Sec Form 4 Filing - Ponton Brett @ MONRO, INC. - 2020-06-01

Every director, officer or owner of more than ten percent of a class of equity securities registered under Section 12 of the '34 Act must file with the U.S. Securities and Exchange Commission (SEC) a statement of ownership regarding such security.

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FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person *
Ponton Brett
2. Issuer Name and Ticker or Trading Symbol
MONRO, INC. [ MNRO]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X __ Director _____ 10% Owner
X __ Officer (give title below) _____ Other (specify below)
President & CEO
(Last)
(First)
(Middle)
200 HOLLEDER PARKWAY
3. Date of Earliest Transaction (MM/DD/YY)
06/01/2020
(Street)
ROCHESTER, NY14615
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
__ X __ Form filed by One Reporting Person
_____ Form filed by More than One Reporting Person
(City)
(State)
(Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 20,216 D
Common Stock 06/01/2020A 4,533 A $ 0 ( 1 ) 24,749 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Options (Right to Buy) $ 55.15 06/01/2020A 20,226 ( 2 )05/31/2026 Common Stock 20,226 $ 0 20,226 D
Options (Right to Buy) $ 47.15 06/11/2020J( 3 ) 145,556 ( 4 ) ( 4 )07/31/2023 Common Stock 145,556 ( 4 ) $ 0 154,444 ( 4 ) D
Options (Right to Buy) $ 65 06/11/2020J( 3 ) 72,778 ( 5 )07/31/2023 Common Stock 72,778 $ 0 27,222 D
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
Ponton Brett
200 HOLLEDER PARKWAY
ROCHESTER, NY14615
XPresident & CEO
Signatures
/s/ Brett T. Ponton06/11/2020
** Signature of Reporting Person Date
Explanation of Responses:
( 1 )These restricted stock units, each of which represent a contingent right to receive one share of common stock, are granted under the Company's Amended and Restated 2007 Stock Incentive Plan and vest one-quarter on each of the four anniversaries of the grant date.
( 2 )This Option was granted under the Company's 2007 Stock Incentive Plan and vests one-quarter on each of the first four anniversaries of the grant date.
( 3 )Pursuant to a court-approved divorce settlement agreement, the reporting person transferred options to purchase shares of the Company's common stock to his former spouse.
( 4 )This option was granted under the Company's 2007 Stock Incentive Plan and vested one-third on each of August 1, 2018, 2019 and vests one-third on August 1, 2020. The transferred portion of the option is fully vested with respect to all 145,556 shares. Of the remaining portion of the option, the option is fully vested with respect to 54,444 shares and the remainder vests on August 1, 2020.
( 5 )This option is fully vested as of the date of this report.

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

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