Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
|
2. Transaction Date (MM/DD/YY)
|
2A. Deemed Execution Date, if any (MM/DD/YY)
|
3. Transaction Code
(Instr. 8)
|
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
|
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
|
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
|
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
|
Code
|
V
|
Amount
|
(A) or (D)
|
Price
|
Common stock, $0.001 par value |
08/29/2019 |
|
P |
|
600 |
A |
$
3.06 |
11,101 |
I |
By Soomi Niihara |
Common stock, $0.001 par value |
08/29/2019 |
|
P |
|
100 |
A |
$
3.09 |
11,201 |
I |
By Soomi Niihara |
Common stock, $0.001 par value |
08/29/2019 |
|
P |
|
500 |
A |
$
3.11 |
11,701 |
I |
By Soomi Niihara |
Common stock, $0.001 par value |
08/29/2019 |
|
P |
|
200 |
A |
$
3.12 |
11,901 |
I |
By Soomi Niihara |
Common stock, $0.001 par value |
08/29/2019 |
|
P |
|
200 |
A |
$
3.13 |
12,101 |
I |
By Soomi Niihara |
Common stock, $0.001 par value |
08/29/2019 |
|
P |
|
1,400 |
A |
$
3.135 |
13,501 |
I |
By Soomi Niihara |
Common stock, $0.001 par value |
08/29/2019 |
|
P |
|
600 |
A |
$
3.145 |
14,101 |
I |
By Soomi Niihara |
Common stock, $0.001 par value |
08/29/2019 |
|
P |
|
1,300 |
A |
$
3.15 |
15,401 |
I |
By Soomi Niihara |
Common stock, $0.001 par value |
08/29/2019 |
|
P |
|
300 |
A |
$
3.155 |
15,701 |
I |
By Soomi Niihara |
Common stock, $0.001 par value |
08/29/2019 |
|
P |
|
300 |
A |
$
3.16 |
16,001 |
I |
By Soomi Niihara |
Common stock, $0.001 par value |
08/29/2019 |
|
P |
|
800 |
A |
$
3.165 |
16,801 |
I |
By Soomi Niihara |
Common stock, $0.001 par value |
08/29/2019 |
|
P |
|
2,500 |
A |
$
3.17 |
19,301 |
I |
By Soomi Niihara |
Common stock, $0.001 par value |
08/29/2019 |
|
P |
|
2,000 |
A |
$
3.175 |
21,301 |
I |
By Soomi Niihara |
Common stock, $0.001 par value |
08/29/2019 |
|
P |
|
900 |
A |
$
3.18 |
22,201 |
I |
By Soomi Niihara |
Common stock, $0.001 par value |
08/29/2019 |
|
P |
|
100 |
A |
$
3.19 |
22,301 |
I |
By Soomi Niihara |
Common stock, $0.001 par value |
08/29/2019 |
|
P |
|
400 |
A |
$
3.2 |
22,701 |
I |
By Soomi Niihara |
Common stock, $0.001 par value |
08/29/2019 |
|
P |
|
500 |
A |
$
3.21 |
23,201 |
I |
By Soomi Niihara |
Common stock, $0.001 par value |
08/29/2019 |
|
P |
|
470 |
A |
$
3.22 |
23,671 |
I |
By Soomi Niihara |
Common stock, $0.001 par value |
08/29/2019 |
|
P |
|
200 |
A |
$
3.23 |
23,871 |
I |
By Soomi Niihara |
Common stock, $0.001 par value |
08/29/2019 |
|
P |
|
1,100 |
A |
$
3.24 |
24,971 |
I |
By Soomi Niihara |
Common stock, $0.001 par value |
08/29/2019 |
|
P |
|
3,100 |
A |
$
3.25 |
28,071 |
I |
By Soomi Niihara |
Common stock, $0.001 par value |
08/29/2019 |
|
P |
|
600 |
A |
$
3.26 |
28,671 |
I |
By Soomi Niihara |
Common stock, $0.001 par value |
08/29/2019 |
|
P |
|
1,630 |
A |
$
3.27 |
30,301 |
I |
By Soomi Niihara |
Common stock, $0.001 par value |
08/29/2019 |
|
P |
|
100 |
A |
$
3.28 |
30,401 |
I |
By Soomi Niihara |
Common stock, $0.001 par value |
08/29/2019 |
|
P |
|
100 |
A |
$
3.3 |
30,501 |
I |
By Soomi Niihara |
Common stock, $0.001 par value |
|
|
|
|
|
|
|
10,221,626 |
D (
1
) |
|
Common stock, $0.001 par value |
|
|
|
|
|
|
|
92,794 |
I |
By Hope International Hospice, Inc. (
2
) |
Common stock, $0.001 par value |
|
|
|
|
|
|
|
46,446 |
I |
As custodian (
3
) |
|
|