Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
|
2. Transaction Date (MM/DD/YY)
|
2A. Deemed Execution Date, if any (MM/DD/YY)
|
3. Transaction Code
(Instr. 8)
|
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
|
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
|
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
|
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
|
Code
|
V
|
Amount
|
(A) or (D)
|
Price
|
Common Stock, par value $0.001 |
02/01/2021 |
|
M(
1
) |
|
10,000 |
A |
$
0.41 |
110,000 |
D |
|
Common Stock, par value $0.001 |
02/01/2021 |
|
S(
1
) |
|
10,000 |
D |
$
9.919(
7
) |
100,000 |
D |
|
Common Stock, par value $0.001 |
03/01/2021 |
|
M(
1
) |
|
10,000 |
A |
$
0.41 |
110,000 |
D |
|
Common Stock, par value $0.001 |
03/01/2021 |
|
S(
1
) |
|
10,000 |
D |
$
8.52(
8
) |
100,000 |
D |
|
Common Stock, par value $0.001 |
03/30/2021 |
|
M(
1
) |
|
10,000 |
A |
$
0.41 |
110,000 |
D |
|
Common Stock, par value $0.001 |
03/30/2021 |
|
S(
1
) |
|
10,000 |
D |
$
5.76(
9
) |
100,000 |
D |
|
Common Stock, par value $0.001 |
04/30/2021 |
|
M(
1
) |
|
10,000 |
A |
$
0.41 |
110,000 |
D |
|
Common Stock, par value $0.001 |
04/30/2021 |
|
S(
1
) |
|
10,000 |
D |
$
5.83(
10
) |
100,000 |
D |
|
Common Stock, par value $0.001 |
06/01/2021 |
|
M(
1
) |
|
10,000 |
A |
$
0.41 |
110,000 |
D |
|
Common Stock, par value $0.001 |
06/01/2021 |
|
S(
1
) |
|
10,000 |
D |
$
5.11(
11
) |
100,000 |
D |
|
Common Stock, par value $0.001 |
06/30/2021 |
|
M(
1
) |
|
10,000 |
A |
$
0.41 |
110,000 |
D |
|
Common Stock, par value $0.001 |
06/30/2021 |
|
S(
1
) |
|
10,000 |
D |
$
5.35(
12
) |
100,000 |
D |
|
Common Stock, par value $0.001 |
07/21/2021 |
|
M(
2
) |
|
5,000 |
A |
$
0.41 |
105,000 |
D |
|
Common Stock, par value $0.001 |
07/21/2021 |
|
S(
2
) |
|
5,000 |
D |
$
4.17 |
100,000 |
D |
|
Common Stock, par value $0.001 |
08/17/2021 |
|
M(
2
) |
|
5,000 |
A |
$
0.41 |
105,000 |
D |
|
Common Stock, par value $0.001 |
08/17/2021 |
|
S(
2
) |
|
5,000 |
D |
$
3.53(
13
) |
100,000 |
D |
|
Common Stock, par value $0.001 |
09/14/2021 |
|
M(
2
) |
|
5,000 |
A |
$
0.41 |
105,000 |
D |
|
Common Stock, par value $0.001 |
09/14/2021 |
|
S(
2
) |
|
5,000 |
D |
$
3.3 |
100,000 |
D |
|
Common Stock, par value $0.001 |
10/19/2021 |
|
M(
2
) |
|
5,000 |
A |
$
0.41 |
105,000 |
D |
|
Common Stock, par value $0.001 |
10/19/2021 |
|
S(
2
) |
|
5,000 |
D |
$
2.95 |
100,000 |
D |
|
Common Stock, par value $0.001 |
01/11/2022 |
|
M(
3
) |
|
25,000 |
A |
$
0.41 |
125,000 |
D |
|
Common Stock, par value $0.001 |
01/11/2022 |
|
S(
3
) |
|
25,000 |
D |
$
1.44(
14
) |
100,000 |
D |
|
Common Stock, par value $0.001 |
02/15/2022 |
|
M(
3
) |
|
25,000 |
A |
$
0.41 |
125,000 |
D |
|
Common Stock, par value $0.001 |
02/15/2022 |
|
S(
3
) |
|
25,000 |
D |
$
1.04 |
100,000 |
D |
|
Common Stock, par value $0.001 |
03/15/2022 |
|
M(
3
) |
|
25,000 |
A |
$
0.41 |
125,000 |
D |
|
Common Stock, par value $0.001 |
03/15/2022 |
|
S(
3
) |
|
25,000 |
D |
$
0.93 |
100,000 |
D |
|
Common Stock, par value $0.001 |
04/12/2022 |
|
M(
3
) |
|
25,000 |
A |
$
0.41 |
125,000 |
D |
|
Common Stock, par value $0.001 |
04/12/2022 |
|
S(
3
) |
|
25,000 |
D |
$
1.05 |
100,000 |
D |
|
Common Stock, par value $0.001 |
05/17/2022 |
|
M(
3
) |
|
25,000 |
A |
$
0.41 |
125,000 |
D |
|
Common Stock, par value $0.001 |
05/17/2022 |
|
S(
3
) |
|
25,000 |
D |
$
0.77 |
100,000 |
D |
|
|
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(
e.g.
, puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
|
2. Conversion or Exercise Price of Derivative Security
|
3. Transaction Date (MM/DD/YY)
|
3A. Deemed Execution Date, if any (MM/DD/YY)
|
4. Transaction Code
(Instr. 8)
|
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
|
6. Date Exercisable and Expiration Date
(MM/DD/YY)
|
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
|
8. Price of Derivative Security
(Instr. 5)
|
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
|
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
|
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
|
Code
|
V
|
(A)
|
(D)
|
Date Exercisable
|
Expiration Date
|
Title
|
Amount or Number of Shares
|
Options to purchase common stock, par value $0.001per share |
$
0.41 |
05/17/2022 |
|
M |
|
|
25,000 |
03/31/2019(
3
) |
03/28/2029 |
Common Stock |
25,000 |
(
5
) |
380,000(
6
) |
D |
|
Options to purchase common stock, par value $0.001per share |
$
0.41 |
04/12/2022 |
|
M |
|
|
25,000 |
03/31/2019(
3
) |
03/28/2029 |
Common Stock |
25,000 |
(
5
) |
405,000(
6
) |
D |
|
Options to purchase common stock, par value $0.001per share |
$
1.19 |
03/31/2022 |
|
A |
|
25,000 |
|
(
4
) |
03/30/2027 |
Common Stock |
25,000 |
(
5
) |
430,000(
6
) |
D |
|
Options to purchase common stock, par value $0.001per share |
$
0.41 |
03/15/2022 |
|
M |
|
|
25,000 |
03/31/2019(
3
) |
03/28/2029 |
Common Stock |
25,000 |
(
5
) |
405,000(
6
) |
D |
|
Options to purchase common stock, par value $0.001per share |
$
0.41 |
02/15/2022 |
|
M |
|
|
25,000 |
03/31/2019(
3
) |
03/28/2029 |
Common Stock |
25,000 |
(
5
) |
430,000(
6
) |
D |
|
Options to purchase common stock, par value $0.001per share |
$
0.41 |
01/11/2022 |
|
M |
|
|
25,000 |
03/31/2019(
3
) |
03/28/2029 |
Common Stock |
25,000 |
(
5
) |
455,000(
6
) |
D |
|
Options to purchase common stock, par value $0.001per share |
$
1.57 |
12/31/2021 |
|
A |
|
25,000 |
|
(
4
) |
12/30/2026 |
Common Stock |
25,000 |
(
5
) |
480,000(
6
) |
D |
|
Options to purchase common stock, par value $0.001per share |
$
0.41 |
10/19/2021 |
|
M |
|
|
5,000 |
03/31/2019(
2
) |
03/28/2029 |
Common Stock |
5,000 |
(
5
) |
455,000(
6
) |
D |
|
Options to purchase common stock, par value $0.001per share |
$
3.01 |
09/30/2021 |
|
A |
|
25,000 |
|
(
4
) |
09/29/2026 |
Common Stock |
25,000 |
(
5
) |
460,000(
6
) |
D |
|
Options to purchase common stock, par value $0.001per share |
$
0.41 |
09/14/2021 |
|
M |
|
|
5,000 |
03/31/2019(
2
) |
03/28/2029 |
Common Stock |
5,000 |
(
5
) |
435,000(
6
) |
D |
|
Options to purchase common stock, par value $0.001per share |
$
0.41 |
08/17/2021 |
|
M |
|
|
5,000 |
03/31/2019(
2
) |
03/28/2029 |
Common Stock |
5,000 |
(
5
) |
440,000(
6
) |
D |
|
Options to purchase common stock, par value $0.001per share |
$
0.41 |
07/21/2021 |
|
M |
|
|
5,000 |
03/31/2019(
2
) |
03/28/2029 |
Common Stock |
5,000 |
(
5
) |
445,000(
6
) |
D |
|
Options to purchase common stock, par value $0.001per share |
$
5.27 |
06/30/2021 |
|
A |
|
25,000 |
|
(
4
) |
06/29/2026 |
Common Stock |
25,000 |
(
5
) |
450,000(
6
) |
D |
|
Options to purchase common stock, par value $0.001per share |
$
0.41 |
06/30/2021 |
|
M |
|
|
10,000 |
03/31/2019(
1
) |
03/28/2029 |
Common Stock |
10,000 |
(
5
) |
425,000(
6
) |
D |
|
Options to purchase common stock, par value $0.001per share |
$
0.41 |
06/01/2021 |
|
M |
|
|
10,000 |
03/31/2019(
1
) |
03/28/2029 |
Common Stock |
10,000 |
(
5
) |
435,000(
6
) |
D |
|
Options to purchase common stock, par value $0.001per share |
$
0.41 |
04/30/2021 |
|
M |
|
|
10,000 |
03/31/2019(
1
) |
03/28/2029 |
Common Stock |
10,000 |
(
5
) |
445,000(
6
) |
D |
|
Options to purchase common stock, par value $0.001per share |
$
6.26 |
03/31/2021 |
|
A |
|
25,000 |
|
(
4
) |
03/30/2026 |
Common Stock |
25,000 |
(
5
) |
455,000(
6
) |
D |
|
Options to purchase common stock, par value $0.001per share |
$
0.41 |
03/30/2021 |
|
M |
|
|
10,000 |
03/31/2019(
1
) |
03/28/2029 |
Common Stock |
10,000 |
(
5
) |
430,000(
6
) |
D |
|
Options to purchase common stock, par value $0.001per share |
$
0.41 |
03/01/2021 |
|
M |
|
|
10,000 |
03/31/2019(
1
) |
03/28/2029 |
Common Stock |
10,000 |
(
5
) |
440,000(
6
) |
D |
|
Options to purchase common stock, par value $0.001per share |
$
0.41 |
02/01/2021 |
|
M |
|
|
10,000 |
03/31/2019(
1
) |
03/28/2029 |
Common Stock |
10,000 |
(
5
) |
450,000(
6
) |
D |
|
Options to purchase common stock, par value $0.001per share |
$
6 |
12/31/2020 |
|
A |
|
25,000 |
|
(
4
) |
12/30/2026 |
Common Stock |
25,000 |
(
5
) |
460,000(
6
) |
D |
|
|