Sec Form 4 Filing - Roller Daniel J @ Scott's Liquid Gold - Inc. - 2023-05-11

Insider filing report for Changes in Beneficial Ownership
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FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
Roller Daniel J
2. Issuer Name and Ticker or Trading Symbol
Scott's Liquid Gold - Inc. [ SLGD]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X __ Director X __ 10% Owner
_____ Officer (give title below) _____ Other (specify below)
(Last) (First) (Middle)
8400 E CRESCENT PARKWAY, SUITE 450
3. Date of Earliest Transaction (MM/DD/YY)
05/11/2023
(Street)
GREENWOOD VILLAGE, CO80111
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
__ X __ Form filed by One Reporting Person
_____ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Common Stock, par value $0.10 per share 05/11/2023 A 100,000 ( 1 ) A $ 0 100,000 D
Common Stock, par value $0.10 per share 780,070 I Maran Partners Fund, LP ( 2 )
Common Stock, par value $0.10 per share 840,000 I Maran SPV, LP ( 3 )
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
Roller Daniel J
8400 E CRESCENT PARKWAY, SUITE 450
GREENWOOD VILLAGE, CO80111
X X
Signatures
/s/ Daniel J. Roller 05/15/2023
Signature of Reporting Person Date
Explanation of Responses:
( 1 )Restricted stock award vested on the grant date.
( 2 )Securities owned directly by Maran Partners Fund, LP ("Maran Partners LP"). As the general partner of Maran Partners LP, Maran Partners GP, LLC ("Maran Partners GP") may be deemed to beneficially own the securities owned directly by Maran Partners LP. As the investment manager of Maran Partners LP, Maran Capital Management, LLC ("Maran Capital Management") may be deemed to beneficially own the securities owned directly by Maran Partners LP. As the sole managing member of each of Maran Capital Management and Maran Partners GP, the Reporting Person may be deemed to beneficially own the securities owned directly by Maran Partners LP. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.
( 3 )Securities owned directly by Maran SPV, LP ("Maran SPV"). As the general partner of Maran SPV, Maran SPV GP, LLC ("Maran SPV GP") may be deemed to beneficially own the securities owned directly by Maran SPV, LP. As the investment manager of Maran SPV, Maran Capital Management may be deemed to beneficially own the securities owned directly by Maran SPV. As the sole managing member of each of Maran Capital Management and Maran SPV GP, the Reporting Person may be deemed to beneficially own the securities owned directly by Maran SPV. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

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