Sec Form 4/A Filing - Hanson John Edward @ CENTRAL GARDEN & PET CO - 2024-02-12

Insider filing report for Changes in Beneficial Ownership
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FORM 4/A
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
Hanson John Edward
2. Issuer Name and Ticker or Trading Symbol
CENTRAL GARDEN & PET CO [ CENT]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner
_____ Officer (give title below) X __ Other (specify below)
President Pet Consumer Product
(Last) (First) (Middle)
1340 TREAT BLVD, SUITE 600
3. Date of Earliest Transaction (MM/DD/YY)
02/12/2024
(Street)
WALNUT CREEK, CA94597-7578
4. If Amendment, Date Original Filed (MM/DD/YY)
02/13/2024
6. Individual or Joint/Group Filing (Check Applicable Line)
__ X __ Form filed by One Reporting Person
_____ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Class A Common Stock 02/12/2024 M( 1 ) 6,580 A $ 22.8 ( 2 ) 52,404 D
Class A Common Stock 02/12/2024 F( 3 ) 5,043 D $ 37.09 47,361 D
Class A Common Stock 02/13/2024 S 5,321 A $ 37.1901 42,040 D
Units 1,916.81 I By 401(k) Plan ( 4 )
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transact ion(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Stock Option (Right to Buy) $ 22.8 ( 5 ) 02/12/2024 M 6,580 ( 5 ) ( 6 ) 02/10/2026 Class A Common Stock ( 5 ) 6,580 ( 5 ) $ 0 3,947 D
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
Hanson John Edward
1340 TREAT BLVD
SUITE 600
WALNUT CREEK, CA94597-7578
President Pet Consumer Product
Signatures
/s/Filomena Eickstaedt as Attorney-in-Fact for John Hanson 02/14/2024
Signature of Reporting Person Date
Explanation of Responses:
( 1 )The purpose of this amendment to the Form 4 filed on February 13, 2024 with the U.S. Securities and Exchange Commission is to correct the source of Reporting Owner's disposal of Class A Common Stock. Class A Common Stock was reported as being withheld on February 10, 2024 as the result of withholding tax liability upon vesting of restricted stock. The transaction was in regard to a stock option exercised on February 12, 2024.
( 2 )On December 7, 2023, Company declared a stock dividend, payable to all holders on record of Common Stock and Class A Common Stock as of January 8, 2024, of one share of Class A Common Stock for every four shares of Common Stock and Class A Common Stock outstanding. At the same time, pursuant to anti-dilution provisions , an option for 5,264 shares Class A Common Stock on January 8, 2024 became exercisable for 10,527 shares of Class A Common Stock.
( 3 )Shares withheld by the Issuer in payment of the aggregate option exercise price and withholding tax liability incurred upon the above-reported exercise of options. The amount of shares withheld is based on the respective average of the high and low sales prices on the date of exercise.
( 4 )The units represent interests in the CENTA Stock Fund in the Issuer's 401(k) Plan, which consist of shares of CENTA stock and cash.
( 5 )This option was previously reported as an option for 5264 shares of Class A Common Stock at an exercise price of $28.50 per share, but was adjusted to reflect the stock dividend declared by Company on December 7, 2023. As a result of the stock dividend, the option also entitled the Reporting Person to receive, upon exercise, 10527 shares of Class A Common Stock for no additional consideration.
( 6 )Options were granted on February 10, 2020, and all shares are vested and are exercisable.

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