Sec Form 4/A Filing - WOMBLE DUSTIN R @ TYLER TECHNOLOGIES INC - 2019-11-01

Insider filing report for Changes in Beneficial Ownership
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FORM 4/A
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
WOMBLE DUSTIN R
2. Issuer Name and Ticker or Trading Symbol
TYLER TECHNOLOGIES INC [ TYL]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X __ Director _____ 10% Owner
_____ Officer (give title below) _____ Other (specify below)
(Last) (First) (Middle)
5101 TENNYSON PARKWAY
3. Date of Earliest Transaction (MM/DD/YY)
11/01/2019
(Street)
PLANO, TX75024
4. If Amendment, Date Original Filed (MM/DD/YY)
06/01/2020
6. Individual or Joint/Group Filing (Check Applicable Line)
__ X __ Form filed by One Reporting Person
_____ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 11/01/2019( 1 ) G 130,879 ( 2 ) D $ 0 34,743 D
Common Stock 05/20/2020 S 14,186 ( 3 ) D $ 0 116,693 I See footnote (4) ( 4 )
Common Stock 05/29/2020 G 19,441 ( 5 ) D $ 0 97,252 I See footnote (4) ( 4 )
Common Stock 06/02/2020 S 17,957 ( 6 ) D $ 380.9468 ( 7 ) 79,295 I See footnote (4) ( 4 )
Common Stock 08/19/2020 S 10,000 D $ 338.18 69,295 ( 8 ) I See footnote (4) ( 4 )
Common Stock 11/09/2020 G 2,869 ( 9 ) D $ 0 33,024 D
Common Stock 11/11/2020 S 13,457 ( 10 ) D $ 427.2551 ( 7 ) 58,707 I See footnote (4) ( 4 )
Common Stock 11/13/2020 G 11,459 ( 11 ) D $ 0 21,565 D
Common Stock 11/13/2020 G 19,114 ( 12 ) D $ 0 51,052 I See footnote (4) ( 4 )
Common Stock 12/08/2020 P 4,186 ( 13 ) A $ 0 55,238 I See footnote (4) ( 4 )
Common Stock 12/10/2020 S 11,338 ( 14 ) D $ 447.2372 ( 7 ) 43,900 I See footnote (4) ( 4 )
Common Stock 02/23/2021 G 8,000 ( 15 ) D $ 0 51,900 I See footnote (4) ( 4 )
Common Stock 11/04/2021 S 20,000 ( 16 ) D $ 543.1781 ( 7 ) 31,900 I See footnote (4) ( 4 )
Common Stock 12/09/2021 P 10,000 ( 17 ) A $ 0 91,900 I See footnote (4) ( 4 )
Common Stock 12/15/2021 G 5,000 ( 18 ) D $ 0 36,900 I See footnote (4) ( 4 )
Common Stock 06/14/2022 G 400 ( 19 ) D $ 0 14,552 D
Common Stock 14,916 ( 20 ) D
Common Stock 37,300 ( 20 ) I See footnote (4) ( 3 )
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
WOMBLE DUSTIN R
5101 TENNYSON PARKWAY
PLANO, TX75024
X
Signatures
Randall G. Ray, attorney-in-fact 08/01/2023
Signature of Reporting Person Date
Explanation of Responses:
( 1 )This report is being filed by the reporting person to report (a) inadvertent errors discovered in reports filed on June 1, 2020 and on August 21, 2020 and (b) additionally inadvertent failures to report transactions involved a family trust created by the reporting person and his wife under agreement dated May 28, 2019, including gifts by the reporting person to such trust, charitable gifts by such trust, and sales by such trust. The errors and failures were discovered on behalf of the reporting person in May 2023,and the reporting person and the issuer have been diligently reviewing records of the reporting person's transactions from and after January 1, 2017 in order to provide a complete reconciliation of the reporting person's holdings of the shares with previously filed reports.
( 2 )On November [1], 2019, the reporting person transferred 130,879 shares to a family trust of which the reporting person and his wife are the grantors, trustees, and primary beneficiaries, resulting in 34,743 shares directly beneficially owned by the reporting person and 130,879 shares indirectly beneficially owned by the reporting person. The current direct and indirect beneficial ownership of the reporting person is set forth in footnote 20.
( 3 )On May 20, 2020, a family trust established by the reporting person and his wife [transferred] 14,186 shares to [AMERITRADE ACCOUNT #8376], resulting in 35,893 shares directly beneficially owned by the reporting person and 116,693 shares indirectly beneficially owned by the reporting person. The current direct and indirect beneficial ownership of the reporting person is set forth in footnote 20.
( 4 )Includes shares owned indirectly by the reporting person through a family trust of which the reporting person and his wife are the grantors, trustees, and primary beneficiaries.
( 5 )On May 29, 2020, a family trust established by the reporting person and his wife made a charitable contribution of 19,441 shares. The original report, filed on June 1, 2020,incorrectly stated the number of shares and did not identify the gift as being made by the family trust. After giving effect to the charitable gift, the reporting person directly beneficially owned 35,893 shares and 97,252 shares were indirectly beneficially owned by the reporting person. The current direct and indirect beneficial ownership of the reporting person is set forth in footnote 20.
( 6 )On June 2, 2020, a family trust established by the reporting person and his wife sold 17,957 shares, resulting in 35,893 shares directly beneficially owned by the reporting person and 79,295 shares indirectly beneficially owned by the reporting person. The current direct and indirect beneficial ownership of the reporting person is set forth in footnote 20.
( 7 )Reflects the average sales price for the reported transaction. The shares were sold in multiple transactions. The reporting person will provide the Commission, the issuer or any stockholder, upon request, full information regarding the number of shares sold at each separate price.
( 8 )On August 19, 2020, a family trust established by the reporting person and his wife sold 10,000 shares. The original report, filed on August 21, 2020, incorrectly did not identify the sale as being made by the family trust. After giving effect to the sale, the reporting directly beneficially owned 35,893 shares and 69,295 shares were indirectly beneficially owned by the reporting person. The current direct and indirect beneficial ownership of the reporting person is set forth in footnote 20.
( 9 )On November 9, 2020, the reporting person transferred 2,869 shares to a family trust of which the reporting person and his wife are the grantors, trustees, and primary beneficiaries, resulting in 33,024 shares directly beneficially owned by the reporting person and 72,164 shares indirectly beneficially owned by the reporting person. The current direct and indirect beneficial ownership of the reporting person is set forth in footnote 20.
( 10 )On November 11, 2020, a family trust established by the reporting person and his wife sold 13,457 shares. The original report, filed on November 12, 2020, incorrectly identified the date of the sale, incorrectly stated the number of shares sold and the average price per share, and did not identify the sale as being made by the family trust. After giving effect to the sale, the reporting directly beneficially owned 33,024 shares and 58,707 shares were indirectly beneficially owned by the reporting person. The current direct and indirect beneficial ownership of the reporting person is set forth in footnote 20.
( 11 )On November 13, 2020, the reporting person transferred 11,459 shares to a family trust of which the reporting person and his wife are the grantors, trustees, and primary beneficiaries, resulting in 21,565 shares directly beneficially owned by the reporting person and 70,166 shares indirectly beneficially owned by the reporting person. The current direct and indirect beneficial ownership of the reporting person is set forth in footnote 20.
( 12 )On November 13, 2020, a family trust established by the reporting person and his wife made a charitable contribution of 19,114 shares, resulting in 21,565 shares directly beneficially owned and 51,052 shares indirectly beneficially owned by the reporting person. The current direct and indirect beneficial ownership of the reporting person is set forth in footnote 20.
( 13 )On December 8, 2020, a family trust established by the reporting person and his wife [acquired] 4,186 shares from [AMERITRADE ACCOUNT #8376], resulting in 21,565 shares directly beneficially owned by the reporting person and 55,238 shares indirectly beneficially owned by the reporting person. The current direct and indirect beneficial ownership of the reporting person is set forth in footnote 20.
( 14 )On December 10, 2020, a family trust established by the reporting person and his wife sold 11,338 shares, resulting in 21,565 shares directly beneficially owned by the reporting person and 43,900 shares indirectly beneficially owned by the reporting person. The current direct and indirect beneficial ownership of the reporting person is set forth in footnote 20.
( 15 )On February 23, 2021, the reporting person transferred 8,000 shares to a family trust of which the reporting person and his wife are the grantors, trustees, and primary beneficiaries, resulting in 13,565 shares directly beneficially owned by the reporting person and 51,900 shares indirectly beneficially owned by the reporting person. The current direct and indirect beneficial ownership of the reporting person is set forth in footnote 20.
( 16 )On November 4, 2021, a family trust established by the reporting person and his wife sold 20,000 shares, resulting in 14,318 shares directly beneficially owned by the reporting person and 31,900 shares indirectly beneficially owned by the reporting person. The current direct and indirect beneficial ownership of the reporting person is set forth in footnote 20.
( 17 )On December 9, 2021, a family trust established by the reporting person and his wife [acquired] 10,000 shares from [AMERITRADE ACCOUNT #8376], resulting in 14,318 shares directly beneficially owned by the reporting person and 41,900 shares indirectly beneficially owned by the reporting person. The current direct and indirect beneficial ownership of the reporting person is set forth in footnote 20.
( 18 )On December 15, 2021, a family trust established by the reporting person and his wife made a charitable contribution of 5,000 shares, resulting in 14,318 shares directly beneficially owned and 36,900 shares indirectly beneficially owned by the reporting person. The current direct and indirect beneficial ownership of the reporting person is set forth in footnote 20.
( 19 )On June 14, 2022, the reporting person transferred 400 shares to a family trust of which the reporting person and his wife are the grantors, trustees, and primary beneficiaries, resulting in 14,552 shares directly beneficially owned by the reporting person and 37,300 shares indirectly beneficially owned by the reporting person. The current direct and indirect beneficial ownership of the reporting person is set forth in footnote 20.
( 20 )As of the filing date of this report, the reporting person directly beneficially owned 14,916 shares and 37,300 shares were indirectly beneficially owned by the reporting person. The number of shares directly beneficially owned is 360 less than the number previously reported after giving effect to this report. The reporting person and the issuer have diligently reviewed all reporting person transaction from and after January 1, 2017, and believe that the variance is the result of an inadvertent reporting error prior to January 1, 2017.

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

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