Sec Form 4 Filing - Nieman Jan @ QUAKER CHEMICAL CORP - 2019-03-05

Insider filing report for Changes in Beneficial Ownership
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FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
Nieman Jan
2. Issuer Name and Ticker or Trading Symbol
QUAKER CHEMICAL CORP [ KWR]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner
X __ Officer (give title below) _____ Other (specify below)
VP/GL - Grease, FP, GS, Mktg.
(Last) (First) (Middle)
QUAKER CHEMICAL CORPORATION, ONE QUAKER PARK, 901 E. HECTOR STREET
3. Date of Earliest Transaction (MM/DD/YY)
03/05/2019
(Street)
CONSHOHOCKEN, PA19428-2380
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
__ X __ Form filed by One Reporting Person
_____ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 03/05/2019 M 1,213 A $ 72.12 4,671 D
Common Stock 03/05/2019 F 771 D $ 202.49 3,900 D
Common Stock 03/05/2019 M 729 A $ 134.6 4,629 D
Common Stock 03/05/2019 F 590 D $ 202.49 4,039 D
Common Stock 03/05/2019 M 614 A $ 151.75 4,653 D
Common Stock 03/05/2019 F 466 D $ 202.49 4,187 D
Common Stock 569 I By 401(k)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Employee Stock Option (right to buy) $ 72.12 03/05/2019 M 1,213 ( 1 ) 02/23/2023 Common Stock 1,213 $ 0 0 D
Employee Stock Option (right to buy) $ 134.6 03/05/2019 M 729 ( 2 ) 02/27/2024 Common Stock 729 $ 0 729 D
Employee Stock Option (right to buy) $ 151.75 03/05/2019 M 614 ( 3 ) 02/26/2025 Common Stock 614 $ 0 1,227 D
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
Nieman Jan
QUAKER CHEMICAL CORPORATION
ONE QUAKER PARK, 901 E. HECTOR STREET
CONSHOHOCKEN, PA19428-2380
VP/GL - Grease, FP, GS, Mktg.
Signatures
Victoria K. Gehris, Attorney-in-Fact for Jan F. Nieman 03/07/2019
Signature of Reporting Person Date
Explanation of Responses:
( 1 )The options for this grant vested in three annual installments: 1,213 shares on February 23, 2017; 1,213 shares on February 23, 2018; and 1,213 shares on February 23, 2019.
( 2 )The options for this grant vest in three annual installments: 730 shares on February 27, 2018; 729 shares on February 27, 2019; and 729 shares on February 27, 2020.
( 3 )The options for this grant vest in three annual installments: 614 shares on February 26, 2019; 614 shares on February 26, 2020; and 613 shares on February 26, 2021.

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
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