Sec Form 3 Filing - LESLIE ERICKA T @ GOLDMAN SACHS GROUP INC - 2022-02-18

FORM 3 Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940

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1. Name and Address of Reporting Person LESLIE ERICKA T 2. Issuer Name and Ticker or Trading Symbol GOLDMAN SACHS GROUP INC [ GS] 5. Relationship of Reporting Person(s) to Issuer (Check all applicable) _____ Director _____ 10% Owner X __ Officer (give title below) _____ Other (specify below) Chief Administrative Officer (Last) (First) (Middle) C/O GOLDMAN SACHS & CO. LLC, 200 WEST STREET 3. Date of Earliest Transaction (MM/DD/YY) 02/18/2022 (Street) NEW YORK, NY10282 4. If Amendment, Date Original Filed (MM/DD/YY) 6. Individual or Joint/Group Filing (Check Applicable Line) __ X __ Form filed by One Reporting Person _____ Form filed by More than One Reporting Person (City) (State) (Zip)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned 1.Title of Security (Instr. 3) 2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4) Code V Amount (A) or (D) Price Common Stock, par value $0.01 per share 8,405( 1 ) D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities) 1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) 6. Date Exercisable and Expiration Date (MM/DD/YY) 7. Title and Amount of Underlying Securities (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4) Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares Restricted Stock Units ( 2 ) ( 2 ) ( 2 ) Common Stock, par value $0.01 per share 17,986 D

Reporting Owners Reporting Owner Name / Address Relationships Director 10% Owner Officer Other LESLIE ERICKA T C/O GOLDMAN SACHS & CO. LLC 200 WEST STREET NEW YORK, NY10282 Chief Administrative Officer Signatures /s/ Beverly L. O'Toole, Attorney-in-fact 02/18/2022 Signature of Reporting Person Date

Explanation of Responses:

( 1 )Certain of these shares cannot be sold or transferred before dates ranging from January 2023 to January 2026. Additionally, certain of these shares are subject to a non-competition covenant which will lapse in January 2025, subject to other terms and conditions of the applicable award agreement. ( 2 )These Restricted Stock Units ("RSUs") were granted on dates ranging from January 2020 to January 2022 and will vest on the earlier of (a) dates ranging from December 31, 2022 to December 31, 2024 and (b) the Reporting Person's retirement. Shares of the Issuer's common stock underlying these RSUs will be delivered on dates ranging from January 2023 to January 2025, and generally cannot be sold or transferred before dates ranging from January 2024 to January 2026.

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.

* If the form is filed by more than one reporting person, see Instruction 4(b)(v).

** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

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