Sec Form 4 Filing - YUSPEH ALAN R @ HCA Holdings, Inc. - 2014-07-30

Insider filing report for Changes in Beneficial Ownership
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FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
YUSPEH ALAN R
2. Issuer Name and Ticker or Trading Symbol
HCA Holdings, Inc. [ HCA]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner
X __ Officer (give title below) _____ Other (specify below)
SVP & Chief Ethics Officer
(Last) (First) (Middle)
ONE PARK PLAZA
3. Date of Earliest Transaction (MM/DD/YY)
07/30/2014
(Street)
NASHVILLE, TN37203
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
__ X __ Form filed by One Reporting Person
_____ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 07/30/2014 M 17,047 A $ 2.8302 41,327 D
Common Stock 07/30/2014 M 73,507 A $ 5.3074 114,834 D
Common Stock 07/30/2014 M 63,006 A $ 11.3208 177,840 D
Common Stock 07/30/2014 S 153,560 D $ 65.7773 ( 1 ) 24,280 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Non-Qualified Stock Option (right to buy) $ 2.8302 ( 2 ) 07/30/2014 M 5,527 ( 3 ) 01/27/2015 Common Stock 5,527 ( 4 ) $ 0 0 D
Non-Qualified Stock Option (right to buy) $ 2.8302 ( 2 ) 07/30/2014 M 3,576 ( 3 ) 01/27/2015 Common Stock 3,576 ( 4 ) $ 0 0 D
Non-Qualified Stock Option (right to buy) $ 2.8302 ( 2 ) 07/30/2014 M 1,243 ( 3 ) 01/27/2015 Common Stock 1,243 ( 4 ) $ 0 0 D
Non-Qualified Stock Option (right to buy) $ 2.8302 ( 2 ) 07/30/2014 M 1,031 ( 3 ) 01/26/2016 Common Stock 1,031 ( 4 ) $ 0 0 D
Non-Qualified Stock Option (right to buy) $ 2.8302 ( 2 ) 07/30/2014 M 4,374 ( 3 ) 01/26/2016 Common Stock 4,374 ( 4 ) $ 0 0 D
Non-Qualified Stock Option (right to buy) $ 2.8302 ( 2 ) 07/30/2014 M 486 ( 3 ) 01/26/2016 Common Stock 486 ( 4 ) $ 0 0 D
Non-Qualified Stock Option (right to buy) $ 2.8302 ( 2 ) 07/30/2014 M 810 ( 3 ) 01/26/2016 Common Stock 810 ( 4 ) $ 0 0 D
Non-Qualified Stock Option (right to buy) $ 5.3074 ( 2 ) 07/30/2014 M 52,505 ( 5 ) 01/30/2017 Common Stock 52,505 ( 4 ) $ 0 0 D
Non-Qualified Stock Option (right to buy) $ 5.3074 ( 2 ) 07/30/2014 M 21,002 ( 6 ) 01/30/2017 Common Stock 21,002 ( 4 ) $ 0 0 D
Non-Qualified Stock Option (right to buy) $ 11.3208 ( 2 ) 07/30/2014 M 31,503 ( 7 ) 01/30/2017 Common Stock 31,503 ( 4 ) $ 0 0 D
Non-Qualified Stock Option (right to buy) $ 11.3208 ( 2 ) 07/30/2014 M 31,503 ( 8 ) 01/30/2017 Common Stock 31,503 ( 4 ) $ 0 0 D
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
YUSPEH ALAN R
ONE PARK PLAZA
NASHVILLE, TN37203
SVP & Chief Ethics Officer
Signatures
/s/ Natalie Harrison Cline, Attorney-in-Fact 08/01/2014
Signature of Reporting Person Date
Explanation of Responses:
( 1 )The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $65.38 to $66.30, inclusive. The reporting person undertakes to provide to HCA Holdings, Inc., any security holder of HCA Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
( 2 )Exercise Price was adjusted to reflect a 4.505 to 1 stock split that occurred with respect to the Issuer's common stock effective March 9, 2011.
( 3 )Immediately before the effective time of the merger of Hercules Acquisition Corporation with and into HCA Inc. on November 17, 2006, pursuant to the Merger Agreement dated July 24, 2006 among Hercules Holding II, LLC, Hercules Acquisition Corporation and HCA Inc., all unvested options became fully vested and immediately exercisable.
( 4 )Shares have been adjusted to reflect a 4.505 to 1 stock split that occurred with respect to the Issuer's common stock effective March 9, 2011.
( 5 )On January 30, 2007, the reporting person was granted an option to purchase 52,505 shares of common stock, which vest upon achievement of certain predetermined investment return targets. 1/3 of the option vested as a result of the achievement of certain specified investment return targets as of the closing of the initial public offering of the Issuer's securities on March 15, 2011, 1/3 of the option vested as a result of the achievement of certain specified investment return targets as of December 31, 2011 and 1/3 of the option vested as a result of the achievement of certain specified investment return targets as of December 31, 2012.
( 6 )The option vested in equal increments at the end of fiscal years 2010 and 2011 based upon the achievement of certain annual EBITDA performance targets.
( 7 )The option vested in equal increments at the end of fiscal years 2007, 2008 and 2009 based upon the achievement of certain annual EBITDA performance targets.
( 8 )The option vested in three equal annual installments beginning on January 30, 2008.

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