to the reporting person on 5/19/2022, the restrictions on which will lapse ratably on March 31 of 2023, 2024, 2025 and 2026.
( 2 )On May 20, 2016, the reporting person was granted an option to purchase up to 4,308 shares of Common Stock subject to the achievement by the Company of certain performance vesting criteria measured at the end of fiscal 2017. On May 10, 2017, the performance conditions were determined to have been satisfied such that stock options vested as to 4,246 shares and currently all of these options are exercisable.
( 3 )On May 18, 2017, the reporting person was granted an option to purchase up to 3,126 shares of Common Stock subject to the achievement by the Company of certain performance vesting criteria measured at the end of fiscal 2018. On May 7, 2018, the performance conditions were determined to have been satisfied such that stock options vested as to 3,008 shares and currently all of these options are exercisable.
( 4 )On May 18, 2017 the reporting person was granted an option to purchase up to 2,605 shares of Common Stock, and currently all of these options are exercisable.
( 5 )On May 17, 2018, the reporting person was granted an option to purchase up to 3,528 shares of Common Stock subject to the achievement by the Company of certain performance vesting criteria measured at the end of fiscal 2019. On May 13, 2019, the performance conditions were determined to have been satisfied such that stock options vested as to 3,165 shares, all of which are currently exercisable.
( 6 )On May 17, 2018 the reporting person was granted an option to purchase up to 2,940 shares of Common Stock, and currently all of these options are exercisable.
( 7 )On May 16, 2019, the reporting person was granted an option to purchase up to 4,385 shares of Common Stock subject to the achievement by the Company of certain performance vesting criteria measured at the end of fiscal 2020. On May 4, 2020, the performance conditions were determined to have been satisfied such that stock options vested as to 3,859 shares. Currently 2,895 options are exercisable and the remaining options vest on March 31, 2023.
( 8 )On May 16, 2019 the reporting person was granted an option to purchase up to 3,654 shares of Common Stock, Currently 2,741 options are exercisable and the remaining options will vest on March 31, 2023.
( 9 )On May 19, 2020, the reporting person was granted an option to purchase up to 2,718 shares of Common Stock subject to the achievement by the Company of certain performance vesting criteria measured at the end of fiscal 2021. On May 6, 2021, the performance conditions were determined to have been satisfied such that stock options vested as to 2,718 shares. Currently 1,360 options are ex ercisable and the remaining options vest on March 31 of 2023 and 2024.
( 10 )On May 19, 2020 the reporting person was granted an option to purchase up to 2,265 shares of Common Stock, Currently 1,133 options are exercisable and the remaining options will vest ratably on March 31 of 2023 and 2024.

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