Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
|
2. Transaction Date (MM/DD/YY)
|
2A. Deemed Execution Date, if any (MM/DD/YY)
|
3. Transaction Code
(Instr. 8)
|
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
|
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
|
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
|
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
|
Code
|
V
|
Amount
|
(A) or (D)
|
Price
|
Non-Cumulative Preferred Stock, Series H (
1
) (
2
) (
3
) (
4
) |
04/23/2014 |
|
P |
|
125,000 |
A |
$
1.013 |
125,000 |
I |
Through Subsidiary (
5
) |
Non-Cumulative Preferred Stock, Series H (
1
) (
2
) (
3
) (
4
) |
05/06/2014 |
|
S |
|
125,000 |
D |
$
1.016 |
0 |
I |
Through Subsidiary (
5
) |
Non-Cumulative Preferred Stock, Series H (
1
) (
2
) (
3
) (
4
) |
08/21/2014 |
|
P |
|
210,000 |
A |
$
1.02 |
210,000 |
I |
Through Subsidiary (
5
) |
Non-Cumulative Preferred Stock, Series H (
1
) (
2
) (
3
) (
4
) |
08/21/2014 |
|
S |
|
210,000 |
D |
$
1.06 |
0 |
I |
Through Subsidiary (
5
) |
Non-Cumulative Preferred Stock, Series H (
1
) (
2
) (
3
) (
4
) |
09/04/2014 |
|
P |
|
210,000 |
A |
$
1.02 |
210,000 |
I |
Through Subsidiary (
5
) |
Non-Cumulative Preferred Stock, Series H (
1
) (
2
) (
3
) (
4
) |
09/04/2014 |
|
S |
|
210,000 |
D |
$
1.06 |
0 |
I |
Through Subsidiary (
5
) |
Non-Cumulative Preferred Stock, Series H (
1
) (
2
) (
3
) (
4
) |
09/05/2014 |
|
P |
|
140,000 |
A |
$
1.01 |
140,000 |
I |
Through Subsidiary (
5
) |
Non-Cumulative Preferred Stock, Series H (
1
) (
2
) (
3
) (
4
) |
09/05/2014 |
|
S |
|
140,000 |
D |
$
1.05 |
0 |
I |
Through Subsidiary (
5
) |
Non-Cumulative Preferred Stock, Series H (
1
) (
2
) (
3
) (
4
) |
09/15/2014 |
|
S |
|
49,000 |
D |
$
1.005 |
49,000 (
6
) |
I |
Through Subsidiary (
5
) |
Non-Cumulative Preferred Stock, Series H (
1
) (
2
) (
3
) (
4
) |
09/16/2014 |
|
S |
|
100,000 |
D |
$
1.004 |
149,000 (
6
) |
I |
Through Subsidiary (
5
) |
Non-Cumulative Preferred Stock, Series H (
1
) (
2
) (
3
) (
4
) |
09/18/2014 |
|
P |
|
70,000 |
A |
$
1.01 |
79,000 (
6
) |
I |
Through Subsidiary (
5
) |
Non-Cumulative Preferred Stock, Series H (
1
) (
2
) (
3
) (
4
) |
09/18/2014 |
|
S |
|
70,000 |
D |
$
1.05 |
149,000 (
6
) |
I |
Through Subsidiary (
5
) |
Non-Cumulative Preferred Stock, Series H (
1
) (
2
) (
3
) (
4
) |
09/24/2014 |
|
S |
|
20,000 |
D |
$
1.003 |
169,000 (
6
) |
I |
Through Subsidiary (
5
) |
Non-Cumulative Preferred Stock, Series H (
1
) (
2
) (
3
) (
4
) |
09/25/2014 |
|
P |
|
250,000 |
A |
$
0.999 |
81,000 |
I |
Through Subsidiary (
5
) |
Non-Cumulative Preferred Stock, Series H (
1
) (
2
) (
3
) (
4
) |
09/25/2014 |
|
S |
|
65,000 |
D |
$
1.001 |
16,000 |
I |
Through Subsidiary (
5
) |
Non-Cumulative Preferred Stock, Series H (
1
) (
2
) (
3
) (
4
) |
09/26/2014 |
|
P |
|
280,000 |
A |
$
1 |
296,000 |
I |
Through Subsidiary (
5
) |
Non-Cumulative Preferred Stock, Series H (
1
) (
2
) (
3
) (
4
) |
09/26/2014 |
|
S |
|
280,000 |
D |
$
1.04 |
16,000 |
I |
Through Subsidiary (
5
) |
Non-Cumulative Preferred Stock, Series H (
1
) (
2
) (
3
) (
4
) |
10/09/2014 |
|
P |
|
140,000 |
A |
$
1.01 |
156,000 |
I |
Through Subsidiary (
5
) |
Non-Cumulative Preferred Stock, Series H (
1
) (
2
) (
3
) (
4
) |
10/09/2014 |
|
S |
|
140,000 |
D |
$
1.05 |
16,000 |
I |
Through Subsidiary (
5
) |
Non-Cumulative P
referred Stock, Series H (
1
) (
2
) (
3
) (
4
) |
10/10/2014 |
|
P |
|
70,000 |
A |
$
1.01 |
86,000 |
I |
Through Subsidiary (
5
) |
Non-Cumulative Preferred Stock, Series H (
1
) (
2
) (
3
) (
4
) |
10/10/2014 |
|
S |
|
135,000 |
D |
$
1.008 |
49,000 (
6
) |
I |
Through Subsidiary (
5
) |
Non-Cumulative Preferred Stock, Series H (
1
) (
2
) (
3
) (
4
) |
10/10/2014 |
|
S |
|
70,000 |
D |
$
1.05 |
119,000 (
6
) |
I |
Through Subsidiary (
5
) |
Non-Cumulative Preferred Stock, Series H (
1
) (
2
) (
3
) (
4
) |
10/17/2014 |
|
P |
|
70,000 |
A |
$
1 |
49,000 (
6
) |
I |
Through Subsidiary (
5
) |
Non-Cumulative Preferred Stock, Series H (
1
) (
2
) (
3
) (
4
) |
10/17/2014 |
|
S |
|
70,000 |
D |
$
1.04 |
119,000 (
6
) |
I |
Through Subsidiary (
5
) |
Non-Cumulative Preferred Stock, Series H (
1
) (
2
) (
3
) (
4
) |
10/22/2014 |
|
P |
|
150,000 |
A |
$
1.005 |
31,000 |
I |
Through Subsidiary (
5
) |
Non-Cumulative Preferred Stock, Series H (
1
) (
2
) (
3
) (
4
) |
10/24/2014 |
|
S |
|
70,000 |
D |
$
1.005 |
39,000 (
6
) |
I |
Through Subsidiary (
5
) |
Non-Cumulative Preferred Stock, Series H (
1
) (
2
) (
3
) (
4
) |
11/07/2014 |
|
P |
|
140,000 |
A |
$
1 |
101,000 |
I |
Through Subsidiary (
5
) |
Non-Cumulative Preferred Stock, Series H (
1
) (
2
) (
3
) (
4
) |
11/07/2014 |
|
S |
|
140,000 |
D |
$
1.04 |
39,000 (
6
) |
I |
Through Subsidiary (
5
) |
Non-Cumulative Preferred Stock, Series H (
1
) (
2
) (
3
) (
4
) |
11/18/2014 |
|
P |
|
39,000 |
A |
$
1.009 |
0 |
I |
Through Subsidiary (
5
) |
|
|