Sec Form 4 Filing - ELLIOT DOUGLAS G @ HARTFORD FINANCIAL SERVICES GROUP, INC. - 2022-01-03

Insider filing report for Changes in Beneficial Ownership
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FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
ELLIOT DOUGLAS G
2. Issuer Name and Ticker or Trading Symbol
HARTFORD FINANCIAL SERVICES GROUP, INC. [ HIG]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner
X __ Officer (give title below) _____ Other (specify below)
President
(Last) (First) (Middle)
ONE HARTFORD PLAZA
3. Date of Earliest Transaction (MM/DD/YY)
01/03/2022
(Street)
HARTFORD, CT06155
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
__ X __ Form filed by One Reporting Person
_____ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 01/03/2022 M 3,800 A $ 35.83 210,670.015 D
Common Stock 01/03/2022 S( 1 ) 3,800 D $ 70.025( 2 ) 206,870.015 D
Common Stock 01/04/2022 M 82,833 A $ 35.83 289,703.015 D
Common Stock 01/04/2022 M 900 A $ 35.83 290,603.015 D
Common Stock 01/04/2022 S( 1 ) 900 D $ 71.064( 3 ) 289,703.015 D
Common Stock 01/04/2022 S( 1 ) 82,833 D $ 70.672( 4 ) 206,870.015 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Stock Option $ 35.83 01/03/2022 M 3,800 ( 5 ) 03/04/2024 Common Stock 3,800 $ 0 83,733 D
Stock Option $ 35.83 01/04/2022 M 900 ( 5 ) 03/04/2024 Common Stock 900 $ 0 82,833 D
Stock Option $ 35.83 01/04/2022 M 82,833 ( 5 ) 03/04/2024 Common Stock 82,833 $ 0 0 D
Stock Option $ 41.25 ( 6 ) 03/03/2025 Common Stock 207,547 207,547 D
Stock Option $ 43.59 ( 7 ) 03/01/2026 Common Stock 190,486 190,486 D
Stock Option $ 48.89 ( 8 ) 02/28/2027 Common Stock 201,939 201,939 D
Stock Option $ 49.01 ( 9 ) 02/26/2029 Common Stock 219,898 219,898 D
Stock Option $ 51.87 ( 10 ) 02/23/2031 Common Stock 183,132 183,132 D
Stock Option $ 53.81 ( 11 ) 02/27/2028 Common Stock 178,012 178,012 D
Stock Option $ 55.27 ( 12 ) 02/25/2030 Common Stock 204,703 204,703 D
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
ELLIOT DOUGLAS G
ONE HARTFORD PLAZA
HARTFORD, CT06155
President
Signatures
Anthony J. Salerno, Jr., Attorney-in-Fact 01/05/2022
Signature of Reporting Person Date
Explanation of Responses:
( 1 )The transaction reported on this Form 4 was effected pursuant to a trading plan previously adopted by Mr. Elliot on November 11, 2021, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934.
( 2 )Price reflected is the weighted average sale price for shares sold. The range of sales prices for the transactions reported was $70.00 - $70.08 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
( 3 )Price reflected is the weighted average sale price for shares sold. The range of sales prices for the transactions reported was $71.02 - $71.12 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
( 4 )Price reflected is the weighted average sale price for shares sold. The range of sales prices for the transactions reported was $70.01 - $70.99 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
( 5 )The options became fully exercisable on March 4, 2017, the third anniversary of the grant date.
( 6 )The options became fully exercisable on March 3, 2018, the third anniversary of the grant date.
( 7 )The options became fully exercisable on March 1, 2019, the third anniversary of the grant date.
( 8 )The options became fully exercisable on February 28, 2020, the third anniversary of the grant date.
( 9 )One-third of the options became exercisable on February 26, 2020, an additional one-third of the options became exercisable on February 26, 2021 and the remaining one-third of the options will become exercisable on February 26, 2022, the third anniversary of the grant date.
( 10 )One-third of the options will become exercisable on February 23, 2022, an additional one-third of the options will become exercisable on February 23, 2023 and the remaining one-third of the options will become exercisable on February 23, 2024, the third anniversary of the grant date.
( 11 )The options became fully exercisable on February 27, 2021, the third anniversary of the grant date.
( 12 )One-third of the options became exercisable on February 25, 2021, an additional one-third of the options will become exercisable on February 25, 2022 and the remaining one-third of the options will become exercisable on February 25, 2023, the third anniversary of the grant date.

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